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Solowin (AXG) director Ho Wing Yan files initial Form 3 ownership

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Solowin Holdings, Ltd. director Ho Wing Yan has filed an initial insider ownership report on Form 3 for the company, which trades under the symbol AXG. The filing does not report any insider transactions or derivative positions, and no specific share holdings are listed in the provided data.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Ho Wing Yan

(Last)(First)(Middle)
C/O SOLOWIN HOLDINGS
33 CANTON ROAD, TSIM SHA TSUI, KOWLOON

(Street)
HONG KONG00000

(City)(State)(Zip)

HONG KONG

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026
3. Issuer Name and Ticker or Trading Symbol
Solowin Holdings, Ltd. [ AXG ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
No securities are beneficially owned.
/s/ Wing Yan Ho03/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does the Solowin Holdings (AXG) Form 3 filing by Ho Wing Yan show?

The Form 3 shows that Ho Wing Yan is a director of Solowin Holdings, Ltd. It reports no insider transactions, derivative positions, or specific share holdings in the provided data for this initial ownership disclosure.

Are any share transactions reported for Solowin (AXG) director Ho Wing Yan?

No share transactions are reported for Ho Wing Yan in this Form 3. The transaction summary shows zero buys, zero sells, no derivative exercises, and no gifts or tax withholdings associated with this initial filing.

Does the Solowin (AXG) Form 3 list any derivative securities for Ho Wing Yan?

The Form 3 data lists no derivative securities for Ho Wing Yan. The derivative summary is empty and the transaction summary shows zero derivative transactions or exercised derivative shares in this initial ownership report.

What insider role does Ho Wing Yan have at Solowin Holdings (AXG)?

Ho Wing Yan is identified as a director of Solowin Holdings, Ltd. in the Form 3. The filing indicates no officer role, no ten percent owner status, and no other listed positions for this reporting person.

Does the Solowin (AXG) Form 3 include any holdings entries for Ho Wing Yan?

The Form 3 data shows zero holding entries for Ho Wing Yan. With no transactions and no derivative positions reported, the filing functions as a basic initial ownership report without detailed share counts.
Solowin Holdings

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