Axos Financial grants CEO 61,482 RSUs

Axos Financial’s CEO received a multi‑year RSU equity award tied to his employment contract, increasing his directly held restricted stock units.

Rhea-AI Filing Summary

Axos Financial, Inc. (symbol: AX) is the issuer of record for a Form 4 filing submitted to the SEC. Garrabrants Gregory reported acquisition or exercise transactions in this Form 4 filing.

Axos Financial, Inc. (AX) reported that President and CEO Gregory Garrabrants received a grant of 61,482 Restricted Stock Units (RSUs) on September 3, 2026 under the Axos Financial, Inc. 2014 stock incentive plan, in connection with his employment contract as Chief Executive Officer.

Each RSU represents a contingent right to receive one share of Axos Financial, Inc. common stock, and the RSUs vest over four years, with one-fourth vesting on each fiscal year-end following the grant date. Following this award, Garrabrants holds 454,229 RSUs directly.

Insider Trade Summary

Grant/Award: 61,482 shares

Grant/Award 1 txn

Insider Garrabrants Gregory

Role President and CEO

Type	Security	Shares	Price	Value
Grant/Award	Restricted Stock Units F1, F2, F3	61,482	$0.00	$0.00

Holdings After Transaction: Restricted Stock Units — 454,229 contracts (Direct)

Footnotes (3)

1. F1. Grant to the reporting person on September 3, 2026 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 stock incentive plan in connection with the reporting person's employment contract as Chief Executive Officer.
2. F2. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.
3. F3. The RSUs vest over four years, one-fourth on each fiscal year-end following the date of grant.

Key Figures

RSUs granted: 61,482 units RSUs after grant: 454,229 units Vesting schedule: 4 years +1 more

4 metrics

RSUs granted 61,482 units Restricted Stock Units granted to CEO on September 3, 2026

RSUs after grant 454,229 units CEO’s directly held RSUs following the September 3, 2026 award

Vesting schedule 4 years One-fourth of the RSUs vest on each fiscal year-end following the grant date

Per-RSU share entitlement 1 share per RSU Each RSU represents a contingent right to one share of common stock

Key Terms

Restricted Stock Units, contingent right, 2014 stock incentive plan

3 terms

Restricted Stock Units financial

"Grant to the reporting person on September 3, 2026 of restricted stock units"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

contingent right financial

"Each RSU represents a contingent right to receive one share"

2014 stock incentive plan financial

"under the Axos Financial, Inc. 2014 stock incentive plan"

FAQ

What equity award did Axos Financial (AX) grant to its CEO?

Axos Financial granted CEO Gregory Garrabrants 61,482 Restricted Stock Units on September 3, 2026 under the company’s 2014 stock incentive plan, in connection with his employment contract as Chief Executive Officer.

How do the new RSUs for the Axos Financial (AX) CEO vest?

The RSUs vest over four years, with one-fourth vesting on each fiscal year-end following the September 3, 2026 grant date.

What does each RSU granted to the Axos Financial (AX) CEO represent?

Each Restricted Stock Unit granted to the CEO represents a contingent right to receive one share of Axos Financial, Inc. common stock.

How many RSUs does the Axos Financial (AX) CEO hold after this grant?

After the September 3, 2026 award, CEO Gregory Garrabrants holds 454,229 RSUs directly.

Was the Axos Financial (AX) CEO’s RSU grant made under a Rule 10b5-1 plan?

No Rule 10b5-1 trading plan is reported for this Form 4; the filing’s 10b5-1 checkbox is not marked as being under such a plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Available on EDGAR 09/04/2026 - 03:30 PM Accepted by SEC EDGAR 09/04/2026 - 03:30 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Garrabrants Gregory

(Last) (First) (Middle)

9205 WEST RUSSELL ROAD

SUITE 400

(Street)

LAS VEGAS NEVADA 89148

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Axos Financial, Inc. [ AX ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	President and CEO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/03/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units(1)	(2)	09/03/2026	09/03/2026	A		61,482		(3)	(3)	Common Stock	61,482	$0.0	454,229	D

Explanation of Responses:

1. Grant to the reporting person on September 3, 2026 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 stock incentive plan in connection with the reporting person's employment contract as Chief Executive Officer.

2. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

3. The RSUs vest over four years, one-fourth on each fiscal year-end following the date of grant.

	By: Derrick Walsh For: Gregory Garrabrants	09/04/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)