Welcome to our dedicated page for Axos Financial SEC filings (Ticker: AX), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Axos Financial, Inc. filings document the bank holding company’s operating results, material events, capital structure and public-company disclosures. Its SEC records identify common stock with a $0.01 par value listed on the New York Stock Exchange under AX and include 8-K reports for quarterly results, earnings supplements and Regulation FD investor presentations.
The filings also cover disclosure areas tied to Axos Bank, Axos Clearing LLC and Axos Invest, Inc., including Banking Business and Securities Business segment results, material agreements, shareholder voting matters, bank regulatory matters, risk language and capital-structure information.
Axos Financial, Inc., through its subsidiary Axos Nevada Holding, LLC, has entered into a definitive agreement to acquire Arc Technologies, Inc., a financial technology platform serving technology and growth companies. Arc offers integrated cash management, capital markets access, and AI-powered financial software in a unified platform.
Axos expects the deal to enhance its ability to serve structurally underserved small businesses in the United States and expand its AI capabilities through Arc’s financial intelligence infrastructure and automation tools. The transaction is expected to close in July 2026, subject to customary closing conditions, and is not expected to have a material impact on Axos’ results of operations or financial condition.
As of March 31, 2026, Axos Financial reported approximately $29.2 billion in consolidated assets, while Axos Clearing LLC had about $44.0 billion of assets under custody and/or administration, providing scale to support the integration of Arc’s platform.
Axos Financial, Inc. President and CEO Gregory Garrabrants reported routine equity compensation activity and related tax withholding. On June 30, 2026, Restricted Stock Units (RSUs) vested and were exercised into 202,032 shares of Common Stock, issued under the company’s 2014 Stock Incentive Plans.
Of these, 108,995 shares of Common Stock were retained by Axos Financial, Inc. to satisfy tax withholding obligations through a net-settlement. Following these transactions, Garrabrants directly holds 1,618,261 shares of Common Stock and 392,747 RSUs, with additional indirect holdings through a trust and a 401(k) plan.
Axos Financial, Inc. executive Constantine Thomas M, EVP and Chief Credit Officer, reported an open-market sale of common stock. On June 8, 2026, he sold 1,994 shares at a weighted average price of $88.553 per share in trades ranging from $88.19 to $90.00. Following the sale, he directly holds 16,195 shares of common stock and indirectly holds 2,934 shares through a 401(k) plan.
Thomas Constantine submitted a Form 144 notice related to proposed/rescheduled disposition of common stock tied to AX. The filing lists a past three‑month sale of 1,594 shares on 06/08/2026 for $140,574.86 and references 400 restricted shares dated 03/20/2026.
The filing names Morgan Stanley Smith Barney LLC as the broker and indicates the securities trade on the NYSE. This is a routine insider filing reporting small-dollar transactions and a proposed/reserved sale of restricted shares.
Axos Financial, Inc. reported that on June 8, 2026, the Office of the Comptroller of the Currency approved a planned deposit acquisition by its subsidiary, Axos Bank. This regulatory approval is a key step that allows the bank to move forward with the previously disclosed transaction.
The company currently expects the deposit acquisition to close later in calendar year 2026, pending completion of any remaining closing conditions and processes. No financial terms of the transaction are described in this disclosure.
AX filing a Form 144 notice through Morgan Stanley Smith Barney LLC Executive Financial Services. The notice lists proposed sales of Common Stock described as Restricted Stock with transaction dates 03/15/2026 and a filing/date entry of 06/08/2026. The excerpt shows two lots of restricted shares: 864 and 730 shares, each labeled "Issuer" and dated 03/15/2026. The filing identifies the broker and the exchange as NYSE.
Axos Financial, Inc. executive Michael James Watson reported an open-market sale of common stock. He sold 1,653 shares of Axos common stock on May 19, 2026 at a weighted average price of $83.769 per share, executed in multiple trades between $83.75 and $83.79. After this transaction, he directly owned 4,592 shares and indirectly held 777 shares through a 401(k) Plan.
Morgan Stanley Smith Barney LLC Executive Financial Services submitted a Form 144 notice relating to Common stock tied to restricted stock transactions. The filing lists 1,653 shares in the securities row and individually shows 487 shares dated 09/15/2025, 726 shares dated 09/15/2025, and 440 shares dated 09/23/2025.
Axos Financial, Inc. director James S. Argalas made a bona fide charitable gift of 2,100 shares of common stock. The shares were valued at $84.66 each, for a total donation of $177,786. Following the donation, he holds 71,240 common shares directly.
Axos Financial, Inc. director Santi A. Roque reported an open-market sale of the company’s common stock. He sold 500 shares of Axos common stock at an average price of $87.77 per share on May 8, 2026. After this transaction, he continues to hold 7,646 shares directly, indicating that the sale represents only a portion of his total reported holdings.