Solowin Holdings (AXG) director Wang Yang files initial Form 3

Rhea-AI Filing Summary

Solowin Holdings, Ltd. director Wang (YW) Yang filed an initial ownership report on Form 3 for ticker AXG. The filing establishes Yang’s status as a director and subject to insider reporting rules but does not list any specific shareholdings or recent transactions.

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Accepted by SEC EDGAR 03/18/2026 - 08:01 AM Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Wang (YW) Yang

(Last) (First) (Middle)

C/O SOLOWIN HOLDINGS

33 CANTON ROAD, TSIM SHA TSUI, KOWLOON

(Street)

HONG KONG 00000

(City) (State) (Zip)

HONG KONG

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
Solowin Holdings, Ltd. [ AXG ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

No securities are beneficially owned.

	/s/ Yang Wang	03/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does the Solowin Holdings (AXG) Form 3 filing by Wang (YW) Yang show?

The Form 3 shows that Wang (YW) Yang is a director of Solowin Holdings (AXG). It is an initial insider ownership report and, in this case, does not disclose any specific transactions or share amounts.

Did Wang (YW) Yang buy or sell Solowin Holdings (AXG) shares in this Form 3?

No transactions are reported in this Form 3. The transaction summary shows zero buys, sells, exercises, gifts, or other trades, indicating this filing only establishes reporting status, not trading activity.

What insider role does Wang (YW) Yang have at Solowin Holdings (AXG)?

Wang (YW) Yang is identified as a director of Solowin Holdings, Ltd. The filing does not list any officer title or ten percent ownership, focusing solely on the director role within the company’s governance.

Does the Solowin Holdings (AXG) Form 3 include any derivative securities?

The Form 3 derivative summary is empty, and derivativeTransactionCount is zero. This indicates no options, warrants, or other derivative positions are reported for Wang (YW) Yang in this initial ownership statement.

What does a neutral netBuySellDirection mean in the AXG Form 3 data?

A neutral netBuySellDirection with zero netBuySellShares reflects that no insider trading activity is reported. For this Form 3, the focus is on establishing insider status, not recording any purchases or sales.