Axos director sells 1,275 shares at $98

Axos Financial director Nick Mosich amended a prior Form 4 to correct his reported post-transaction holdings after a February 17, 2026 stock sale.

Available on EDGAR 09/16/2026 - 06:45 PM EDT Accepted by SEC EDGAR 09/16/2026 - 06:44 PM EDT Learn about SEC filing dates

This filing corrects an earlier one, and you can read the original Form 4 if you want to see what changed.

Rhea-AI Filing Summary

Axos Financial, Inc. (AX) director Nick Mosich reported an amended insider transaction reflecting a prior sale of common stock. On February 17, 2026, he sold 1,275 shares of Axos common stock at $98.00 per share. Following the correction in this Form 4/A, his reported beneficial ownership after the sale is 64,849 shares of common stock.

The amendment states it was filed to correct the amount of securities beneficially owned following the reported transaction; the reported sale terms remain the same, and no Rule 10b5-1 trading plan is affirmed.

Insider Trade Summary

Net Seller: 1,275 shares

Net Sell 1 txn

Insider Nick Mosich

Role Director

Sold 1,275 shs ($125K)

Type	Security	Shares	Price	Value
Sale	Common Stock F1	1,275	$98.00	$125K

Holdings After Transaction: Common Stock — 64,849 shares (Direct)

Footnotes (1)

1. F1. This Form 4/A amends the Form 4 filed on February 19, 2026, to correct the amount of securities beneficially owned following the reported transaction.

Key Figures

Shares sold: 1,275 shares Sale price per share: $98.00 per share Shares owned after transaction: 64,849 shares +1 more

4 metrics

Shares sold 1,275 shares Common stock sale reported for February 17, 2026

Sale price per share $98.00 per share Price for the 1,275 Axos common shares sold

Shares owned after transaction 64,849 shares Beneficially owned common stock following the reported sale, as corrected in Form 4/A

Net shares sold in filing 1,275 shares Net sell direction across all transactions in this Form 4/A

Key Terms

Form 4/A, beneficially owned, open market or private transaction

3 terms

Form 4/A regulatory

"This Form 4/A amends the Form 4 filed on February 19, 2026"

Form 4/A is an amended filing that corrects or updates an earlier Form 4, the mandatory report that insiders (like company executives, directors, or large shareholders) must file when their ownership stakes change. Think of it as an edited receipt showing who bought or sold stock and when; investors use it to track insider confidence, detect potential conflicts, and spot trading patterns that might signal future company prospects.

beneficially owned financial

"to correct the amount of securities beneficially owned following the reported transaction"

Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.

open market or private transaction financial

"Sale in open market or private transaction"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Axos Financial (AX) report for director Nick Mosich?

Director Nick Mosich reported a sale of 1,275 shares of Axos Financial common stock on February 17, 2026 in this amended Form 4 filing.

At what price were the Axos Financial (AX) shares sold in this Form 4/A?

The filing reports that the 1,275 shares of Axos Financial common stock were sold at $98.00 per share on February 17, 2026 in a sale described as an open market or private transaction.

How many Axos Financial (AX) shares does Nick Mosich report owning after the sale?

After the reported sale and the correction in this Form 4/A, Nick Mosich reports beneficial ownership of 64,849 shares of Axos Financial common stock held directly.

Why was this Axos Financial (AX) Form 4/A filed as an amendment?

The Form 4/A states it amends the Form 4 filed on February 19, 2026 to correct the amount of securities beneficially owned following the reported transaction; the transaction itself remains the same.

Was the Axos Financial (AX) insider sale made under a Rule 10b5-1 trading plan?

The document-level Rule 10b5-1 checkbox is not checked, and the footnotes do not state that the transaction was made under a Rule 10b5-1 trading plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Nick Mosich

(Last) (First) (Middle)

9205 WEST RUSSELL ROAD

SUITE 400

(Street)

LAS VEGAS NEVADA 89148

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Axos Financial, Inc. [ AX ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
02/17/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)
02/19/2026

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	02/17/2026		S		1,275	D	$98	64,849(1)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. This Form 4/A amends the Form 4 filed on February 19, 2026, to correct the amount of securities beneficially owned following the reported transaction.

	Derrick Walsh for Nicholas A Mosich	09/16/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)