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  4. [Form 4] Axos Financial, Inc. Insider Trading Activity

Axos Financial (AX) CEO Garrabrants sells 43,294 shares and makes charitable stock gifts

Filing Impact
(Very High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Axos Financial, Inc. President and CEO Gregory Garrabrants, who is also a director, reported several transactions in Axos common stock. On February 4, 2026, he sold 43,294 shares of common stock at a weighted average price of $99.099 per share, leaving 1,418,751 shares owned directly after that sale.

On February 5, 2026, he made two charitable gifts: 1,513 shares at $98.97 per share, valued at $149,742, and 1,009 shares at $98.97 per share, valued at $99,861. After the reported transactions, he directly held 1,416,229 shares of Axos common stock, plus 2,890 shares held indirectly through a 401(k) Plan and 170,680 shares held indirectly by a trust.

Positive

  • None.

Negative

  • None.
Insider Garrabrants Gregory
Role President and CEO
Sold 43,294 shs ($4.29M)
Type Security Shares Price Value
Gift Common Stock 1,513 $98.97 $150K
Gift Common Stock 1,009 $98.97 $100K
Sale Common Stock 43,294 $99.099 $4.29M
holding Common Stock -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 1,417,238 shares (Direct); Common Stock — 2,890 shares (Indirect, 401(k) Plan)
Footnotes (1)
  1. Represents shares of Common Stock issued on June 30, 2025 following the vesting of Restricted Stock Units ("RSUs") which vest one-fourth each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plans in connection with the reporting person's employment agreement as President and Chief Executive Officer. These transactions were executed in multiple trades, at prices ranging from $99.00 to $99.50. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected. This transaction represents a charitable donation of 1,513 shares of common stock of the Issuer to a charitable fund on February 5, 2026. The Issuer's common stock was transferred at $98.97, resulting in a value for the donation of $149,742. This transaction represents a charitable donation of 1,009 shares of common stock of the Issuer to a charitable fund on February5, 2026. The Issuer's common stock was transferred at $98.97, resulting in a value for the donation of $99,861.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Garrabrants Gregory
(Last) (First) (Middle)
9205 WEST RUSSELL ROAD
SUITE 400
(Street)
LAS VEGAS NV 89148
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Axos Financial, Inc. [ AX ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
President and CEO
3. Date of Earliest Transaction (Month/Day/Year)
02/04/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock(1) 02/04/2026 S 43,294 D $99.099(2) 1,418,751 D
Common Stock 02/05/2026 G 1,513(3) D $98.97 1,417,238 D
Common Stock 02/05/2026 G 1,009(4) D $98.97 1,416,229 D
Common Stock 2,890 I 401(k) Plan
Common Stock 170,680 I by Trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents shares of Common Stock issued on June 30, 2025 following the vesting of Restricted Stock Units ("RSUs") which vest one-fourth each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plans in connection with the reporting person's employment agreement as President and Chief Executive Officer.
2. These transactions were executed in multiple trades, at prices ranging from $99.00 to $99.50. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected.
3. This transaction represents a charitable donation of 1,513 shares of common stock of the Issuer to a charitable fund on February 5, 2026. The Issuer's common stock was transferred at $98.97, resulting in a value for the donation of $149,742.
4. This transaction represents a charitable donation of 1,009 shares of common stock of the Issuer to a charitable fund on February5, 2026. The Issuer's common stock was transferred at $98.97, resulting in a value for the donation of $99,861.
By: Derrick Walsh For: Gregory Garrabrants 02/06/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions did Axos Financial (AX) CEO Gregory Garrabrants report?

Gregory Garrabrants reported one sale and two charitable gifts of Axos stock. He sold 43,294 shares on February 4, 2026, and donated 1,513 and 1,009 shares on February 5, 2026, at prices around $99 per share.

How many Axos Financial (AX) shares did the CEO sell and at what price?

The CEO sold 43,294 shares of Axos common stock. The sale on February 4, 2026 was executed in multiple trades at prices ranging from $99.00 to $99.50, with a reported weighted average sales price of $99.099 per share.

What charitable stock donations did the Axos Financial (AX) CEO make?

He made two charitable donations of Axos shares on February 5, 2026. One donation was 1,513 shares valued at $149,742, and the other was 1,009 shares valued at $99,861, both transferred at a share price of $98.97.

How many Axos Financial (AX) shares does the CEO hold after these transactions?

After the reported transactions, he directly owns 1,416,229 Axos shares. In addition, 2,890 shares are held indirectly through a 401(k) Plan and 170,680 shares are held indirectly by a trust associated with him.

What is Form 4 and why is it important for Axos Financial (AX) investors?

Form 4 discloses insider trades by company officers, directors, and large holders. For Axos Financial, it shows how the President and CEO’s share ownership changes through sales, gifts, or other transfers, helping investors track management’s stake in the company over time.

Were the Axos Financial (AX) CEO’s February 2026 stock transfers purchases or sales?

The filing reports one sale and two gifts, not purchases. The CEO sold 43,294 shares on February 4, 2026 and then transferred 1,513 and 1,009 shares as charitable donations to a fund on February 5, 2026.