Axos CFO Walsh sells 4,846 shares at $101.21

Axos Financial EVP and CFO Derrick Walsh reported a stock sale.

Accepted by SEC EDGAR 02/06/2026 - 07:02 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Axos Financial EVP and CFO Derrick Walsh reported a stock sale. On February 6, 2026, he sold 4,846 shares of Axos Financial common stock at a weighted average price of $101.21 per share in multiple trades between $101.19 and $101.30.

After this transaction, Walsh directly beneficially owned 37,936 common shares. He also indirectly held 2,737 common shares through a 401(k) plan, indicating he retains a meaningful equity stake in the company following the reported sale.

Insider Trade Summary

Net Seller: 4,846 shares

Net Sell 1 txn

Insider Walsh Derrick

Role EVP, Chief Financial Officer

Sold 4,846 shs ($490K)

Type	Security	Shares	Price	Value
Sale	Common Stock	4,846	$101.21	$490K
Holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 37,936 shares (Direct); Common Stock — 2,737 shares (Indirect, 401(k) Plan)

Footnotes (1)

1. F1. These transactions were executed in multiple trades, at prices ranging from $101.19 to $101.30. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected.

FAQ

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What did Axos Financial (AX) CFO Derrick Walsh report in this Form 4?

Axos Financial CFO Derrick Walsh reported selling 4,846 shares of common stock. The sale occurred on February 6, 2026, at a weighted average price of $101.21 per share, executed in multiple trades within a narrow price range around $101.

How many Axos Financial (AX) shares did the CFO sell and at what price?

The CFO sold 4,846 Axos Financial common shares at a weighted average price of $101.21. The trades were executed in multiple transactions, with prices ranging from $101.19 to $101.30, as disclosed in the footnote to the filing.

How many Axos Financial (AX) shares does the CFO own after this transaction?

After the sale, the CFO beneficially owned 37,936 Axos Financial common shares directly. He also indirectly held 2,737 additional common shares through a 401(k) plan, according to the post-transaction ownership amounts listed in the Form 4 filing.

Is the Axos Financial (AX) CFO’s ownership direct or through plans or entities?

The CFO holds Axos Financial shares both directly and through a plan. He directly owned 37,936 common shares after the sale and indirectly held 2,737 common shares through a 401(k) plan, with no separate external entity indicated in the disclosure.

What does the price range disclosure mean in the Axos Financial (AX) Form 4?

The filing notes the sale was executed in multiple trades between $101.19 and $101.30 per share. The reported $101.21 price is a weighted average, and the CFO undertakes to provide full trade details to regulators or shareholders upon request.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Walsh Derrick

(Last) (First) (Middle)

9205 WEST RUSSELL ROAD

SUITE 400

(Street)

LAS VEGAS NV 89148

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Axos Financial, Inc. [ AX ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP, Chief Financial Officer

3. Date of Earliest Transaction (Month/Day/Year)
02/06/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	02/06/2026		S		4,846	D	$101.21(1)	37,936	D
Common Stock								2,737	I	401(k) Plan

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. These transactions were executed in multiple trades, at prices ranging from $101.19 to $101.30. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected.

	By: Andrew Micheletti For: Derrick Walsh	02/06/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.