Axos Financial (AX) director donates 2,100 shares to charity

Rhea-AI Filing Summary

Axos Financial, Inc. director James S. Argalas made a bona fide charitable gift of 2,100 shares of common stock. The shares were valued at $84.66 each, for a total donation of $177,786. Following the donation, he holds 71,240 common shares directly.

Insider Trade Summary

2,100 shares gifted

Mixed 1 txn

Insider Argalas James S

Role null

Type	Security	Shares	Price	Value
Gift	Common Stock	2,100	$84.66	$178K

Holdings After Transaction: Common Stock — 71,240 shares (Direct, null)

Footnotes (1)

1. [object Object]

Key Figures

Shares gifted: 2,100 shares Transfer price: $84.66 per share Donation value: $177,786 +1 more

4 metrics

Shares gifted 2,100 shares Bona fide charitable gift of common stock on May 12, 2026

Transfer price $84.66 per share Value used to calculate donation amount

Donation value $177,786 Total value of 2,100 donated shares at $84.66

Shares after transaction 71,240 shares Director’s direct common stock holdings following the gift

Key Terms

bona fide gift, charitable donation, Common Stock

3 terms

bona fide gift financial

"The Issuer's common stock was transferred at $84.66, resulting in a value for the donation of $177,786."

A bona fide gift is a genuine, voluntary transfer of money, property, or benefits from one party to another made without expectation of repayment, services, or hidden conditions. Investors care because such gifts can affect company disclosures, related‑party transaction rules, tax treatment, and perceived conflicts of interest; think of it like someone giving you a present with no strings attached — but on a corporate scale, auditors and regulators need to verify it really is unconditional.

charitable donation financial

"This transaction represents a charitable donation of 2,100 shares of common stock of the Issuer to a charitable fund on May 12, 2026."

Common Stock financial

"This transaction represents a charitable donation of 2,100 shares of common stock of the Issuer to a charitable fund on May 12, 2026."

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Argalas James S

(Last) (First) (Middle)

9205 WEST RUSSELL ROAD

SUITE 400

(Street)

LAS VEGAS NEVADA 89148

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Axos Financial, Inc. [ AX ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/12/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	05/12/2026		G		2,100(1)	D	$84.66	71,240	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. This transaction represents a charitable donation of 2,100 shares of common stock of the Issuer to a charitable fund on May 12, 2026. The Issuer's common stock was transferred at $84.66, resulting in a value for the donation of $177,786.

	By: Derrick Walsh For: James Argalas	05/14/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Axos Financial (AX) director James S. Argalas report?

James S. Argalas reported a bona fide gift of 2,100 Axos Financial common shares. The donation was made to a charitable fund and is classified as a non-sale disposition rather than an open-market trade.

How many Axos Financial (AX) shares did the director donate and at what value?

He donated 2,100 Axos Financial common shares at a transfer value of $84.66 per share. This results in a total charitable donation value of $177,786 according to the filing’s footnote.

Does the Axos Financial (AX) Form 4 reflect a stock sale by the director?

No, the Form 4 shows a bona fide gift, not a sale. The reported code G transaction is a charitable donation of 2,100 common shares to a charitable fund, rather than an open-market disposition.

How many Axos Financial (AX) shares does James S. Argalas hold after the gift?

After the charitable gift, James S. Argalas directly holds 71,240 shares of Axos Financial common stock. This post-transaction balance is disclosed as his total direct ownership following the donation.

What is the total reported dollar value of the Axos Financial (AX) share donation?

The filing states the issuer’s common stock was transferred at $84.66 per share. For 2,100 donated shares, this results in a reported charitable donation value of $177,786 as of the transaction date.