Axos Financial (AX) director Court sells 11,163 shares near $101 average

Rhea-AI Filing Summary

Axos Financial director James John Court reported a sale of company stock. On February 6, 2026, he sold 11,163 shares of Axos Financial common stock at a weighted average price of $101.01 per share, through multiple trades between $100.77 and $101.42.

After this transaction, Court directly held 32,169 shares of Axos Financial common stock. The filing also notes an additional 1,200 shares held indirectly through his spouse’s IRA account.

Insider Trade Summary

Net Seller: 11,163 shares ($1,127,575)

Net Sell 2 txns

Insider COURT JAMES JOHN

Role Director

Sold 11,163 shs ($1.13M)

Type	Security	Shares	Price	Value
Sale	Common Stock	11,163	$101.01	$1.13M
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 32,169 shares (Direct); Common Stock — 1,200 shares (Indirect, by Spouse)

Footnotes (1)

1. These transactions were executed in multiple trades, at prices ranging from $100.77 to $101.42. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected. IRA account for Susan M Court

Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

COURT JAMES JOHN

(Last) (First) (Middle)

9205 WEST RUSSELL ROAD

SUITE 400

(Street)

LAS VEGAS NV 89148

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Axos Financial, Inc. [ AX ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
02/06/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	02/06/2026		S		11,163	D	$101.01(1)	32,169	D
Common Stock(2)								1,200	I	by Spouse

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. These transactions were executed in multiple trades, at prices ranging from $100.77 to $101.42. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected.

2. IRA account for Susan M Court

	By: Derrick Walsh For: James Court	02/06/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Axos Financial (AX) disclose for James John Court?

Axos Financial disclosed that director James John Court sold 11,163 shares of common stock. The sale occurred on February 6, 2026, and was reported on a Form 4 insider trading filing submitted under Section 16 of the Securities Exchange Act.

At what price did James John Court sell Axos Financial (AX) shares?

James John Court’s Axos Financial share sales were executed at prices ranging from $100.77 to $101.42. The Form 4 reports a weighted average sales price of $101.01 per share for the 11,163 shares of common stock sold on February 6, 2026.

How many Axos Financial (AX) shares does James John Court own after the reported sale?

After the reported sale, James John Court directly owns 32,169 shares of Axos Financial common stock. The Form 4 also reports an additional 1,200 shares held indirectly through his spouse’s IRA account, identified as an IRA for Susan M. Court.

What role does James John Court hold at Axos Financial (AX)?

James John Court is identified as a director of Axos Financial. The Form 4 filing checks the “Director” box and does not mark him as an officer or 10% owner, indicating his relationship to the issuer is in a board-level capacity.

Were the Axos Financial (AX) insider stock sales by James John Court executed in a single trade?

No, the Axos Financial stock sales were executed in multiple trades. The Form 4 footnote explains that the 11,163 shares were sold in several trades between $100.77 and $101.42, with the reported $101.01 representing the weighted average sales price.

Does the Axos Financial (AX) Form 4 mention indirect ownership for James John Court?

Yes, the Form 4 reports 1,200 Axos Financial shares as indirectly owned by James John Court. These shares are held in an IRA account for Susan M. Court, described in the filing as “IRA account for Susan M Court,” and classified as indirect ownership by spouse.