Welcome to our dedicated page for AXIA Energia SEC filings (Ticker: AXIA), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
AXIA Energia S.A. filings document a Brazilian foreign private issuer whose American depositary shares represent common shares. The company's Form 6-K reports disclose electricity generation, transmission and commercialization information, including IFRS and regulatory results, energy trading, investments and expansion projects, indebtedness, cash flow, segment performance, operating costs, tax matters and ESG metrics.
Governance filings also include public policies and internal regulations for risk management, internal controls and board advisory committees. These materials describe committee structure for audit and risk, planning and projects, people and governance, legal affairs support and sustainability, with references to SEC, CVM, NYSE, Sarbanes-Oxley and B3 Novo Mercado requirements.
Brazilian Electric Power Co executive Rodrigo Limp Nascimento filed an initial ownership report listing his equity interests. He directly holds common shares, restricted stock units tied 1:1 to common shares, Class "C" preferred shares that automatically convert into common shares on a scheduled basis, and multiple tranches of stock options with an exercise price of R$42.00 per share that accrue 5% annual interest until exercise.
Brazilian Electric Power Co officer Juliano de Carvalho Dantas filed an initial Form 3 showing stock option holdings, not new trades. He reports two stock option awards over common shares: one covering 616,265 underlying shares and another covering 203,364 underlying shares, both with an exercise price of R$42.00 per share.
The options were granted under the company’s restricted share-based compensation program and vest over time, with one-third vesting three years from grant and the rest on the fourth and fifth anniversaries, subject to performance and other conditions. Vested options must be exercised within 120 days after each maturity period, and any resulting shares are subject to a 180-day lock-up during which they cannot be sold, transferred, or encumbered. The exercise price accrues 5% annual interest from grant to exercise, with possible adjustments.
Brazilian Electric Power Co director Vicente Falconi Campos filed an initial ownership report detailing his equity interests. He directly holds Class “B1” and Class “C” preferred shares, plus 40,476 restricted stock units that each equal one common share. Additional Class “B1” and Class “C” preferred shares are held indirectly through investment funds Startours FIA IE and Tuca FIA Responsabilidade Limitada, where he is a controlling shareholder but disclaims beneficial ownership beyond his economic interest. The Class “C” preferred shares automatically convert into common shares on a 1:1 basis, with 4% of originally issued Class “C” shares converting in each fiscal year from 2026 to 2030 and all remaining shares converting in fiscal year 2031, unless earlier redeemed.
BRAZILIAN ELECTRIC POWER CO executive Eduardo Haiama filed a Form 3 reporting initial holdings of stock options linked to common shares. The options cover 770,331 and 231,094 underlying common shares, issued under the company’s restricted share-based compensation program at an exercise price of R$42.00 per share.
Vesting is performance- and time-based: one-third vests three years from grant, with additional portions on the fourth and fifth anniversaries, subject to conditions. Vested options must be exercised within 120 days after each maturity period, and any shares received are subject to a 180-day lock-up. The exercise price accrues 5% annual interest from grant to exercise.
Brazilian Electric Power Co executive Ivan de Souza Monteiro filed an initial ownership report showing several types of equity in the company. He directly holds 192,519 Common Shares and 177,028 Restricted Stock Units, each RSU being the economic equivalent of one Common Share under the company’s compensation program.
He also holds Class "C" Preferred Shares convertible into 50,601 Common Shares at a 1:1 ratio, with automatic conversions scheduled between fiscal years 2026 and 2031. In addition, he has stock options over 1,453,527 underlying Common Shares at an exercise price of R$42.00 per share, which vest over years three to five, require exercise within 120 days after each maturity, and carry a 180-day lock-up after exercise while accruing 5% annual interest on the exercise price.
Brazilian Electric Power Co. executive Renato Costa Santos Carreira reported existing holdings of stock options linked to the company’s common shares. These options cover 585,452 and 203,364 underlying shares, each with an exercise price of R$42.00 per share that accrues 5% annual interest from grant to exercise. The awards were issued under the company’s restricted share-based compensation program and vest in thirds on the 3rd, 4th, and 5th anniversaries of grant, subject to performance and other conditions. Vested options must be exercised within 120 days of each maturity period, and any resulting shares are subject to a 180-day lock-up period.
Brazilian Electric Power Co officer Antonio Varejão Godoy filed an initial ownership report showing significant stock option awards. The Form 3 lists stock options over 647,078 and 231,094 underlying common shares, each with an exercise price of R$42.00 per share.
The options were granted under the company’s restricted share-based compensation program and become exercisable only if certain performance goals and other conditions are met. One-third of each grant vests three years from the grant date, with the remainder vesting on the fourth and fifth anniversaries.
Vested options must be exercised within 120 days after each maturity period or they lapse, and any shares received upon exercise are subject to a 180-day lock-up during which they cannot be sold, transferred, or encumbered.
Brazilian Electric Power Co
The options vest in thirds starting three years from the grant date, with additional vesting on the fourth and fifth anniversaries, subject to performance and other conditions. Vested options must be exercised within 120 days after each maturity period, and exercised shares are subject to a 180-day lock-up. The exercise price accrues 5% annual interest from grant to exercise, with possible adjustments.
BRAZILIAN ELECTRIC POWER CO director Felipe Villela Dias reported his initial holdings of restricted stock units (RSUs). After this filing, he holds 40,476 RSUs directly. Each RSU is economically equivalent to one common share and will be settled 1-for-1 in common shares under the company’s restricted share-based compensation program for the Board of Directors.
Brazilian Electric Power Co executive Camila Gualda Sampaio Araujo has filed an initial Form 3 reporting her equity holdings. She holds 51,786 Common Shares directly, plus 13,611 Class "C" Preferred Shares that are scheduled to convert into Common Shares at a 1:1 ratio between fiscal years 2026 and 2031 under the company’s bylaws. She also reports stock options over 585,452 and 203,364 underlying Common Shares with an exercise price of R$42.00 per share, which vest over years three, four, and five from grant and must be exercised within 120 days after each maturity, followed by a 180-day lock-up. In addition, she holds 47,619 Restricted Stock Units, each economically equivalent to one Common Share and issued under the company’s restricted share-based compensation program for executive officers.