Axos Financial (NYSE: AX) EVP reports RSU vesting, new 3,248-unit grant

Rhea-AI Filing Summary

Axos Financial EVP Eshel Bar-Adon reported routine equity compensation activity involving restricted stock units (RSUs) and common shares. On March 15, 2026, 3,050 RSUs (1,634 and 1,416) vested and were converted into an equal number of Axos Financial common shares, consistent with the plan’s one-third annual vesting schedule.

On the same date, Bar-Adon received a new grant of 3,248 RSUs under the Axos Financial, Inc. 2014 Stock Incentive Plan. The company retained 1,715 common shares (952 and 763) for tax withholding in connection with the net settlement of the vested RSUs, a non-market disposition back to the issuer.

Following these transactions, Bar-Adon holds 128,872 shares of common stock directly and 3,379 shares indirectly through a 401(k) plan. Each RSU represents a contingent right to receive one share of common stock and is accompanied by dividend equivalent rights.

Insider Trade Summary

3,050 shares exercised/converted

Mixed 8 txns

Insider Bar-Adon Eshel

Role EVP, Strategic Partnerships an

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units	1,634	$0.00	--
Exercise	Restricted Stock Units	1,416	$0.00	--
Grant/Award	Restricted Stock Units	3,248	$0.00	--
Exercise	Common Stock	1,634	$84.68	$138K
Exercise	Common Stock	1,416	$84.68	$120K
Disposition	Common Stock	952	$94.68	$90K
Disposition	Common Stock	763	$84.68	$65K
holding	Common Stock	--	--	--

Holdings After Transaction: Restricted Stock Units — 12,659 shares (Direct); Common Stock — 129,171 shares (Direct); Common Stock — 3,379 shares (Indirect, 401(k) Plan)

Footnotes (1)

1. Represents shares of Common Stock issued on March 15, 2026, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan. Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. The RSUs vest as to one-third of the shares on each anniversary date of grant. Grant to the reporting person on March 15, 2026 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan.

Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Bar-Adon Eshel

(Last) (First) (Middle)

9205 WEST RUSSELL ROAD

SUITE 400

(Street)

LAS VEGAS NV 89148

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Axos Financial, Inc. [ AX ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP, Strategic Partnerships an

3. Date of Earliest Transaction (Month/Day/Year)
03/15/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock(1)	03/15/2026		M		1,634	A	$84.68	129,171	D
Common Stock(1)	03/15/2026		M		1,416	A	$84.68	130,587	D
Common Stock	03/15/2026		D		952(2)	D	$94.68	129,635	D
Common Stock	03/15/2026		D		763(2)	D	$84.68	128,872	D
Common Stock								3,379	I	401(k) Plan

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units(3)	(4)	03/15/2026		M			1,634	(5)	(5)	Common Stock	1,634	$0.0	12,659	D
Restricted Stock Units(3)	(4)	03/15/2026		M			1,416	(5)	(5)	Common Stock	1,416	$0.0	11,243	D
Restricted Stock Units(6)	(4)	03/15/2026		A		3,248		(5)	(5)	Common Stock	3,248	$0.0	14,491	D

Explanation of Responses:

1. Represents shares of Common Stock issued on March 15, 2026, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan.

2. Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.

3. The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights.

4. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

5. The RSUs vest as to one-third of the shares on each anniversary date of grant.

6. Grant to the reporting person on March 15, 2026 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan.

	By: Derrick Walsh For: Eshel Bar-Adon	03/16/2026
	** Signature of Reporting Person	Date
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