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Axos Financial (AX) CFO Walsh donates 150 common shares to charity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Axos Financial, Inc. executive vice president and chief financial officer Derrick Walsh reported a charitable donation of company stock. On December 9, 2025, he transferred 150 shares of Axos common stock to a charitable fund at a price of $84.63 per share, for a total reported value of $12,694.50. After this donation, he beneficially owns 42,782 shares directly and 2,737 shares through a 401(k) plan.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Walsh Derrick

(Last) (First) (Middle)
9205 WEST RUSSELL ROAD
SUITE 400

(Street)
LAS VEGAS NV 89148

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Axos Financial, Inc. [ AX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP, Chief Financial Officer
3. Date of Earliest Transaction (Month/Day/Year)
12/09/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/09/2025 G 150(1) D $84.63 42,782 D
Common Stock 2,737 I 401(k) Plan
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. This transaction represents a charitable donation of 150 shares of common stock of the Issuer to a charitable fund on December 9, 2025. The Issuer's common stock was transferred at $84.63, resulting in a value for the donation of $12,694.50.
By: Andrew Micheletti For: Derrick Walsh 12/10/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Axos Financial (AX) report in this filing?

The filing reports that EVP and CFO Derrick Walsh made a charitable donation of 150 shares of Axos Financial common stock.

When did the Axos Financial (AX) CFO donate the shares and at what price?

The donation occurred on December 9, 2025, and the Axos Financial common stock was transferred at a price of $84.63 per share.

What was the total reported value of the Axos Financial (AX) share donation?

The 150 donated shares of Axos Financial common stock had a reported total value of $12,694.50.

How many Axos Financial (AX) shares does the CFO own after this transaction?

Following the donation, Derrick Walsh beneficially owns 42,782 shares of Axos Financial common stock directly and 2,737 shares through a 401(k) plan.

What is the relationship of the reporting person to Axos Financial (AX)?

The reporting person, Derrick Walsh, is an officer of Axos Financial, serving as EVP, Chief Financial Officer.

Does this Axos Financial (AX) filing involve derivative securities?

The provided information lists only a non-derivative transaction involving common stock and shows no derivative securities activity in the detailed table.

Axos Financial Inc

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Banks - Regional
Savings Institution, Federally Chartered
Link
United States
LAS VEGAS