AX insider plans sale of 43,294 shares

AX has a planned sale of restricted common stock under Rule 144.

Rhea-AI Filing Summary

AX has a planned sale of restricted common stock under Rule 144. A holder intends to sell 43,294 common shares through Morgan Stanley Smith Barney LLC on or about 02/04/2026 on the NYSE, with an aggregate market value of $4,290,379.20.

These shares were acquired as restricted stock from the issuer on 06/30/2025, in the same amount of 43,294 shares. The filing notes that 56,678,249 common shares were outstanding when this notice was prepared.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 144 filing for AX disclose?

The Form 144 discloses an intended sale of restricted AX common stock. A holder plans to sell 43,294 shares on the NYSE, with an aggregate market value of $4,290,379.20, providing notice of a potential insider or affiliate sale under Rule 144.

How many AX shares are planned to be sold under this Form 144?

The notice covers a planned sale of 43,294 AX common shares. This amount matches the restricted stock originally acquired from the issuer, indicating all those acquired shares may be sold in this contemplated transaction through the named broker.

What is the aggregate market value of the AX shares in this Form 144?

The aggregate market value of the shares covered by this Form 144 is $4,290,379.20. This figure reflects the market value of 43,294 AX common shares that the holder intends to sell through the listed broker on the NYSE.

When were the AX shares acquired and how were they obtained?

The 43,294 AX common shares were acquired on 06/30/2025 as restricted stock from the issuer. The filing identifies the issuer as the source of the shares, indicating they came directly from the company rather than a market purchase.

On which exchange and through which broker will the AX shares be sold?

The Form 144 indicates the shares are expected to be sold on the NYSE through Morgan Stanley Smith Barney LLC Executive Financial Services. This broker is listed as handling the proposed sale of the 43,294 AX common shares.

How many AX shares were outstanding at the time of this Form 144 notice?

The filing states that 56,678,249 AX common shares were outstanding when the notice was prepared. This figure provides context for the relative size of the planned 43,294-share sale disclosed in the Form 144.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 02/04/2026 - 04:13 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001419425
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	AXOS FINANCIAL, INC.
SEC File Number	001-37709
Address of Issuer	9205 West Russell Road, Suite 400 Las Vegas NEVADA 89148
Phone	(858) 649-2218
Name of Person for Whose Account the Securities are To Be Sold	GREGORY GARRABRANTS
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer
Relationship to Issuer	Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	43294	4290379.20	56678249	02/04/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	06/30/2025	Restricted Stock	Issuer			43294	06/30/2025	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	02/04/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Gregory Garrabrants
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)