AX (NYSE: AX) insider plans Rule 144 sale of 11,163 shares

Rhea-AI Filing Summary

An insider related to AX common stock has filed a Rule 144 notice to sell 11,163 shares. The proposed sale is through Morgan Stanley Smith Barney LLC on or around 02/06/2026 on the NYSE, with an aggregate market value of $1,127,592.49.

The filing notes that 56,678,249 AX common shares were outstanding. The shares to be sold were acquired as restricted stock from the issuer on several dates in 2023–2025, including grants on 08/15/2023, 08/31/2023, 08/31/2024, and 11/14/2025.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	11163	1127592.49	56678249	02/06/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	08/31/2024	Restricted Stock	Issuer			1100	08/31/2024	Not Applicable
Common	08/15/2023	Restricted Stock	Issuer			3300	08/15/2023	Not Applicable
Common	08/31/2024	Restricted Stock	Issuer			3301	08/31/2024	Not Applicable
Common	11/14/2025	Restricted Stock	Issuer			2362	11/14/2025	Not Applicable
Common	08/31/2023	Restricted Stock	Issuer			1100	08/31/2023	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 filing for AX indicate?

The Form 144 for AX indicates an insider’s intent to sell 11,163 common shares. The proposed sale, valued at about $1.13 million, is to be executed through Morgan Stanley Smith Barney LLC on the NYSE.

How many AX shares are planned to be sold under this Form 144?

The filing shows a planned sale of 11,163 AX common shares. These shares collectively have an aggregate market value of about $1,127,592.49, based on the pricing assumptions used in the notice for the intended Rule 144 transaction.

When is the planned sale date for the AX shares in this Form 144?

The planned sale date for the AX common shares is approximately 02/06/2026. This date reflects when the insider expects to begin selling the 11,163 shares on the NYSE through Morgan Stanley Smith Barney LLC’s Executive Financial Services unit.

On which exchange will the AX shares covered by this Form 144 be sold?

The AX shares covered by this Form 144 are expected to be sold on the NYSE. The filing lists Morgan Stanley Smith Barney LLC Executive Financial Services as broker for selling 11,163 common shares with an aggregate market value of about $1.13 million.

How were the AX shares being sold under Form 144 originally acquired?

The AX shares were acquired as restricted stock directly from the issuer. Grants occurred on several dates in 2023, 2024, and 2025, including 08/15/2023, 08/31/2023, 08/31/2024, and 11/14/2025, with payment terms noted as not applicable.

How many AX shares were outstanding according to this Form 144 filing?

The filing states that 56,678,249 AX common shares were outstanding. This figure provides context for the planned sale of 11,163 shares, which represents only a small fraction of the company’s total outstanding common stock at that time.