AX (AX) insider Roque Santi plans $52,650 sale of 500 shares

Rhea-AI Filing Summary

AX received a notice of proposed sale of common stock by shareholder Roque Santi. The filing contemplates the sale of 500 common shares through Morgan Stanley Smith Barney LLC Executive Financial Services, with an aggregate value of $52,650.00, on or after August 5, 2026 on the NYSE. The shares were originally acquired as restricted stock from the issuer on August 31, 2024. The filing also reports that the same shareholder sold 500 common shares on May 8, 2026 for $43,888.50.

Key Figures

Proposed shares to be sold: 500 shares Proposed aggregate value: $52,650.00 Proposed sale date: 08/05/2026 +3 more

6 metrics

Proposed shares to be sold 500 shares Common stock proposed for sale through broker

Proposed aggregate value $52,650.00 Aggregate value of 500 shares to be sold

Proposed sale date 08/05/2026 Date associated with proposed NYSE sale

Prior shares sold 500 shares Common shares sold during past 3 months

Proceeds from prior sale $43,888.50 Total received for 500 shares sold on 05/08/2026

Acquisition date of restricted stock 08/31/2024 Date restricted stock was acquired from issuer

Key Terms

Form 144, Restricted Stock, Executive Financial Services

3 terms

Form 144 regulatory

"144: Securities Sold During The Past 3 Months"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Restricted Stock financial

"Common | 08/31/2024 | Restricted Stock | Issuer"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

Executive Financial Services financial

"Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/05/2026 - 04:17 PM Accepted by SEC EDGAR 08/05/2026 - 04:16 PM Learn about SEC filing dates

FAQ

What insider sale is reported for AX in this Form 144 filing?

The filing reports that Roque Santi plans to sell 500 common shares of AX through Morgan Stanley Smith Barney LLC Executive Financial Services, with an aggregate value of $52,650.00, on or after August 5, 2026 on the NYSE.

How many AX (AX) shares did the insider previously sell in the last 3 months?

The filing states that 500 common shares of AX were sold on May 8, 2026 for total proceeds of $43,888.50, which is disclosed under securities sold during the past three months.

What type of AX (AX) securities are involved in the planned sale?

The planned transaction involves common stock of AX. The 500 shares to be sold were originally acquired as restricted stock from the issuer on August 31, 2024, according to the filing data.

Through which broker will the AX (AX) shares be sold?

The filing lists Morgan Stanley Smith Barney LLC Executive Financial Services, located at 1 New York Plaza, 8th Floor, New York, NY 10004, as the broker handling the proposed sale of the 500 AX common shares.

What is the reported value of the AX (AX) shares proposed for sale?

The proposed sale covers 500 common shares of AX with an aggregate value of $52,650.00. This value is reported in the securities information section of the Form 144-related disclosure.

When were the AX (AX) restricted shares originally acquired by the insider?

The filing indicates the 500 AX shares to be sold were acquired as restricted stock from the issuer on August 31, 2024. This acquisition date appears in the securities-to-be-sold section.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	500	52650.00	56884635	08/05/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	08/31/2024	Restricted Stock	Issuer			500	08/31/2024	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
ROQUE SANTI 9205 West Russell Road, Suite 400 Las Vegas NV 89148	Common	05/08/2026	500	43888.50

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)