Welcome to our dedicated page for Axos Financial SEC filings (Ticker: AX), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Evaluating a digital bank that juggles California mortgage exposure, specialty consumer loans, and securities operations is no small task. Axos Financial’s disclosures span hundreds of pages, detailing everything from net-interest income to the credit quality of niche lending portfolios. Searching for Axos Financial insider trading Form 4 transactions or dividend policy shifts inside a 10-K can drain hours.
Stock Titan solves that challenge. Our AI reads each Axos Financial annual report 10-K simplified, every Axos Financial quarterly earnings report 10-Q filing, and even the swiftest Axos Financial 8-K material events explained, then delivers plain-language summaries, red-flag alerts, and side-by-side trend charts. Need real-time alerts on Axos Financial Form 4 insider transactions real-time? We stream them seconds after they hit EDGAR, complete with contextual analysis that links each executive trade to loan growth or margin guidance.
Here’s what you can uncover:
- Loan-book composition and regional mortgage concentrations inside the 10-K
- Deposit growth trends and digital account metrics in each 10-Q
- Management commentary on rate moves found in 8-K investor presentations
- Board pay packages within the Axos Financial proxy statement executive compensation
- Patterns in Axos Financial executive stock transactions Form 4 before earnings
Thomas M. Constantine, EVP and Chief Credit Officer of Axos Financial, Inc. (AX), reported transactions dated 09/23/2025 involving vested restricted stock units (RSUs). On that date 2,039 shares of common stock were issued following RSU vesting at an indicated price of $88.46 per share. Concurrently, 1,098 shares were retained by Axos Financial for tax withholding, leaving the reporting person with 19,337 shares directly beneficially owned and 2,776 shares held indirectly through a 401(k) plan. After these transactions the reporting person beneficially owned 15,382 shares subject to RSUs that remain unvested. The RSUs were granted under the Axos Financial, Inc. 2014 Stock Incentive Plan and vest in one-third increments on each anniversary of the grant.
Bar-Adon Eshel, Executive Vice President, Strategic Partnerships at Axos Financial, had 1,722 shares of common stock issued on September 23, 2025 following the vesting of restricted stock units (RSUs). The RSUs vest one-third on each anniversary of grant and are accompanied by dividend equivalent rights. Axos withheld 927 shares for tax purposes in connection with the net-settlement, leaving the reporting person with 127,537 shares of common stock directly after the withholding. The filing also shows 3,232 shares beneficially owned indirectly through a 401(k) plan and 14,293 RSUs
Axos Financial, Inc. furnished a Current Report on Form 8-K reporting a material event and attached a press release dated
Axos Financial, Inc. issued subordinated unsecured notes under an indenture dated February 24, 2022 and a Second Supplemental Indenture dated September 19, 2025. The notes pay a fixed 7.00% annual interest semi-annually from September 19, 2025 until October 1, 2030, then convert to a floating rate equal to Three-Month Term SOFR plus 379 basis points payable quarterly through maturity on October 1, 2035. Interest payments commence April 1, 2026 for the fixed period and January 1, 2031 for the floating period. Notes are in minimum denominations of $1,000, rank junior to all senior indebtedness, and are redeemable beginning October 1, 2030 at 100% of principal plus accrued interest. Legal opinion and full indenture documents are filed as exhibits.
Michael James Watson, EVP, Head of Axos Securities, reported insider transactions on 09/15/2025. On that date vested restricted stock units (RSUs) converted to common stock: 1,572 shares and 1,055 shares were acquired via vesting, and an additional grant of 1,640 RSUs was made. Axos Financial withheld 846 and 568 shares for tax withholding in connection with the net-settlement of vested RSUs. After the transactions the reporting person beneficially owned 12,443, 11,388, and 13,028 shares reported across respective line items, with 487 shares held indirectly in a 401(k) plan.
Derrick Walsh, EVP and Chief Financial Officer of Axos Financial, Inc. (AX) reported transactions tied to vested restricted stock units (RSUs) on September 15, 2025. The filing shows issuance of Common Stock following RSU vesting, with 1,318 and 1,848 shares issued at an indicated price of $90.29 per share. Axos withheld 995 and 709 shares for tax purposes as net-settlement, reducing net share increases. After the transactions the reporting person’s direct beneficial holdings are shown in the range of 41,868 to 43,716 shares across reported lines, and an indirect 401(k) balance of 2,737 shares is disclosed. The RSUs were granted under the Axos Financial, Inc. 2014 Stock Incentive Plan and vest one-third annually; some RSUs include dividend equivalent rights.
John Charles Tolla, EVP and Chief Risk Officer of Axos Financial, reported transactions on 09/15/2025 reflecting the vesting and issuance of restricted stock units (RSUs) under the Axos Financial, Inc. 2014 Stock Incentive Plan. On that date the filing shows acquisitions (code M) of 1,572 and 1,107 shares at an implied price of $90.29 per share and a separate grant of 2,465 RSUs. Axos withheld 846 and 596 shares for tax net-settlement, resulting in reported beneficial ownership totals reported in the form (examples include 30,289, 31,396, and derivative-related totals such as 25,846 and 27,204). The RSUs vest one-third on each anniversary of the grant and include dividend equivalent rights.
Candace L. Thiele, an executive at Axos Financial, Inc. (AX), reported transactions on September 15, 2025 showing the vesting and issuance of restricted stock units (RSUs) granted under the Axos Financial, Inc. 2014 Stock Incentive Plan. The filing indicates RSUs vested and were converted to common stock on that date; a portion of the issued shares (200 and 199 shares) were retained by the company for tax withholding in connection with net settlement. The RSUs vest in one-third increments on each anniversary of grant and include dividend equivalent rights. The Form 4 was signed on behalf of the reporting person by Derrick Walsh on September 17, 2025.
Axos Financial insider Brian D. Swanson received and/or had vested a total of 5,450 restricted stock units (RSUs) on September 15, 2025, which converted into common stock and were reported on Form 4. The filing shows vesting/issuance of 1,400 and 896 RSUs (reported as acquisitions) plus a separate grant of 3,254 RSUs, yielding 5,450 RSUs in total. Following net-settlement for tax withholding, Axos retained 820 shares (500 and 320) leaving the reporting person with 53,879 shares directly beneficially owned and 2,737 shares held indirectly in a 401(k) plan. The RSUs were granted under the Axos Financial, Inc. 2014 Stock Incentive Plan and vest one-third on each anniversary of grant; they include dividend equivalent rights.
David Park, President, Commercial Bank at Axos Financial, Inc. (AX) received vesting and a new RSU grant on September 15, 2025. Two tranches of previously granted restricted stock units vested, resulting in the issuance of 1,793 and 1,477 shares of common stock at an indicated price of $90.29 per share (transaction code M). Axos withheld 750 and 910 shares to satisfy tax-withholding obligations related to the net settlement of the vested RSUs. The filing also shows a new grant of 3,197 RSUs on September 15, 2025. After these transactions, the reporting person’s beneficial ownership figures are reported in the form (including direct and indirect holdings, and shares under RSUs).
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