AX holder plans sale of 32,719 shares

AX has a planned sale of restricted shares under Rule 144.

Accepted by SEC EDGAR 02/03/2026 - 04:17 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

AX has a planned sale of restricted shares under Rule 144. A holder filed to sell 32,719 shares of common stock through Morgan Stanley Smith Barney LLC on the NYSE, with an aggregate market value of 3,224,850.08 and total shares outstanding of 56,678,249. The shares were acquired on 08/01/2023 through restricted stock vesting under a registered plan, with the approximate sale date listed as 02/03/2026.

FAQ

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What does the AX Form 144 filing disclose about planned share sales?

The Form 144 for AX discloses a planned sale of 32,719 common shares on the NYSE. These shares have an aggregate market value of 3,224,850.08 and were acquired through restricted stock vesting under a registered plan on 08/01/2023.

How many AX shares are being sold and what is their market value?

The filing shows a planned sale of 32,719 AX common shares with an aggregate market value of 3,224,850.08. This amount reflects the market value at the time of the notice and is tied to a single transaction through a brokerage firm.

When were the AX shares acquired and how were they obtained?

The AX shares were acquired on 08/01/2023 through restricted stock vesting under a registered plan. The issuer granted these shares, and full payment in cash at purchase was not applicable, as indicated by the “Not Applicable” nature of payment in the filing.

When is the planned sale date for the AX shares under Rule 144?

The approximate date of sale for the AX shares is listed as 02/03/2026. This date reflects when the holder expects to sell the 32,719 common shares on the NYSE through Morgan Stanley Smith Barney LLC Executive Financial Services.

How many AX shares are outstanding according to this Form 144?

The Form 144 indicates that 56,678,249 AX common shares are outstanding. This figure provides context for the planned sale of 32,719 shares, showing the relative size of the transaction compared with the total common stock base.

Which broker will handle the AX share sale described in the Form 144?

The planned AX share sale will be handled by Morgan Stanley Smith Barney LLC Executive Financial Services, located at 1 New York Plaza, 8th Floor, New York, NY 10004. The sale is expected to occur on the NYSE as the named securities exchange.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001303829
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	AXOS FINANCIAL, INC.
SEC File Number	001-37709
Address of Issuer	9205 West Russell Road, Suite 400 Las Vegas NEVADA 89148
Phone	(858) 649-2218
Name of Person for Whose Account the Securities are To Be Sold	PAUL GRINBERG
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	32719	3224850.08	56678249	02/03/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	08/01/2023	Restricted stock vesting under a registered plan	Issuer			32719	08/01/2023	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	02/03/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Paul Grinberg
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)