AX shareholder plans sale of 18,192 shares

The company with ticker AX has a shareholder planning to sell 18,192 shares of common stock under Rule 144.

Rhea-AI Filing Summary

The company with ticker AX has a shareholder planning to sell 18,192 shares of common stock under Rule 144. The planned sale, through Morgan Stanley Smith Barney LLC on the NYSE around 01/30/2026, has an aggregate market value of $1,764,072.78. The filing notes 56,678,249 shares outstanding and shows these shares were acquired as restricted stock from the issuer on 08/28/2021.

FAQ

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What does the Form 144 filing for AX disclose?

The Form 144 shows a shareholder of AX plans to sell 18,192 common shares. The planned sale has an aggregate market value of $1,764,072.78 and will be executed through Morgan Stanley Smith Barney LLC on the NYSE.

How many AX shares are planned to be sold and at what value?

The filing indicates a proposed sale of 18,192 common shares of AX. These shares have an aggregate market value of $1,764,072.78, based on the market price at the time the Form 144 information was prepared.

When were the AX shares to be sold under Form 144 originally acquired?

The 18,192 AX common shares were acquired on 08/28/2021 as restricted stock from the issuer. The filing also shows the same date, 08/28/2021, as the payment date, with the nature of payment listed as not applicable.

On which exchange will the AX shares in this Form 144 be sold?

The Form 144 states that the 18,192 AX common shares are expected to be sold on the NYSE. Morgan Stanley Smith Barney LLC is listed as the broker handling the transaction through its Executive Financial Services group.

How many AX shares are outstanding according to this Form 144?

The filing reports that 56,678,249 shares of AX common stock are outstanding. This figure provides context for the planned Rule 144 sale of 18,192 shares by the shareholder named in the notice.

What is the approximate date of sale for the AX shares in this Form 144?

The Form 144 lists an approximate sale date of 01/30/2026 for the 18,192 AX common shares. This date reflects when the shareholder expects to begin selling the shares through the broker on the NYSE.

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Accepted by SEC EDGAR 01/30/2026 - 04:05 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001807029
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	AXOS FINANCIAL, INC.
SEC File Number	001-37709
Address of Issuer	9205 West Russell Road, Suite 400 Las Vegas NEVADA 89148
Phone	(858) 649-2218
Name of Person for Whose Account the Securities are To Be Sold	DAVID PARK
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	18192	1764072.78	56678249	01/30/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	08/28/2021	Restricted Stock	Issuer			18192	08/28/2021	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks	The securities to be sold were acquired upon the vesting of Restricted Stock during the period of 08/28/2021 through 09/23/2025.
Date of Notice	01/30/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ David Park
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)