Axos Financial (AX) exec gifts 4,450 shares; holds 26,132

Axos Financial (AX) disclosed an insider gift transaction by its EVP and Chief Risk Officer.

Rhea-AI Filing Summary

Axos Financial (AX) disclosed an insider gift transaction by its EVP and Chief Risk Officer. On 11/05/2025, the reporting person executed a Code G transaction involving 4,450 shares of common stock at $0.0 per share.

According to the footnote, the reporting person assigned the right to receive these 4,450 shares to The Charles Hahn Family Foundation SPC, a Section 501(c)(3) charitable organization, and disclaimed beneficial ownership of those securities.

Following the reported transaction, the insider reported 26,132 shares held directly and 2,591 shares held indirectly through a 401(k) Plan.

Insights

Insider compliance analyst

Form 4 reports a charitable gift; holdings updated.

The filing shows a Rule 16 Form 4 with transaction code G, indicating a bona fide gift or similar transfer without value. The insider assigned the right to receive 4,450 shares to a 501(c)(3) foundation and disclaimed beneficial ownership of those shares.

Post-transaction positions are stated as 26,132 shares directly and 2,591 shares indirectly via a 401(k) Plan. This is an administrative ownership update rather than a market sale or purchase, so it typically has limited market impact.

Insider Trade Summary

4,450 shares gifted

Gift 2 txns

Insider Tolla John Charles

Role EVP, Chief Risk Officer

Type	Security	Shares	Price	Value
Gift	Common Stock	4,450	$0.00	$0.00
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 26,132 shares (Direct); Common Stock — 2,591 shares (Indirect, 401(k) Plan)

Footnotes (1)

1. F1. The reporting person has assigned his right to receive 4,450 shares of Common Stock to The Charles Hahn Family Foundation SPC (the Foundation), a charitable organization under Section 501(c)(3) of the Internal Revenue Code. The reporting person is a director and/or officer of the Foundation. The reporting person disclaims beneficial ownership of these securities.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did AX report on this Form 4?

An EVP and Chief Risk Officer reported a Code G transaction assigning 4,450 shares as a gift at $0.0.

Who received the 4,450 AX shares?

The right to receive 4,450 shares was assigned to The Charles Hahn Family Foundation SPC, a 501(c)(3) organization.

What are the insider’s AX holdings after the transaction?

Reported holdings are 26,132 shares held directly and 2,591 shares held indirectly via a 401(k) Plan.

What does transaction code G mean on a Form 4?

Code G denotes a bona fide gift or similar transfer with no consideration.

What was the transaction date for the AX Form 4?

The earliest transaction date reported is 11/05/2025.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 11/05/2025 - 05:59 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Tolla John Charles

(Last) (First) (Middle)

9205 WEST RUSSELL ROAD

SUITE 400

(Street)

LAS VEGAS NV 89148

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Axos Financial, Inc. [ AX ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP, Chief Risk Officer

3. Date of Earliest Transaction (Month/Day/Year)
11/05/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	11/05/2025		G		4,450(1)	D	$0.0	26,132	D
Common Stock								2,591	I	401(k) Plan

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The reporting person has assigned his right to receive 4,450 shares of Common Stock to The Charles Hahn Family Foundation SPC (the Foundation), a charitable organization under Section 501(c)(3) of the Internal Revenue Code. The reporting person is a director and/or officer of the Foundation. The reporting person disclaims beneficial ownership of these securities.

	By: Derrick Walsh For: John Tolla	11/05/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.