Solowin Holdings (AXG) CFO holds option for 60,000 shares at $4

(Neutral)

Form Type

Rhea-AI Filing Summary

Solowin Holdings, Ltd. filed an initial insider ownership report for its CFO, Liu Lili, showing a stock option position rather than a recent trade. The filing lists an option to purchase 60,000 Class A Ordinary Shares at an exercise price of $4.0000 per share.

The option was granted on December 17, 2025 under the Amended and Restated 2023 Equity Incentive Plan and vests in equal quarterly installments from March 1, 2026 through December 1, 2028. Any unexercised portion will expire on October 17, 2031, setting a long-term incentive horizon for the CFO.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Liu Lili

Role CFO

Type	Security	Shares	Price	Value
holding	Stock Option (right to buy)	--	--	--

Holdings After Transaction: Stock Option (right to buy) — 60,000 shares (Direct)

Footnotes (1)

F1. Representing an option to purchase 60,000 Class A Ordinary Shares granted under the Company's Amended and Restated 2023 Equity Incentive Plan on December 17, 2025, which vest in equal quarterly installments, with the first installment vesting on March 1, 2026 and the final installment vesting on December 1, 2028. Such option will expire on October 17, 2031.

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Accepted by SEC EDGAR 03/18/2026 - 08:05 AM

FAQ

What does Solowin Holdings (AXG) CFO Liu Lili report on this Form 3?

Solowin Holdings CFO Liu Lili reports holding a stock option rather than a recent trade. The option covers 60,000 Class A Ordinary Shares, providing potential future ownership if exercised under the company’s Amended and Restated 2023 Equity Incentive Plan.

How many Solowin Holdings (AXG) shares are covered by the CFO’s option?

The Form 3 shows an option to purchase 60,000 Class A Ordinary Shares. This entire amount is tied to a single option grant, giving the CFO meaningful potential equity exposure if the option is exercised over its multi-year vesting period.

What is the exercise price of the Solowin Holdings (AXG) option reported?

The reported stock option has an exercise price of $4.0000 per share. This means the CFO can buy up to 60,000 Class A Ordinary Shares at that fixed price if the option is vested and exercised before its stated expiration date.

When does the Solowin Holdings (AXG) CFO option vest and expire?

The option vests in equal quarterly installments, starting on March 1, 2026 and ending on December 1, 2028. Any unexercised portion expires on October 17, 2031, giving a defined long-term incentive window for the executive.

Under which plan was the Solowin Holdings (AXG) CFO option granted?

The option was granted under Solowin Holdings’ Amended and Restated 2023 Equity Incentive Plan. This plan governs equity awards such as stock options, aligning the CFO’s potential future share ownership with the company’s long-term performance and shareholder interests.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Liu Lili

(Last)

(First)

(Middle)

C/O SOLOWIN HOLDINGS

33 CANTON ROAD, TSIM SHA TSUI, KOWLOON

(Street)

HONG KONG

00000

(City)

(State)

(Zip)

HONG KONG

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
Solowin Holdings, Ltd. [ AXG ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	CFO

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
1. Title of Derivative Security (Instr. 4)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
Stock Option (right to buy)	⁽¹⁾	⁽¹⁾	Class A Ordinary Shares	60,000	$4	D

Explanation of Responses:

1. Representing an option to purchase 60,000 Class A Ordinary Shares granted under the Company's Amended and Restated 2023 Equity Incentive Plan on December 17, 2025, which vest in equal quarterly installments, with the first installment vesting on March 1, 2026 and the final installment vesting on December 1, 2028. Such option will expire on October 17, 2031.

	/s/ Lili Liu	03/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

Source: View Original Filing on SEC EDGAR