AXGN (NASDAQ) Form 144 lists 3,878 shares via Morgan Stanley broker

Rhea-AI Filing Summary

AXGN filing: Notice of proposed sale under Rule 144. The form lists 3,878 shares of Common stock with a transaction date shown as 05/07/2026 and Nasdaq as the market. The filing identifies two blocks of restricted stock: 541 shares (03/16/2023) and 3,337 shares (02/01/2024), and names Morgan Stanley Smith Barney LLC Executive Financial Services as the broker.

Insights

Securities Compliance Analyst

Routine Rule 144 sale notice; no new material corporate event.

The filing lists a proposed resale under Rule 144 for Common stock, including two restricted-stock lots dated 03/16/2023 and 02/01/2024. It names a broker-dealer and a Nasdaq market designation.

Cash-flow treatment and the seller's identity beyond the broker are not specified in the excerpt; subsequent filings or trade reports may disclose transactional details.

Key Figures

Shares listed: 3,878 shares Restricted lot 1: 541 shares Restricted lot 2: 3,337 shares +1 more

4 metrics

Shares listed 3,878 shares entry adjacent to broker and market lines in the excerpt

Restricted lot 1 541 shares Restricted Stock dated 03/16/2023

Restricted lot 2 3,337 shares Restricted Stock dated 02/01/2024

Filing date / notice date 05/07/2026 date shown next to market designation

Key Terms

Form 144, Restricted Stock, Broker‑Dealer

3 terms

Form 144 regulatory

"144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Restricted Stock financial

"Restricted Stock | Issuer | 541 | 03/16/2023"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

Broker‑Dealer financial

"Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza"

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	3878	168719.00	53177824	05/07/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/16/2023	Restricted Stock	Issuer			541	03/16/2023	Not Applicable
Common	02/01/2024	Restricted Stock	Issuer			3337	02/01/2024	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does AXGN's Form 144 list for shares to be sold?

The Form 144 lists 3,878 shares of Common stock associated with the notice. It also breaks this into 541 shares dated 03/16/2023 and 3,337 shares dated 02/01/2024, indicating restricted‑stock lots referenced in the filing.

Who is the broker for the AXGN sale noted in Form 144?

The filing names Morgan Stanley Smith Barney LLC Executive Financial Services as the broker. The entry includes a New York Plaza address and associates the broker with the proposed transaction paperwork in the excerpt.

Does AXGN's Form 144 state where the shares will trade?

Yes. The excerpt specifies NASDAQ as the market designation for the securities to be sold. The filing lists a date of 05/07/2026 adjacent to the market entry in the excerpt.

Are the shares in AXGN's Form 144 restricted or free trading?

The excerpt identifies the lots as Restricted Stock with dated grant entries of 03/16/2023 and 02/01/2024. The filing therefore references restricted‑stock lots rather than explicitly stating post-sale unrestricted status.