Axos Financial (NYSE: AX) director Santi Roque sells 500 shares
Rhea-AI Filing Summary
Axos Financial, Inc. director Santi Roque A reported selling 500 shares of Common Stock on 2026-08-05 at $105.30 per share in an open-market or private transaction. Following the sale, he directly owns 7,146 shares. The filing does not indicate a Rule 10b5-1 trading plan.
Positive
- None.
Negative
- None.
Insider Trade Summary
Net Seller: 500 shares
Net Sell
1 txn
Insider
Santi Roque A
Role
Director
Sold
500 shs ($53K)
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Sale | Common Stock | 500 | $105.30 | $53K |
Holdings After Transaction:
Common Stock — 7,146 shares (Direct)
Key Figures
Shares sold: 500 shares
Sale price: $105.30 per share
Shares owned after sale: 7,146 shares
3 metrics
Shares sold
500 shares
Common Stock sale on 2026-08-05 by director Santi Roque A
Sale price
$105.30 per share
Price for the 500-share Common Stock transaction on 2026-08-05
Shares owned after sale
7,146 shares
Direct Common Stock holdings of Santi Roque A following the transaction
Key Terms
open market, private transaction
2 terms
open market financial
"Sale in open market or private transaction"
An open market is a system where buying and selling of goods, services, or financial assets happen freely without restrictions or special controls. For investors, it means they can trade assets easily and quickly, which helps determine fair prices based on supply and demand. This environment encourages transparency and competition, making it easier to buy or sell with confidence.
private transaction financial
"Sale in open market or private transaction"
A private transaction is the sale or transfer of securities, assets, or ownership stakes carried out directly between a small number of parties rather than on a public exchange. For investors it matters because these deals are less visible and often less liquid than public trades, so pricing can be harder to verify, the investment can be harder to sell quickly, and buyers or sellers may gain strategic advantages not available in open markets — like negotiated terms similar to a private garage sale versus a crowded marketplace.
AI-generated analysis. How Rhea-AI works. Not financial advice.
FAQ
What insider transaction did Axos Financial (AX) disclose for August 5, 2026?
Axos Financial (AX) disclosed that director Santi Roque A sold 500 shares of Common Stock on 2026-08-05 at $105.30 per share. After this open-market or private transaction, he directly holds 7,146 shares of Axos Financial common stock.
Was the recent Axos Financial (AX) insider sale made under a Rule 10b5-1 plan?
The filing’s Rule 10b5-1 checkbox is not marked, indicating the 500-share sale on 2026-08-05 was not reported as being executed under a Rule 10b5-1 trading plan or similar pre-arranged trading arrangement.
What type of security did the Axos Financial (AX) insider sell?
Director Santi Roque A sold Common Stock of Axos Financial, totaling 500 shares at $105.30 per share. After this sale, his remaining direct position is 7,146 shares of Axos Financial Common Stock, according to the Form 4 disclosure.