Every Form 4 that Axos Financial, Inc. (AX) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow AX and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full AX filings page.
Axos Financial, Inc. (AX) reported equity compensation activity for executive vice president and chief administrative officer Candace L. Thiele on September 15, 2026. 1,122 Restricted Stock Units (RSUs) vested and were settled into the same number of shares of common stock, with 547 shares returned to Axos Financial, Inc. for tax withholding at $92.68 per share in a net-settlement. Thiele also received a new grant of 1,079 RSUs, each representing a contingent right to one share of common stock, which vest in one-third increments on each anniversary of the grant date and include dividend equivalent rights. Indirect holdings include 348 shares of common stock held in a 401(k) plan, and no Rule 10b5-1 trading plan is reported.
Axos Financial, Inc. (AX) reported that EVP and Chief Financial Officer Derrick Walsh had multiple equity-related transactions on September 15, 2026. 4,127 Restricted Stock Units (RSUs) vested and were settled into an equal number of common shares at a reference value of $92.68 per share, with 2,222 shares returned to Axos Financial, Inc. for tax withholding in a net-settlement. Walsh also received a new grant of 3,076 RSUs that vest in three equal annual installments and carry dividend equivalent rights. An indirect holding of 2,869 common shares is reported in a 401(k) plan, and no Rule 10b5-1 trading plan is reported.
Axos Financial, Inc. (AX) reported that EVP and Chief Risk Officer John Charles Tolla had Restricted Stock Units (RSUs) vest into 3,502 shares of Common Stock on September 15, 2026, and received a new grant of 2,968 RSUs under the company’s 2014 Stock Incentive Plan. Of the vested shares, 1,885 shares of Common Stock were retained by Axos Financial, Inc. for tax withholding in a net-settlement, with the remaining vested shares issued to the reporting person. The RSUs carry dividend equivalent rights and vest in equal one-third installments on each anniversary of the grant date. The filing also reports 2,723 shares of Common Stock held indirectly in a 401(k) Plan, and no transactions were made under a Rule 10b5-1 trading plan.
Axos Financial, Inc. (AX) reported compensation-related equity activity for Michael James Watson, EVP and Head of Axos Securities. On September 15, 2026, 3,174 RSU-based shares of Common Stock were issued upon vesting, with 1,583 shares retained by Axos Financial, Inc. for tax withholding in a net-settlement. The same day, Watson received a new grant of 1,900 Restricted Stock Units under the company’s 2014 Stock Incentive Plan, each RSU representing a contingent right to one share of Common Stock and accompanied by dividend equivalent rights. The filing also shows 777 shares of Common Stock held indirectly through a 401(k) Plan and states no Rule 10b5-1 trading plan was reported.
Axos Financial, Inc. (AX) reported that EVP and Chief Operating Officer Raymond D. Matsumoto had 4,946 shares of Common Stock issued on September 15, 2026 upon vesting of previously granted Restricted Stock Units (RSUs), with 2,668 shares retained by Axos Financial, Inc. for tax withholding in a net-settlement. Matsumoto also received a new grant of 2,698 RSUs that vest in equal one-third installments on each anniversary of the grant date and carry dividend equivalent rights. An indirect holding of 2,237 Common Shares is reported in a 401(k) Plan, and no Rule 10b5-1 trading plan is reported.
Axos Financial, Inc. (AX) reported insider equity compensation activity by Ann Gill, SVP and Chief Accounting Officer. On September 15, 2026, 1,643 Restricted Stock Units converted into 1,643 shares of Common Stock following vesting, and 884 of those shares were returned to Axos Financial, Inc. for tax withholding in a net-settlement. On the same date, Gill received a new grant of 1,295 Restricted Stock Units under the company’s 2014 Stock Incentive Plan, which vest in one-third increments on each anniversary of grant. She also holds 1,423 shares of Common Stock indirectly through a 401(k) Plan. No Rule 10b5-1 trading plan is reported.
Axos Financial, Inc. (AX) executive Eshel Bar-Adon, EVP Strategic Partnerships, reported several equity compensation events on September 15, 2026. Restricted stock units (RSUs) covering 3,629 shares vested and were settled in Common Stock, with 1,956 shares retained by Axos Financial, Inc. for tax withholding in a net-settlement. On the same date, Bar-Adon received a new grant of 3,076 RSUs, each representing a contingent right to one share of Common Stock and vesting in one-third increments on each anniversary of the grant date. A separate holding line shows 3,379 shares of Common Stock held indirectly in a 401(k) Plan. No Rule 10b5-1 trading plan is reported.
Axos Financial, Inc. (AX) reported that EVP and Chief Credit Officer Thomas M. Constantine had multiple equity transactions on September 15, 2026. Restricted Stock Units (RSUs) covering 3,905 shares of common stock vested and were converted into common stock, while 2,102 shares of common stock were returned to Axos Financial, Inc. for tax withholding in a net-settlement. On the same date, he received a new grant of RSUs covering 2,806 shares of common stock under the Axos Financial, Inc. 2014 Stock Incentive Plan, which includes dividend equivalent rights and vests in one-third installments on each anniversary of the grant date. A holding entry also shows 2,934 shares of common stock held indirectly through a 401(k) Plan. No Rule 10b5-1 trading plan is reported.
Axos Financial, Inc. (AX) reported that Brian D. Swanson, President, Consumer Bank, had Restricted Stock Units vest and a new equity award on September 15, 2026. 3,381 RSUs vested into 3,381 common shares, of which 1,822 shares were returned to Axos Financial, Inc. for tax withholding in a net-settlement, leaving the remainder issued to him. On the same date, he received a new grant of 2,968 RSUs, each representing a contingent right to one share of common stock and vesting in one-third increments on each anniversary of the grant date. He also reported 2,869 common shares held indirectly through a 401(k) Plan after these transactions. No Rule 10b5-1 trading plan is reported.
Axos Financial, Inc. (AX) director Nick Mosich reported an amended insider transaction reflecting a prior sale of common stock. On February 17, 2026, he sold 1,275 shares of Axos common stock at $98.00 per share. Following the correction in this Form 4/A, his reported beneficial ownership after the sale is 64,849 shares of common stock.
The amendment states it was filed to correct the amount of securities beneficially owned following the reported transaction; the reported sale terms remain the same, and no Rule 10b5-1 trading plan is affirmed.
Axos Financial, Inc. (symbol: AX) is the issuer of record for a Form 4 filing submitted to the SEC. Garrabrants Gregory reported acquisition or exercise transactions in this Form 4 filing.
Axos Financial, Inc. (AX) reported that President and CEO Gregory Garrabrants received a grant of 61,482 Restricted Stock Units (RSUs) on September 3, 2026 under the Axos Financial, Inc. 2014 stock incentive plan, in connection with his employment contract as Chief Executive Officer.
Each RSU represents a contingent right to receive one share of Axos Financial, Inc. common stock, and the RSUs vest over four years, with one-fourth vesting on each fiscal year-end following the grant date. Following this award, Garrabrants holds 454,229 RSUs directly.
Axos Financial, Inc. director Santi Roque A reported selling 500 shares of Common Stock on 2026-08-05 at $105.30 per share in an open-market or private transaction. Following the sale, he directly owns 7,146 shares. The filing does not indicate a Rule 10b5-1 trading plan.
Axos Financial, Inc. President and CEO Gregory Garrabrants reported routine equity compensation activity and related tax withholding. On June 30, 2026, Restricted Stock Units (RSUs) vested and were exercised into 202,032 shares of Common Stock, issued under the company’s 2014 Stock Incentive Plans.
Of these, 108,995 shares of Common Stock were retained by Axos Financial, Inc. to satisfy tax withholding obligations through a net-settlement. Following these transactions, Garrabrants directly holds 1,509,266 shares of Common Stock and 392,747 RSUs, with additional indirect holdings through a trust and a 401(k) plan.
Axos Financial, Inc. executive Constantine Thomas M, EVP and Chief Credit Officer, reported an open-market sale of common stock. On June 8, 2026, he sold 1,994 shares at a weighted average price of $88.553 per share in trades ranging from $88.19 to $90.00. Following the sale, he directly holds 16,195 shares of common stock and indirectly holds 2,934 shares through a 401(k) plan.
Axos Financial, Inc. executive Michael James Watson reported an open-market sale of common stock. He sold 1,653 shares of Axos common stock on May 19, 2026 at a weighted average price of $83.769 per share, executed in multiple trades between $83.75 and $83.79. After this transaction, he directly owned 4,592 shares and indirectly held 777 shares through a 401(k) Plan.
Axos Financial, Inc. director James S. Argalas made a bona fide charitable gift of 2,100 shares of common stock. The shares were valued at $84.66 each, for a total donation of $177,786. Following the donation, he holds 71,240 common shares directly.
Axos Financial, Inc. director Santi A. Roque reported an open-market sale of the company’s common stock. He sold 500 shares of Axos common stock at an average price of $87.77 per share on May 8, 2026. After this transaction, he continues to hold 7,646 shares directly, indicating that the sale represents only a portion of his total reported holdings.
Axos Financial, Inc. executive Eshel Bar-Adon reported a routine share disposition tied to equity compensation. On March 15, 2026, 952 shares of common stock were retained by Axos Financial for tax withholding in connection with the net-settlement of vested RSUs at a value of $84.68 per share. After this transaction, Bar-Adon directly held 128,872 shares of common stock. This Form 4/A amends a prior filing to correct the reported transaction price, confirming it reflects the value of shares withheld for taxes rather than an open-market trade.
Axos Financial, Inc. executive Michael James Watson, EVP and Head of Axos Securities, reported routine equity compensation activity involving restricted stock units and common stock on March 20, 2026. Previously granted RSUs vested and were converted into 983 shares of common stock under the company’s 2014 Stock Incentive Plan.
Of these shares, Axos Financial, Inc. retained 491 shares to cover tax withholding through a disposition back to the issuer, with the remainder added to Watson’s direct holdings. After these transactions, he directly holds 6,245 shares of common stock and indirectly holds 777 shares through a 401(k) plan.
Axos Financial, Inc. executive vice president and chief financial officer Derrick Walsh reported routine equity compensation activity. On March 20, 2026, 1,360 Restricted Stock Units vested and were converted into the same number of shares of common stock.
Of these shares, 733 shares of common stock were returned to Axos Financial, Inc. as a disposition to the issuer for tax withholding in connection with the net settlement of the vested RSUs. This reflects standard tax treatment rather than an open-market sale.
Following these transactions, Walsh directly holds 40,153 shares of common stock and indirectly holds 2,869 shares through a 401(k) plan. The RSUs were granted under the Axos Financial, Inc. 2014 Stock Incentive Plan and vest in three annual installments.
Axos Financial, Inc. executive vice president and chief risk officer John Charles Tolla reported equity compensation activity on March 20, 2026. He exercised or converted restricted stock units into 4,120 shares of common stock in total, at a stated price of $82.93 per share for the common stock entries. Of these, 2,221 shares were returned to Axos Financial, Inc. for tax withholding in connection with the net settlement of vested RSUs. Following these transactions, he directly holds 29,294 shares of common stock and indirectly holds 2,723 shares through a 401(k) plan, indicating a routine compensation-related adjustment rather than open-market buying or selling.
Axos Financial, Inc. executive Candace L. Thiele settled a tranche of Restricted Stock Units on March 20, 2026. She exercised RSUs into 444 shares of common stock, valued at $82.93 per share for reporting purposes. Of these, 217 shares were returned to Axos to cover tax withholding, leaving a net increase of 227 shares in her direct holdings. After the transactions, she directly holds 1,008 shares of common stock, plus 348 shares held indirectly through a 401(k) plan. The filing reflects routine equity compensation vesting rather than open‑market trading.
Axos Financial, Inc. President, Consumer Bank Brian D. Swanson reported routine equity compensation activity involving vested restricted stock units. On March 20, 2026, RSUs covering 4,120 shares of common stock vested and were converted into shares. Of these, 2,221 shares were returned to Axos Financial to satisfy tax withholding obligations, leaving Swanson with a net increase of 1,899 common shares. Following these transactions, he holds 58,023 common shares directly and 2,869 common shares indirectly through a 401(k) plan.
Axos Financial EVP and COO Raymond Matsumoto reported RSU vesting and related share adjustments. On March 20, 2026, 1,621 Restricted Stock Units converted into 1,621 shares of common stock, following the RSUs’ time-based vesting schedule under the company’s stock incentive plan.
A portion of these shares was returned to Axos Financial for tax withholding in a net-settlement, described as a disposition to the issuer rather than an open-market sale. After these transactions, Matsumoto holds 41,633 shares of common stock directly and 2,237 shares indirectly through a 401(k) plan.
Axos Financial, Inc. senior vice president and chief accounting officer Ann Gill exercised restricted stock units into 601 shares of common stock on March 20, 2026 as part of a scheduled RSU vesting under the company’s stock incentive plan.
Of the newly issued shares, 323 shares were retained by Axos Financial, Inc. to cover tax withholding through a net-settlement, leaving Gill with additional net common stock. Following these transactions, she holds 10,581 common shares directly and 1,423 shares indirectly through a 401(k) plan.
Axos Financial, Inc. EVP David M. Crow reported routine equity compensation activity tied to vested restricted stock units (RSUs). On March 20, 2026, 583 RSUs converted into 583 shares of common stock under the company’s 2014 Stock Incentive Plan, which vests one-third on each grant anniversary.
Of the issued shares, 200 were returned to Axos Financial for tax withholding in a net-settlement, leaving a net increase in his directly held common stock. Following these transactions, Crow directly owned 1,716 common shares and indirectly held 198 shares through a 401(k) plan. The RSUs carry dividend equivalent rights and each represents a right to receive one share of common stock upon vesting.
Axos Financial EVP and Chief Credit Officer Constantine Thomas reported routine equity compensation activity. On March 20, 2026, 1,124 Restricted Stock Units vested, each converting into one share of Axos Financial, Inc. Common Stock under the company’s 2014 Stock Incentive Plan.
Of these shares, 606 shares of Common Stock were retained by Axos Financial, Inc. for tax withholding in a disposition to the issuer at $82.93 per share, leaving a net 518 new shares. After these transactions, Thomas held 18,189 shares of Common Stock directly and 2,934 shares indirectly through a 401(k) plan.
Axos Financial, Inc. executive Eshel Bar-Adon reported routine equity compensation activity involving restricted stock units and common shares. On March 20, 2026, 1,098 RSUs vested and converted into an equal number of common shares. Of these, 592 shares were returned to Axos Financial to satisfy tax withholding obligations, leaving a net increase of 506 shares in his direct holdings. Following these transactions, Bar-Adon directly holds 129,378 common shares and indirectly holds 3,379 shares through a 401(k) plan.
Axos Financial, Inc. executive Michael James Watson reported routine equity compensation activity tied to restricted stock units on March 15, 2026. He exercised RSUs into 1,105 and 1,349 shares of common stock at $84.68 per share and received a new award of 2,020 RSUs under the company’s stock incentive plan.
A total of 610 and 685 common shares were returned to Axos Financial to cover tax withholding in connection with the net share settlement, rather than sold in the open market. After these transactions, Watson directly holds 5,753 shares of common stock and indirectly holds 777 shares through a 401(k) plan, indicating these are standard compensation and tax-related movements rather than discretionary trading.
Axos Financial, Inc. Executive Vice President and Chief Financial Officer Derrick Walsh reported equity compensation activity involving restricted stock units (RSUs) and common stock. On March 15, 2026, he exercised RSUs covering 3,607 shares of common stock, converting previously granted RSUs into shares at a stated price of $0.00 per unit.
In connection with this vesting, Axos Financial, Inc. retained shares of common stock for tax withholding through net settlement, recorded as dispositions to the issuer rather than open-market sales. Walsh also received a new grant of 3,130 RSUs under the company’s 2014 Stock Incentive Plan, which vest in three equal annual installments and carry dividend equivalent rights. Following these transactions, he directly owned 39,526 shares of common stock and indirectly held 2,869 shares through a 401(k) plan.
Axos Financial, Inc. EVP and Chief Risk Officer John Charles Tolla reported routine equity compensation activity tied to restricted stock units on March 15, 2026. He acquired 2,874 shares of Common Stock upon the vesting and conversion of RSUs and received a new grant of 2,953 RSUs, each representing one future share.
To cover associated tax obligations, 1,611 shares of Common Stock were retained by Axos Financial, Inc. in dispositions to the issuer rather than open-market sales. Following these transactions, Tolla directly holds 27,395 shares of Common Stock and indirectly holds 2,723 shares through a 401(k) plan, indicating a continuing equity stake in the company.
Axos Financial, Inc. executive Candace L. Thiele reported routine equity compensation activity. On March 15, 2026, previously granted restricted stock units (RSUs) vested and were converted into 803 shares of common stock, with matching RSU entries showing exercises at a conversion price of $0.00 per unit.
In connection with these vestings, 434 shares of common stock were retained by Axos Financial, Inc. to satisfy tax withholding obligations, as disclosed in the footnotes, so these dispositions were to the issuer rather than market sales. Thiele also received a new grant of 1,063 RSUs under the company’s 2014 Stock Incentive Plan, which vest in three equal annual installments and carry dividend equivalent rights.
After these transactions, Thiele holds 781 shares of common stock directly and 348 shares indirectly through a 401(k) plan, along with 4,985 RSUs representing contingent rights to receive an equal number of common shares upon future vesting.
Axos Financial, Inc. executive Brian D. Swanson reported compensation-related equity activity. On March 15, 2026, previously granted restricted stock units (RSUs) vested into 2,601 shares of common stock, while 1,450 shares were retained by Axos Financial, Inc. to cover tax withholding through net settlement, leaving a net 1,151 shares issued.
On the same date, Swanson also received a new grant of 1,814 RSUs under the Axos Financial, Inc. 2014 Stock Incentive Plan, each RSU representing one share of common stock and carrying dividend equivalent rights. Following these transactions, he holds 56,124 shares of common stock directly, 2,869 shares indirectly through a 401(k) plan, and 24,776 RSUs.
Axos Financial, Inc. executive Raymond D. Matsumoto, EVP and Chief Operating Officer, reported compensation-related stock activity on March 15, 2026. He exercised restricted stock units (RSUs) covering 2,474 and 1,956 shares of Common Stock, converting them into a total of 4,430 Common shares.
In connection with these RSU vestings, 1,055 and 1,398 Common shares were returned to Axos Financial, Inc. for tax withholding as part of a net-share settlement, rather than sold on the open market. Matsumoto also received a new grant of 3,189 RSUs under the company’s 2014 Stock Incentive Plan.
Following these transactions, he directly holds 40,886 shares of Common Stock and has 2,237 shares held indirectly through a 401(k) Plan, along with 18,734 RSUs reported as outstanding after the new award and vesting events.
Axos Financial, Inc. senior vice president and chief accounting officer Ann Gill reported routine equity compensation activity involving restricted stock units (RSUs) and common stock. On March 15, 2026, 1,448 RSUs vested and were converted into an equal number of common shares, consistent with the plan where one RSU equals one share.
In connection with the vesting, 458 and 399 common shares (857 total) were withheld and returned to Axos Financial for tax withholding under a net-settlement arrangement, rather than sold in the market. Gill also received a new grant of 1,359 RSUs under the company’s stock incentive plan. Following these transactions, she holds 10,303 shares of common stock directly and 1,423 shares indirectly through a 401(k) plan, along with 8,786 RSUs outstanding.
Axos Financial, Inc. executive David M. Crow reported routine equity compensation activity tied to restricted stock units. On March 15, 2026, 738 shares of common stock were issued upon RSU vesting, while 292 shares were returned to Axos for tax withholding. Crow also received a new grant of 827 RSUs under the 2014 Stock Incentive Plan. Following these transactions, he holds 1,333 shares of common stock directly, 5,355 RSUs and 198 shares indirectly through a 401(k) plan.
Axos Financial, Inc. EVP and Chief Credit Officer Thomas M. Constantine reported compensation-related equity activity. On March 15, 2026, previously granted restricted stock units vested into 3,617 shares of common stock, and Axos retained 1,168 and 855 shares for tax withholding. He also received a new grant of 2,953 RSUs. Following these transactions, he directly holds 17,671 shares of common stock, 14,718 RSUs, and indirectly holds 2,934 shares through a 401(k) plan.
Axos Financial EVP Eshel Bar-Adon reported routine equity compensation activity involving restricted stock units (RSUs) and common shares. On March 15, 2026, 3,050 RSUs (1,634 and 1,416) vested and were converted into an equal number of Axos Financial common shares, consistent with the plan’s one-third annual vesting schedule.
On the same date, Bar-Adon received a new grant of 3,248 RSUs under the Axos Financial, Inc. 2014 Stock Incentive Plan. The company retained 1,715 common shares (952 and 763) for tax withholding in connection with the net settlement of the vested RSUs, a non-market disposition back to the issuer.
Following these transactions, Bar-Adon holds 128,872 shares of common stock directly and 3,379 shares indirectly through a 401(k) plan. Each RSU represents a contingent right to receive one share of common stock and is accompanied by dividend equivalent rights.
Axos Financial, Inc. director Nick Mosich reported an open-market sale of company stock. On February 17, 2026, he sold 1,275 shares of common stock at a price of $98.00 per share. After this transaction, he directly owned 79,942 shares of Axos Financial common stock.
Axos Financial, Inc. director Nick Mosich reported an open-market sale of common stock. On February 11, 2026, he sold 1,000 shares of Axos Financial common stock at $97 per share. After this transaction, he directly owns 81,217 shares of the company’s common stock.
Axos Financial, Inc. executive Thomas M. Constantine, EVP and Chief Credit Officer, reported a sale of company stock. On 02/06/2026, he sold 3,260 shares of Axos Financial common stock at a price of $100 per share.
After this transaction, Constantine beneficially owns 16,077 shares of Axos Financial common stock directly. He also holds an additional 2,776 shares indirectly through a 401(k) plan, reflecting his remaining equity stake in the company following the reported sale.
Axos Financial EVP and CFO Derrick Walsh reported a stock sale. On February 6, 2026, he sold 4,846 shares of Axos Financial common stock at a weighted average price of $101.21 per share in multiple trades between $101.19 and $101.30.
After this transaction, Walsh directly beneficially owned 37,936 common shares. He also indirectly held 2,737 common shares through a 401(k) plan, indicating he retains a meaningful equity stake in the company following the reported sale.
Axos Financial director James John Court reported a sale of company stock. On February 6, 2026, he sold 11,163 shares of Axos Financial common stock at a weighted average price of $101.01 per share, through multiple trades between $100.77 and $101.42.
After this transaction, Court directly held 32,169 shares of Axos Financial common stock. The filing also notes an additional 1,200 shares held indirectly through his spouse’s IRA account.
Axos Financial, Inc. President and CEO Gregory Garrabrants, who is also a director, reported several transactions in Axos common stock. On February 4, 2026, he sold 43,294 shares of common stock at a weighted average price of $99.099 per share, leaving 1,418,751 shares owned directly after that sale.
On February 5, 2026, he made two charitable gifts: 1,513 shares at $98.97 per share, valued at $149,742, and 1,009 shares at $98.97 per share, valued at $99,861. After the reported transactions, he directly held 1,416,229 shares of Axos common stock, plus 2,890 shares held indirectly through a 401(k) Plan and 170,680 shares held indirectly by a trust.
Axos Financial, Inc. executive vice president and chief financial officer Derrick Walsh reported a charitable donation of company stock. On December 9, 2025, he transferred 150 shares of Axos common stock to a charitable fund at a price of $84.63 per share, for a total reported value of $12,694.50. After this donation, he beneficially owns 42,782 shares directly and 2,737 shares through a 401(k) plan.
Axos Financial, Inc. director reports stock sale
A director of Axos Financial, Inc. reported selling 2,145 shares of the company’s common stock on 12/08/2025 at a price of $86.2304 per share. After this transaction, the director beneficially owns 12,919 shares directly. The filing indicates this is a Form 4 submitted by a single reporting person in the capacity of director.
Axos Financial, Inc. reported an insider stock sale by one of its directors. On 12/05/2025, the director sold 2,145 shares of common stock in an open-market transaction coded as a sale. The weighted average sale price was about $84.59 per share, based on multiple trades executed between $84.55 and $84.71. Following this transaction, the director beneficially owns 46,209 shares of Axos Financial common stock in direct ownership.
Axos Financial director Sara Wardell-Smith reported RSU-related transactions on November 14, 2025. 4,289 RSUs vested and converted into an equal number of common shares at $79.12 per share, with 2,144 shares returned to Axos in exchange for cash to cover taxes. She also received a new grant of 3,615 RSUs, ending with direct holdings of 3,615 RSUs and 12,395 common shares.
Axos Financial, Inc. director reported routine equity compensation activity involving restricted stock units (RSUs) settling into common shares. On 11/14/2025, 4,289 RSUs converted into 4,289 shares of common stock at an exercise price of $0.00 per share, and the director’s directly held common stock position became 10,290 shares. On the same date, 2,144 of those shares were disposed of at $79.12 per share to cover tax liabilities, leaving 8,146 shares of common stock held directly. Following these transactions, the director also holds 3,615 RSUs that were granted for Board service and are scheduled to fully vest on January 3, 2027, with each RSU representing a contingent right to receive one share of Axos common stock.
Axos Financial, Inc. (AX) reported an insider equity change by a director on a Form 4. On 11/14/2025, 4,289 Restricted Stock Units (RSUs) were settled into the same number of shares of common stock at a reference price of $79.12, increasing the director’s direct holdings to 50,498 shares. On the same date, 2,144 shares of common stock were disposed of at $79.12, representing shares retained by Axos Financial, Inc. in exchange for cash paid to the director to cover tax liabilities tied to the vested RSUs, leaving 48,354 common shares held directly. The filing also shows a new grant of 3,615 RSUs on 11/14/2025 in connection with the director’s Board service, which are scheduled to fully vest on January 3, 2027, with each RSU representing a contingent right to receive one share of common stock.