Axos Financial director sells 500 shares in open market

Axos Financial, Inc. director Santi A. Roque reported an open-market sale of the company’s common stock.

Rhea-AI Filing Summary

Axos Financial, Inc. director Santi A. Roque reported an open-market sale of the company’s common stock. He sold 500 shares of Axos common stock at an average price of $87.77 per share on May 8, 2026. After this transaction, he continues to hold 7,646 shares directly, indicating that the sale represents only a portion of his total reported holdings.

Insider Trade Summary

Net Seller: 500 shares

Net Sell 1 txn

Insider Santi Roque A

Role Director

Sold 500 shs ($44K)

Type	Security	Shares	Price	Value
Sale	Common Stock	500	$87.77	$44K

Holdings After Transaction: Common Stock — 7,646 shares (Direct)

Key Figures

Shares sold: 500 shares Sale price per share: $87.77 per share Shares held after transaction: 7,646 shares +1 more

4 metrics

Shares sold 500 shares Open-market sale of common stock on May 8, 2026

Sale price per share $87.77 per share Average price for the 500 shares sold

Shares held after transaction 7,646 shares Total common shares beneficially owned following the sale

Net shares sold 500 shares Net-sell direction from transaction summary

Key Terms

open-market sale, Common Stock, non-derivative, transaction code "S"

4 terms

open-market sale financial

"transaction_action": "open-market sale""

An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.

Common Stock financial

"security_title": "Common Stock""

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

non-derivative financial

"transaction_type": "non-derivative""

transaction code "S" financial

"transaction_code": "S""

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Axos Financial (AX) report for Santi A. Roque?

Axos Financial director Santi A. Roque reported an open-market sale of 500 shares of common stock. The transaction involved non-derivative securities and was disclosed in a Form 4 insider trading report.

At what price did Santi A. Roque sell Axos Financial (AX) shares?

Santi A. Roque sold 500 Axos Financial common shares at an average price of $87.77 per share. This price reflects an open-market sale as reported in the Form 4 filing with the SEC.

How many Axos Financial (AX) shares does Santi A. Roque hold after the sale?

Following the sale, Santi A. Roque holds 7,646 shares of Axos Financial common stock directly. This remaining balance is reported in the Form 4 as the total shares beneficially owned after the transaction.

Was the Axos Financial (AX) insider trade by Santi A. Roque a buy or a sell?

The transaction reported by Santi A. Roque was a sale of Axos Financial common stock. The Form 4 lists transaction code "S" and describes it as an open-market sale of 500 shares.

Did the Axos Financial (AX) Form 4 include any derivative securities transactions?

No derivative securities transactions are shown in this Form 4. The filing lists one non-derivative transaction in common stock and a derivative summary section with no remaining derivative positions reported.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/12/2026 - 03:12 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Santi Roque A

(Last) (First) (Middle)

9205 WEST RUSSELL ROAD

SUITE 400

(Street)

LAS VEGAS NEVADA 89148

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Axos Financial, Inc. [ AX ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/08/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	05/08/2026		S		500	D	$87.77	7,646	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	By: Derrick Walsh For: Roque Santi	05/12/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)