Welcome to our dedicated page for AXIA Energia S.A. SEC filings (Ticker: AXIA), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
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AXIA Energia S.A. reports that B3 has approved its application to migrate to the Novo Mercado listing segment and will carry out a mandatory share and ADS exchange. All class “A1” and “B1” preferred shares will be converted into common shares at a ratio of 1.1 common share for each preferred share.
Holders of class “B1” ADSs will automatically receive common ADSs at a ratio of 1.1 common ADS for each “B1” ADS. Trading of preferred shares and ADSs will cease on June 5, 2026, with post-exchange common shares expected to start trading on June 8, 2026. Fractional shares and ADSs will be sold in aggregate, and net cash proceeds distributed to entitled holders.
AXIA Energia S.A. reports a procedural change to its disclosure schedule in Brazil. The company postponed the filing date of its Reference Form from May 21 to May 28, 2026, and on the same date it refiled its corporate events calendar. The notice also reiterates that any forward-looking statements reflect management’s current expectations and are subject to economic, regulatory, operational, and hydrological risks in Brazil and abroad.
AXIA Energia S.A. director Pedro Batista de Lima Filho reported multiple portfolio trades in AXIA shares by Brazilian investment vehicles he is associated with. On May 18, 2026, managed accounts executed open‑market purchases and sales of Class "B1" Preferred Shares, Common Shares, and Class "C" Preferred Shares, resulting in a net sale of 701,600 shares across the reported transactions.
The filing shows 6 open‑market purchases and 10 open‑market sales, with example prices of $11.38 per Class "B1" Preferred Share, $10.35 and $10.34 per Common Share, and $9.98 per Class "C" Preferred Share. Footnotes state these are weighted average prices in Brazilian reais, converted to U.S. dollars using a 5.2540 BRL per USD rate.
Filho is a partner at Radar Gestora de Recursos Ltda., which manages entities including Maliko, Manuka, Radar, Infrad, Tucurui, and Xingo. The filing explains that these entities and Filho may be deemed to indirectly beneficially own the reported securities, but each disclaims beneficial ownership except to the extent of pecuniary interest. The report also notes remaining indirect holdings of Class "C" Preferred Shares that are automatically convertible into Common Shares at a 1:1 ratio under the company’s bylaws.
AXIA Energia S.A. director-associated investment vehicles managed by Radar Gestora de Recursos reported net open-market sales of 861,500 shares of AXIA Energia securities on May 15, 2026. The trades involved both Class “B1” preferred shares and common shares, executed at reported weighted average prices in Brazilian reals converted into U.S. dollars.
These positions are held in managed accounts such as Maliko, Manuka, Radar, Infrad, Tucurui and Xingo, where Pedro Batista de Lima Filho is a partner of Radar Gestora and receives performance-based compensation. The filing states that both the vehicles and Mr. Filho disclaim beneficial ownership of the reported securities except to the extent of any pecuniary interest.
AXIA Energia S.A. director Pedro Batista de Lima Filho reported open-market sales of AXIA shares executed through managed accounts on May 13, 2026. Accounts managed by Radar Gestora de Recursos sold a total of 666,300 shares, including Class "B1" preferred and common shares, in multiple transactions.
The non-derivative sales were reported at prices of $11.72 per Class "B1" Preferred Share and $10.62 per Common Share, with related footnotes also disclosing weighted average prices in Brazilian reals. These holdings are indirect, and both the accounts and Mr. Filho disclaim beneficial ownership except for any pecuniary interest.
AXIA Energia S.A. establishes the form ADR and depositary terms for American Depositary Shares (ADSs) under a Deposit Agreement dated December 26, 2025. The ADR states each ADS initially represents the right to receive one preferred class C share and describes procedures for issuance, transfer, withdrawal, fees, distributions, voting, ownership limits, tax treatment, and termination.
The ADR delegates operational duties to Citibank, N.A. as Depositary and Banco Bradesco S.A. as Custodian, preserves Brazilian ownership and voting restrictions under the company’s Estatuto Social, and sets notice and documentation requirements including 30/60/90-day timing for certain actions.
AXIA Energia S.A. establishes terms for American Depositary Shares (ADSs) under a Form F-6 style deposit agreement. The Second Amended and Restated Deposit Agreement dated August 18, 2017, as amended June 14, 2022, governs issuance, surrender, transfers, fees, distributions, voting and ownership limits. Each ADS initially represents one preferred Class B1 share; the ADS-to-Share ratio may be amended by the Deposit Agreement. The Depositary is Citibank, N.A. (Principal Office: 388 Greenwich Street, New York, NY 10013). The agreement describes holder obligations for taxes, documentation, regulatory reporting, voting instructions, restrictions under Brazilian law and procedures for depositary resignation, amendment and termination, including specified notice periods (e.g., 20, 60, 90 days) for various corporate actions.
AXIA Energia S.A. establishes the terms of an American Depositary Receipt program under a Deposit Agreement administered by Citibank, N.A., describing the rights and mechanics for American Depositary Shares (ADSs) each representing one common share.
The agreement specifies the ADS-to-Share ratio (currently 1 ADS = 1 Share), deposit/withdrawal procedures, fees, voting mechanics, tax and reporting obligations, ownership limits under Brazilian law, record‑date and distribution timing, and resignment/termination mechanics including notice periods.
AXIA Energia S.A. director Pedro Batista de Lima Filho reported open-market sales of a combined 646,900 shares of AXIA securities on managed accounts associated with him. The sales included both Class "B1" preferred shares and common shares.
The Class "B1" preferred sales were executed at about $11.96 per share, while common share sales were at about $10.91 per share. After these transactions, the filing shows that various managed accounts and direct holdings continue to own multiple blocks of AXIA common and preferred shares, with beneficial ownership disclaimed except for Filho’s pecuniary interest.
AXIA Energia S.A. director Pedro Batista de Lima Filho reported multiple open‑market purchases and sales of Common, Class "B1" Preferred, and Class "C" Preferred Shares on May 8, 2026, executed through various managed accounts. Across all trades, the accounts bought 4,144,000 shares and sold 4,426,200 shares, a net sale of 282,200 shares. Reported prices included about $11.18 per Common Share and $12.29 per Class "B1" Preferred Share. Filho directly holds 51,115 Common Shares, while the indirect positions are managed by entities such as Maliko, Manuka, Tucurui, Xingo, Radar and Infrad, with both those entities and Filho disclaiming beneficial ownership beyond their pecuniary interest. The Class "C" Preferred Shares are automatically convertible into Common Shares on a 1:1 basis in stages from fiscal year 2026 through 2031.