Welcome to our dedicated page for Axos Financial SEC filings (Ticker: AX), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to U.S. Securities and Exchange Commission filings for Axos Financial, Inc. (NYSE: AX), the holding company for Axos Bank, Axos Clearing LLC, and Axos Invest, Inc. Through these filings, investors can review the company’s detailed financial statements, risk disclosures, governance information, and documentation of material events affecting the business.
Axos Financial’s SEC reporting includes annual reports on Form 10-K and quarterly reports on Form 10-Q, which present consolidated financial results for its Banking Business Segment and Securities Business Segment. These reports typically cover net interest income, non-interest income, provisions for credit losses, non-interest expense, segment performance, capital ratios, and metrics such as book value and tangible book value per common share. They also describe Axos Bank’s nationwide consumer and business banking activities and the securities clearing and digital advisory services provided by Axos Clearing and Axos Invest.
Current reports on Form 8-K document significant events such as earnings releases, material definitive agreements, capital markets transactions, and acquisitions. Recent 8-K filings describe Axos Financial’s issuance of 7.00% Fixed-to-Floating Rate Subordinated Notes due 2035, the agreement and subsequent closing of the acquisition of Verdant Commercial Capital, LLC, the purchase of a commercial office complex in San Diego, California that Axos Bank intends to occupy as its headquarters at a future date, and matters submitted to a vote of stockholders at the annual meeting. Other 8-Ks address changes involving directors or certain officers and the use of investor presentations.
The company’s proxy statement on Form DEF 14A provides information on board composition, director elections, executive compensation, equity incentive plans, and shareholder voting procedures. It also outlines the agenda for the annual meeting of stockholders and the board’s recommendations on each proposal, including advisory votes on executive compensation and ratification of the independent registered public accounting firm.
On Stock Titan, these filings are supplemented with AI-powered summaries designed to highlight key points from lengthy documents. Users can quickly identify major changes in Axos Financial’s financial condition, capital structure, governance, and strategic transactions, and then drill into the full text of 10-K, 10-Q, 8-K, and DEF 14A filings as needed. Insider transaction reports on Form 4 and other ownership-related filings, when available, can also be reviewed to understand trading activity by directors and officers.
Axos Financial, Inc. executive David M. Crow reported routine equity compensation activity tied to restricted stock units. On March 15, 2026, 738 shares of common stock were issued upon RSU vesting, while 292 shares were returned to Axos for tax withholding. Crow also received a new grant of 827 RSUs under the 2014 Stock Incentive Plan. Following these transactions, he holds 1,333 shares of common stock directly, 5,355 RSUs and 198 shares indirectly through a 401(k) plan.
Axos Financial, Inc. EVP and Chief Credit Officer Thomas M. Constantine reported compensation-related equity activity. On March 15, 2026, previously granted restricted stock units vested into 3,617 shares of common stock, and Axos retained 1,168 and 855 shares for tax withholding. He also received a new grant of 2,953 RSUs. Following these transactions, he directly holds 17,671 shares of common stock, 14,718 RSUs, and indirectly holds 2,934 shares through a 401(k) plan.
Axos Financial EVP Eshel Bar-Adon reported routine equity compensation activity involving restricted stock units (RSUs) and common shares. On March 15, 2026, 3,050 RSUs (1,634 and 1,416) vested and were converted into an equal number of Axos Financial common shares, consistent with the plan’s one-third annual vesting schedule.
On the same date, Bar-Adon received a new grant of 3,248 RSUs under the Axos Financial, Inc. 2014 Stock Incentive Plan. The company retained 1,715 common shares (952 and 763) for tax withholding in connection with the net settlement of the vested RSUs, a non-market disposition back to the issuer.
Following these transactions, Bar-Adon holds 128,872 shares of common stock directly and 3,379 shares indirectly through a 401(k) plan. Each RSU represents a contingent right to receive one share of common stock and is accompanied by dividend equivalent rights.
Axos Financial, Inc. director Nick Mosich reported an open-market sale of company stock. On February 17, 2026, he sold 1,275 shares of common stock at a price of $98.00 per share. After this transaction, he directly owned 79,942 shares of Axos Financial common stock.
Axos Financial insider Nicholas Mosich has filed a Form 144 notice to sell 1,275 shares of common stock. The proposed sale, with an aggregate market value of 124,950.00, is planned through Morgan Stanley Smith Barney LLC on the NYSE around 02/17/2026.
The 1,275 shares were acquired as restricted stock from the issuer on 08/31/2023. The filing also notes that Mosich sold 1,000 common shares during the past three months on 02/10/2026 for gross proceeds of 97,000.00.
Axos Financial, Inc. director Nick Mosich reported an open-market sale of common stock. On February 11, 2026, he sold 1,000 shares of Axos Financial common stock at $97 per share. After this transaction, he directly owns 81,217 shares of the company’s common stock.
Axos Financial, Inc., through its subsidiary Axos Bank, agreed to acquire approximately $2.6 billion of U.S. consumer deposits from Jenius Bank, the digital banking business of SMBC MANUBANK. Axos Bank will receive cash equal to the acquired deposit balances, less a negotiated premium.
The transaction requires approval from the Office of the Comptroller of the Currency and is expected to close in late March 2026 or April 2026. At closing, Axos will assume the related deposit liabilities and associated records under a detailed deposit purchase agreement.
Axos Financial shareholder files notice to sell restricted stock under Rule 144. The filing covers 1,000 shares of common stock, with an aggregate market value of $97,000, to be sold through Morgan Stanley Smith Barney LLC Executive Financial Services on the NYSE around 02/10/2026.
The seller acquired these 1,000 shares as restricted stock directly from the issuer on 11/14/2025. The issuer had 56,678,249 shares of common stock outstanding at the time referenced, providing scale for the planned sale.
Axos Financial, Inc. executive Thomas M. Constantine, EVP and Chief Credit Officer, reported a sale of company stock. On 02/06/2026, he sold 3,260 shares of Axos Financial common stock at a price of $100 per share.
After this transaction, Constantine beneficially owns 16,077 shares of Axos Financial common stock directly. He also holds an additional 2,776 shares indirectly through a 401(k) plan, reflecting his remaining equity stake in the company following the reported sale.
Axos Financial EVP and CFO Derrick Walsh reported a stock sale. On February 6, 2026, he sold 4,846 shares of Axos Financial common stock at a weighted average price of $101.21 per share in multiple trades between $101.19 and $101.30.
After this transaction, Walsh directly beneficially owned 37,936 common shares. He also indirectly held 2,737 common shares through a 401(k) plan, indicating he retains a meaningful equity stake in the company following the reported sale.