Axos EVP reports RSU vesting and new grant

Axos Financial, Inc. executive David M. Crow reported routine equity compensation activity tied to restricted stock units.

Accepted by SEC EDGAR 03/16/2026 - 07:41 PM EDT

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Rhea-AI Filing Summary

Axos Financial, Inc. executive David M. Crow reported routine equity compensation activity tied to restricted stock units. On March 15, 2026, 738 shares of common stock were issued upon RSU vesting, while 292 shares were returned to Axos for tax withholding. Crow also received a new grant of 827 RSUs under the 2014 Stock Incentive Plan. Following these transactions, he holds 1,333 shares of common stock directly, 5,355 RSUs and 198 shares indirectly through a 401(k) plan.

Insider Trade Summary

738 shares exercised/converted

Exercise 4 txns

Insider Crow David M

Role Insider

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units	738	$0.00	$0.00
Grant/Award	Restricted Stock Units	827	$0.00	$0.00
Exercise	Common Stock	738	$84.68	$62K
Disposition	Common Stock	292	$84.68	$25K
Holding	Common Stock	--	--	--

Holdings After Transaction: Restricted Stock Units — 5,355 contracts (Direct); Common Stock — 1,333 shares (Direct); Common Stock — 198 shares (Indirect, 401(k) Plan)

Footnotes (6)

F1. Represents shares of Common Stock issued on March 15, 2026, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan.
F2. Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.
F3. The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights.
F4. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.
F5. The RSUs vest as to one-third of the shares on each anniversary date of grant.
F6. Grant to the reporting person on March 15, 2026 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan.

FAQ

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What insider transactions did David M. Crow report for Axos Financial (AX)?

David M. Crow reported equity compensation activity, including RSU vesting and a new RSU grant. He received 738 common shares from vested RSUs, disposed of 292 shares back to Axos for tax withholding, and was granted 827 new RSUs under the company’s 2014 Stock Incentive Plan.

How many Axos Financial (AX) shares did David M. Crow receive from RSU vesting?

He received 738 shares of Axos Financial common stock upon the vesting of restricted stock units. These RSUs vest in three equal annual installments from the grant date and were issued under the Axos Financial, Inc. 2014 Amended and Restated Stock Incentive Plan.

Why were 292 Axos Financial (AX) shares disposed of in this Form 4?

The 292 shares were retained by Axos Financial for tax withholding related to the net settlement of vested RSUs. This disposition is to the issuer, not an open-market sale, and covers the reporting person’s tax obligations associated with the equity award vesting.

What new RSU grant did David M. Crow receive from Axos Financial (AX)?

He received a grant of 827 restricted stock units on March 15, 2026 under the Axos Financial, Inc. 2014 Stock Incentive Plan. Each RSU represents a contingent right to one share of common stock and is accompanied by dividend equivalent rights granted by the company.

What are David M. Crow’s Axos Financial (AX) holdings after these transactions?

After the reported transactions, he holds 1,333 shares of Axos Financial common stock directly, 5,355 restricted stock units and 198 shares indirectly through a 401(k) plan. These positions reflect both previously held amounts and the impact of the March 15, 2026 RSU activity.

How do Axos Financial (AX) restricted stock units vest for David M. Crow?

The RSUs vest as to one-third of the shares on each anniversary of the grant date. Upon vesting, each RSU converts into one share of Axos Financial common stock, and the awards were granted under the company’s 2014 Stock Incentive Plan with dividend equivalent rights.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Crow David M

(Last)

(First)

(Middle)

9205 WEST RUSSELL ROAD

SUITE 400

(Street)

LAS VEGAS

89148

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
Axos Financial, Inc. [ AX ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

Director		10% Owner
Officer (give title below)	X	Other (specify below)
		EVP, Head of Axos Clearing

3. Date of Earliest Transaction (Month/Day/Year)
03/15/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock⁽¹⁾	03/15/2026		M		738	A	$84.68	1,625	D
Common Stock	03/15/2026		D		292⁽²⁾	D	$84.68	1,333	D
Common Stock								198	I	401(k) Plan

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Units⁽³⁾	⁽⁴⁾	03/15/2026		M			738	⁽⁵⁾	⁽⁵⁾	Common Stock	738	$0.0	4,528	D
Restricted Stock Units⁽⁶⁾	⁽⁴⁾	03/15/2026		A		827		⁽⁵⁾	⁽⁵⁾	Common Stock	827	$0.0	5,355	D

Explanation of Responses:

1. Represents shares of Common Stock issued on March 15, 2026, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan.

2. Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.

3. The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights.

4. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

5. The RSUs vest as to one-third of the shares on each anniversary date of grant.

6. Grant to the reporting person on March 15, 2026 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan.

	By: Derrick Walsh For: David Crow	03/16/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR