Axos Financial, Inc. filings document the bank holding company’s operating results, material events, capital structure and public-company disclosures. Its SEC records identify common stock with a $0.01 par value listed on the New York Stock Exchange under AX and include 8-K reports for quarterly results, earnings supplements and Regulation FD investor presentations.
The filings also cover disclosure areas tied to Axos Bank, Axos Clearing LLC and Axos Invest, Inc., including Banking Business and Securities Business segment results, material agreements, shareholder voting matters, bank regulatory matters, risk language and capital-structure information.
Axos Financial, Inc. asks stockholders to elect three Class I independent directors—Tamara N. Bohlig, Nicholas A. Mosich, and Edward J. Ratinoff—for terms ending at the 2029 Annual Meeting, approve executive compensation in a non-binding advisory vote, and ratify BDO USA, P.C. as the independent registered public accounting firm for fiscal 2027. The Board recommends a vote “FOR” each proposal. The meeting is scheduled for November 12, 2026, in Las Vegas.
For fiscal 2026, Axos reported net income of over $490 million and diluted earnings per share of $8.48. Assets were $30.0 billion and deposits were $24.6 billion; year-over-year deposit growth was 17.9%. Non-performing assets were 0.53%, compared with 0.71% in fiscal 2025. Stockholders of record on September 16, 2026, may vote one vote per share; 56,858,003 common shares were outstanding and entitled to vote.
Axos Financial, Inc. (AX), through its subsidiary Axos Bank, completed the previously announced acquisition of individual retirement accounts deposited into associated savings and certificate of deposit accounts from Capital One, National Association on September 21, 2026.
Under a Purchase and Assumption Agreement dated April 22, 2026, Axos Bank acquired approximately $1.9 billion of IRA deposits and received cash for the aggregate deposit balance, less a negotiated premium. The governing agreement is identified as a Deposit Purchase Agreement and has been incorporated by reference as an exhibit.
Axos Financial, Inc. (AX) reported equity compensation activity for executive vice president and chief administrative officer Candace L. Thiele on September 15, 2026. 1,122 Restricted Stock Units (RSUs) vested and were settled into the same number of shares of common stock, with 547 shares returned to Axos Financial, Inc. for tax withholding at $92.68 per share in a net-settlement. Thiele also received a new grant of 1,079 RSUs, each representing a contingent right to one share of common stock, which vest in one-third increments on each anniversary of the grant date and include dividend equivalent rights. Indirect holdings include 348 shares of common stock held in a 401(k) plan, and no Rule 10b5-1 trading plan is reported.
Axos Financial, Inc. (AX) reported that EVP and Chief Financial Officer Derrick Walsh had multiple equity-related transactions on September 15, 2026. 4,127 Restricted Stock Units (RSUs) vested and were settled into an equal number of common shares at a reference value of $92.68 per share, with 2,222 shares returned to Axos Financial, Inc. for tax withholding in a net-settlement. Walsh also received a new grant of 3,076 RSUs that vest in three equal annual installments and carry dividend equivalent rights. An indirect holding of 2,869 common shares is reported in a 401(k) plan, and no Rule 10b5-1 trading plan is reported.
Axos Financial, Inc. (AX) reported that EVP and Chief Risk Officer John Charles Tolla had Restricted Stock Units (RSUs) vest into 3,502 shares of Common Stock on September 15, 2026, and received a new grant of 2,968 RSUs under the company’s 2014 Stock Incentive Plan. Of the vested shares, 1,885 shares of Common Stock were retained by Axos Financial, Inc. for tax withholding in a net-settlement, with the remaining vested shares issued to the reporting person. The RSUs carry dividend equivalent rights and vest in equal one-third installments on each anniversary of the grant date. The filing also reports 2,723 shares of Common Stock held indirectly in a 401(k) Plan, and no transactions were made under a Rule 10b5-1 trading plan.
Axos Financial, Inc. (AX) reported compensation-related equity activity for Michael James Watson, EVP and Head of Axos Securities. On September 15, 2026, 3,174 RSU-based shares of Common Stock were issued upon vesting, with 1,583 shares retained by Axos Financial, Inc. for tax withholding in a net-settlement. The same day, Watson received a new grant of 1,900 Restricted Stock Units under the company’s 2014 Stock Incentive Plan, each RSU representing a contingent right to one share of Common Stock and accompanied by dividend equivalent rights. The filing also shows 777 shares of Common Stock held indirectly through a 401(k) Plan and states no Rule 10b5-1 trading plan was reported.
Axos Financial, Inc. (AX) reported that EVP and Chief Operating Officer Raymond D. Matsumoto had 4,946 shares of Common Stock issued on September 15, 2026 upon vesting of previously granted Restricted Stock Units (RSUs), with 2,668 shares retained by Axos Financial, Inc. for tax withholding in a net-settlement. Matsumoto also received a new grant of 2,698 RSUs that vest in equal one-third installments on each anniversary of the grant date and carry dividend equivalent rights. An indirect holding of 2,237 Common Shares is reported in a 401(k) Plan, and no Rule 10b5-1 trading plan is reported.
Axos Financial, Inc. (AX) reported insider equity compensation activity by Ann Gill, SVP and Chief Accounting Officer. On September 15, 2026, 1,643 Restricted Stock Units converted into 1,643 shares of Common Stock following vesting, and 884 of those shares were returned to Axos Financial, Inc. for tax withholding in a net-settlement. On the same date, Gill received a new grant of 1,295 Restricted Stock Units under the company’s 2014 Stock Incentive Plan, which vest in one-third increments on each anniversary of grant. She also holds 1,423 shares of Common Stock indirectly through a 401(k) Plan. No Rule 10b5-1 trading plan is reported.
Axos Financial, Inc. (AX) executive Eshel Bar-Adon, EVP Strategic Partnerships, reported several equity compensation events on September 15, 2026. Restricted stock units (RSUs) covering 3,629 shares vested and were settled in Common Stock, with 1,956 shares retained by Axos Financial, Inc. for tax withholding in a net-settlement. On the same date, Bar-Adon received a new grant of 3,076 RSUs, each representing a contingent right to one share of Common Stock and vesting in one-third increments on each anniversary of the grant date. A separate holding line shows 3,379 shares of Common Stock held indirectly in a 401(k) Plan. No Rule 10b5-1 trading plan is reported.