Axos Financial EVP sells 1,994 company shares
Axos Financial, Inc. executive Constantine Thomas M, EVP and Chief Credit Officer, reported an open-market sale of common stock.
Sentiment and the balance of points
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Form Type
4
Rhea-AI Filing Summary
Axos Financial, Inc. executive Constantine Thomas M, EVP and Chief Credit Officer, reported an open-market sale of common stock. On June 8, 2026, he sold 1,994 shares at a weighted average price of $88.553 per share in trades ranging from $88.19 to $90.00. Following the sale, he directly holds 16,195 shares of common stock and indirectly holds 2,934 shares through a 401(k) plan.
Insider Trade Summary
Net Seller: 1,994 shares
Net Sell
2 txns
Insider
Constantine Thomas M
Role
Insider
Sold
1,994 shs ($177K)
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Sale | Common Stock | 1,994 | $88.553 | $177K |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Common Stock — 16,195 shares (Direct);
Common Stock — 2,934 shares (Indirect, 401(k) Plan)
Footnotes (1)
- F1. These transactions were executed in multiple trades, at prices ranging from $88.19 to $90.00. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected.
Key Figures
Shares sold: 1,994 shares
Weighted average sale price: $88.553 per share
Sale price range: $88.19–$90.00 per share
+2 more
5 metrics
Shares sold
1,994 shares
Open-market sale of common stock on June 8, 2026
Weighted average sale price
$88.553 per share
Average price for the 1,994 shares sold
Sale price range
$88.19–$90.00 per share
Range of prices for multiple executed trades
Direct holdings after sale
16,195 shares
Common stock directly owned following the transaction
Indirect 401(k) holdings
2,934 shares
Common stock held indirectly through a 401(k) plan
Key Terms
open-market sale, 401(k) Plan, weighted average sales price, Form 4
4 terms
open-market sale financial
"transaction_action: "open-market sale""
An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.
401(k) Plan financial
"nature_of_ownership: "401(k) Plan""
A 401(k) plan is a workplace retirement account that lets employees set aside part of their pay into a tax-advantaged savings pot, often with employers adding matching contributions — like a workplace piggy bank for future income. It matters to investors because the amount people save and how employers fund these plans influence consumer spending, corporate payroll costs and the flow of money into financial markets, which can affect stock prices and company valuations.
weighted average sales price financial
"The price reported above reflects the weighted average sales price."
Form 4 regulatory
"INSIDER FILING DATA (Form 4):"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What insider transaction did Axos Financial (AX) report for Constantine Thomas M?
Axos Financial reported that executive Constantine Thomas M sold 1,994 shares of common stock in an open-market transaction. The sale was disclosed on Form 4 and reflects routine insider trading activity by the company’s EVP and Chief Credit Officer.
What are Constantine Thomas M’s Axos Financial (AX) holdings after the Form 4 sale?
After the reported sale, Constantine Thomas M directly holds 16,195 shares of Axos Financial common stock. He also indirectly owns an additional 2,934 shares through a 401(k) plan, as indicated in the Form 4 insider ownership table.
Was the Axos Financial (AX) insider sale executed in a single trade or multiple trades?
The sale was executed in multiple trades, not a single transaction. The filing notes that trades occurred between $88.19 and $90.00 per share, with the reported $88.553 representing the weighted average sales price across all executed trades.
Does the Axos Financial (AX) Form 4 mention indirect ownership for the insider?
Yes. In addition to direct holdings, the Form 4 shows 2,934 shares of Axos Financial common stock held indirectly through a 401(k) plan. This indirect ownership is reported separately from the executive’s directly held 16,195 shares after the transaction.
AI-generated analysis. How Rhea-AI works. Not financial advice.
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