STOCK TITAN

Director at Axos Financial (AX) sells 1,000 shares at $97

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Axos Financial, Inc. director Nick Mosich reported an open-market sale of common stock. On February 11, 2026, he sold 1,000 shares of Axos Financial common stock at $97 per share. After this transaction, he directly owns 81,217 shares of the company’s common stock.

Positive

  • None.

Negative

  • None.

Insights

Routine director share sale with modest size relative to holdings.

Director Nick Mosich executed an open-market sale of 1,000 Axos Financial common shares at $97 per share on February 11, 2026. Following the sale, he directly holds 81,217 shares, indicating he retains a substantial equity position.

This appears to be a normal portfolio-management transaction rather than a transformative event. The filing does not indicate any change in his role as director, and there are no derivative security transactions reported in this instance.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Nick Mosich

(Last) (First) (Middle)
9205 WEST RUSSELL ROAD
SUITE 400

(Street)
LAS VEGAS NV 89148

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Axos Financial, Inc. [ AX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
02/11/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/11/2026 S 1,000 D $97 81,217 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
By: Derrick Walsh For: Nicholas Mosich 02/13/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Axos Financial (AX) director Nick Mosich report?

Director Nick Mosich reported selling 1,000 shares of Axos Financial common stock. The open-market sale occurred on February 11, 2026, at $97 per share, as disclosed in a Form 4 insider trading report filed under SEC rules.

At what price did Nick Mosich sell Axos Financial (AX) shares?

Nick Mosich sold Axos Financial common stock at $97 per share. The Form 4 shows a single open-market transaction on February 11, 2026, involving 1,000 shares of common stock at that reported sale price.

How many Axos Financial (AX) shares does Nick Mosich own after the sale?

After the reported sale, Nick Mosich directly owns 81,217 shares of Axos Financial common stock. This figure reflects his beneficial ownership immediately following the February 11, 2026 open-market sale disclosed in the Form 4 filing.

Was the Axos Financial (AX) insider trade a purchase or a sale?

The insider trade was a sale of Axos Financial shares. The Form 4 lists transaction code “S,” indicating an open-market or private sale, with 1,000 common shares sold at $97 per share by director Nick Mosich on February 11, 2026.

Does the Form 4 show any Axos Financial (AX) derivative transactions for Nick Mosich?

No derivative transactions are listed for Nick Mosich in this Form 4. The filing’s derivative securities table contains no entries, indicating only a single non-derivative common stock sale was reported for the February 11, 2026 transaction.
Axos Financial Inc

NYSE:AX

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5.51B
53.75M
3.94%
81.46%
3.87%
Banks - Regional
Savings Institution, Federally Chartered
Link
United States
LAS VEGAS