Form 144: Constantine reports sale of 1,594 AX shares (NYSE: AX)

Rhea-AI Filing Summary

Thomas Constantine submitted a Form 144 notice related to proposed/rescheduled disposition of common stock tied to AX. The filing lists a past three‑month sale of 1,594 shares on 06/08/2026 for $140,574.86 and references 400 restricted shares dated 03/20/2026.

The filing names Morgan Stanley Smith Barney LLC as the broker and indicates the securities trade on the NYSE. This is a routine insider filing reporting small-dollar transactions and a proposed/reserved sale of restricted shares.

Insights

Insider‑Compliance Analyst

Routine Form 144 notice reporting a small aggregate sale and a separate restricted‑share entry.

The notice documents a $140,574.86 disposition of 1,594 shares on 06/08/2026 and lists 400 restricted shares dated 03/20/2026. It names Morgan Stanley Smith Barney LLC as broker and indicates an NYSE listing.

These items are administrative disclosures required for certain insider sales; the dollar size is modest relative to typical market caps. Subsequent public filings would show whether additional open‑market sales occur under this notice.

Key Figures

Shares sold (past 3 months): 1,594 shares Proceeds reported: $140,574.86 Restricted shares referenced: 400 shares +2 more

5 metrics

Shares sold (past 3 months) 1,594 shares sale dated 06/08/2026

Proceeds reported $140,574.86 aggregate amount for 1,594 shares on 06/08/2026

Restricted shares referenced 400 shares Restricted stock dated 03/20/2026

Broker Morgan Stanley Smith Barney LLC listed as broker on the form

Exchange NYSE exchange listing indicated on form

Key Terms

Form 144, Restricted Stock, Broker

3 terms

Form 144 regulatory

"submitted a Form 144 notice related to proposed/rescheduled disposition"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Restricted Stock financial

"Restricted Stock | Issuer | 400 | 03/20/2026"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

Broker financial

"Morgan Stanley Smith Barney LLC listed as broker"

A broker is a licensed professional or firm that helps investors buy and sell financial assets by executing trades on their behalf, acting like a marketplace agent or matchmaker between buyers and sellers. Brokers matter to investors because they provide access to markets, handle order execution and paperwork, and can offer research or advice—services that affect trade speed, costs, and the quality of investment decisions.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 06/09/2026 - 06:50 PM Accepted by SEC EDGAR 06/09/2026 - 05:32 PM Learn about SEC filing dates

FAQ

What did Thomas Constantine report on Form 144 for AX?

He reported a disposition of 1,594 shares dated 06/08/2026 with proceeds of $140,574.86. The filing also lists 400 restricted shares dated 03/20/2026 and names Morgan Stanley Smith Barney LLC as broker.

Does the Form 144 show the broker or exchange for the AX shares?

Yes. The filing names Morgan Stanley Smith Barney LLC as the broker and indicates the securities trade on the NYSE. Broker and exchange details are provided directly in the notice.

Were restricted shares involved in this AX filing?

The notice references 400 restricted shares with a grant/issue date of 03/20/2026. The entry labels them as restricted stock and lists an issuer designation in the form fields.

Does this Form 144 indicate large insider selling for AX?

No. The reported past three‑month sale is 1,594 shares for $140,574.86, which is a modest dollar amount. The filing is a routine disclosure rather than a large, material divestiture.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	400	36000.00	56884635	06/09/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/20/2026	Restricted Stock	Issuer			400	03/20/2026	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
THOMAS CONSTANTINE 9205 West Russell Road, Suite 400 Las Vegas NV 89148	Common	06/08/2026	1594	140574.86

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)