Axos Financial, Inc. filings document the bank holding company’s operating results, material events, capital structure and public-company disclosures. Its SEC records identify common stock with a $0.01 par value listed on the New York Stock Exchange under AX and include 8-K reports for quarterly results, earnings supplements and Regulation FD investor presentations.
The filings also cover disclosure areas tied to Axos Bank, Axos Clearing LLC and Axos Invest, Inc., including Banking Business and Securities Business segment results, material agreements, shareholder voting matters, bank regulatory matters, risk language and capital-structure information.
State Street Corporation reported beneficial ownership of 2,652,478 shares of Axos Financial Inc. common stock, representing 4.7% of the class. The filing shows shared voting power of 373,752 shares and shared dispositive power for all 2,652,478 shares, with no sole voting or dispositive power reported.
The statement identifies several State Street subsidiaries involved in the holdings, including entities labeled as investment advisers. The filing certifies the securities are held in the ordinary course of business and were not acquired to effect a change of control.
Form 4 summary: Andrew Micheletti, EVP, Finance of Axos Financial, Inc. (AX), reported a sale of 13,960 shares on 08/04/2025 at a weighted-average price of $85.38. The filing states the trades executed in multiple transactions at prices ranging $85.20 to $85.51. Following the reported disposition, the form shows 67,460 shares held directly and 3,241 shares held indirectly via a 401(k) plan. The Form 4 is dated and signed by Derrick Walsh for Andrew Micheletti on 08/05/2025.
Disclosure details: The explanation clause offers to provide, upon request, the full breakdown of the number of shares sold and the prices for each trade. The filing contains no other derivative transactions or additional securities classes reported.