Axos Financial (NYSE: AX) holder plans Rule 144 sale of 4,846 shares

Rhea-AI Filing Summary

Axos Financial insider files notice to sell common stock under Rule 144. The person for whose account the securities will be sold plans to sell 4,846 shares of common stock through Morgan Stanley Smith Barney LLC, with an aggregate market value of 490,441.85, on or about 02/06/2026 on the NYSE.

The shares to be sold were acquired as restricted stock from the issuer in three transactions on 09/23/2024, 09/15/2025, and 09/23/2025, totaling 4,846 shares. The filing notes 56,678,249 shares of common stock outstanding.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	4846	490441.85	56678249	02/06/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	09/15/2025	Restricted Stock	Issuer			1462	09/15/2025	Not Applicable
Common	09/23/2024	Restricted Stock	Issuer			2464	09/23/2024	Not Applicable
Common	09/23/2025	Restricted Stock	Issuer			920	09/23/2025	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Axos Financial (AX) Form 144 filing disclose?

The filing discloses a planned sale of 4,846 shares of Axos Financial common stock under Rule 144. The sale is for the account of an existing holder and is routed through Morgan Stanley Smith Barney LLC on the NYSE.

How many Axos Financial (AX) shares are planned to be sold and at what value?

The holder plans to sell 4,846 shares of Axos Financial common stock with an aggregate market value of 490,441.85. This figure reflects the market value used for the Rule 144 notice, not necessarily the final sale proceeds.

When is the Axos Financial (AX) Rule 144 sale expected to occur?

The approximate date of sale listed is 02/06/2026. This date reflects when the holder currently expects to execute the sale on the NYSE, subject to market conditions and any applicable trading restrictions.

How were the Axos Financial (AX) shares in this Form 144 acquired?

The 4,846 shares were acquired as restricted stock directly from the issuer in three grants dated 09/23/2024, 09/15/2025, and 09/23/2025. Each grant lists the number of securities acquired and indicates payment as not applicable.

How many Axos Financial (AX) shares are outstanding according to the Form 144?

The Form 144 lists 56,678,249 shares of Axos Financial common stock outstanding. This figure serves as a baseline context for the planned 4,846-share sale disclosed in the notice.

Which broker will handle the Axos Financial (AX) Rule 144 share sale?

Morgan Stanley Smith Barney LLC Executive Financial Services, located at 1 New York Plaza in New York, is named as the broker. The planned 4,846-share sale of Axos Financial common stock will be executed through this broker on the NYSE.