Welcome to our dedicated page for AXIA Energia SEC filings (Ticker: AXIA), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
AXIA Energia S.A. filings document a Brazilian foreign private issuer whose American depositary shares represent common shares. The company's Form 6-K reports disclose electricity generation, transmission and commercialization information, including IFRS and regulatory results, energy trading, investments and expansion projects, indebtedness, cash flow, segment performance, operating costs, tax matters and ESG metrics.
Governance filings also include public policies and internal regulations for risk management, internal controls and board advisory committees. These materials describe committee structure for audit and risk, planning and projects, people and governance, legal affairs support and sustainability, with references to SEC, CVM, NYSE, Sarbanes-Oxley and B3 Novo Mercado requirements.
AXIA Energia S.A. director Pedro Batista de Lima Filho reported a series of acquisitions and conversions involving Common Shares linked to managed accounts he is associated with through Radar Gestora de Recursos Ltda. On July 1, 2026, Class "C" preferred shares were converted into Common Shares in connection with a mandatory redemption of 0.0951% of AXIA Energia’s outstanding PNC shares, as previously announced and pursuant to the company’s bylaws. The filing also shows multiple grant or award acquisitions of Common Shares held indirectly through managed accounts such as Maliko, Manuka, Tucurui, Xingo, Radar and Infrad. Filho and these entities state they disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest.
AXIA Energia S.A. officer Marcelo de Siqueira Freitas reported two equity-related acquisitions. He received 4 Common Shares at no cost as a grant or award, bringing his combined Common Share and RSU position to 38,057 after the transaction. He also converted 4 Class "C" preferred PNC Shares into Common Shares in connection with a mandatory redemption of 0.0951% of the company’s outstanding PNC Shares. The footnotes explain that, under the company’s bylaws, 4% of the originally issued PNC Shares will be automatically converted into Common Shares each fiscal year from 2026 through 2030, with all remaining PNC Shares converting in 2031.
AXIA Energia S.A. officer de Souza Monteiro Ivan reported acquiring additional equity through a share award and a preferred-share conversion. He received 48 Common Shares as a grant at no cost and had 48 Class "C" preferred shares converted into Common Shares under a mandatory redemption of 0.0951% of the company’s outstanding PNC Shares. Following these transactions, he holds 416,125 Common Shares and 50,553 Class "C" preferred shares, with future automatic conversions of PNC Shares scheduled between 2026 and 2031 under the company’s bylaws.
AXIA Energia S.A. director de Bittencourt Marinho Gisomar Francisco reported two equity-acquiring transactions. On July 1, 2026, he received 1 Common Share as a grant or award at a price of $0.00, bringing his direct Common Share holdings to 4,651 shares. On the same date, 1 Class "C" preferred share (PNC Share) was converted into 1 Common Share at a conversion price of $0.00, in connection with the mandatory redemption of 0.0951% of the company’s outstanding PNC Shares under the company’s bylaws. Following this conversion, his direct holdings of Class "C" preferred shares totaled 1,221 shares.
AXIA Energia S.A. director Vicente Falconi Campos reported equity-related transactions involving Common Shares and Class "C" preferred shares (PNC Shares) on July 1, 2026. The filing shows grants or awards of Common Shares and related conversions of PNC Shares into Common Shares at no cash cost.
Indirect holdings through investment funds associated with Mr. Campos received 545, 932 and other Common Shares as compensation-type awards, bringing those indirect Common Share positions to 2,456,832 and 4,200,831 shares. Directly, Mr. Campos received 11 Common Shares, increasing his direct Common Share position to 142,204 shares.
In parallel, 545, 932 and 11 Class "C" preferred PNC Shares were converted into the same number of Common Shares, in line with a mandatory redemption of 0.0951% of AXIA Energia’s outstanding PNC Shares and the bylaws’ 1:1 automatic conversion framework.
AXIA Energia S.A. director Corso Matte Ana Silvia reported small equity-related changes in her holdings. On July 1, 2026, she received a grant of 5 Common Shares at $0.0000 per share, bringing her direct Common Share holdings to 17,505 shares.
On the same date, 5 Class "C" Preferred Shares (PNC Shares) were converted into 5 Common Shares in connection with the Company’s mandatory redemption of 0.0951% of outstanding PNC Shares announced on June 14, 2026. After this, she held 5,295 Class "C" Preferred Shares directly and 1,000 Common Shares indirectly through her spouse.
The footnotes explain that, under Article 11 of the Company’s bylaws, PNC Shares are automatically converted into Common Shares on a 1:1 basis over fiscal years 2026–2031, with portions converted each year and all remaining PNC Shares converted in 2031.
AXIA Energia S.A. reported that investment funds associated with director Jose Joao Abdalla Filho converted Class "C" preferred shares into common shares under the company’s bylaws. On July 1, 2026, 20,452 and 3,721 preferred shares were converted into the same number of common shares at a stated price of zero, as part of a mandatory redemption of 0.0951% of outstanding PNC Shares.
After these automatic conversions, indirect holdings reported through the relevant funds include 96,710,152 and 14,893,596 common shares, alongside 21,485,811 and 3,909,902 remaining Class "C" preferred shares. Footnotes note that Banclass FIA and FIA Dinamica Energia directly hold these securities and each, together with Mr. Filho, disclaims beneficial ownership except for pecuniary interest.
AXIA Energia S.A. is launching its 10th issue of simple, unsecured debentures for public distribution to professional investors in Brazil. The initial offering totals R$1.6 billion, with the possibility to increase up to R$2.0 billion through a 25% additional lot option.
The debentures have a nominal value of R$1,000 each and may be split into up to two series using a communicating vessel allocation after bookbuilding. First-series debentures mature in July 2033, while second-series debentures mature in July 2036 with staged amortization.
Remuneration on both series is tied to the Brazilian one-day DI interbank rate plus a spread set in bookbuilding, capped at 0.80% p.a. for the first series and 0.90% p.a. for the second, with semiannual interest payments. AXIA can optionally redeem or amortize debentures early, often paying a 0.20% annual premium on remaining term, and must make a mandatory redemption offer if a defined change-of-control and rating downgrade event occurs.
AXIA Energia S.A. is launching a Brazilian public offering of its 10th issue of simple, unsecured, non-convertible debentures, initially totaling R$1.6 billion through 1,600,000 debentures at R$1,000 each. The offer targets only professional investors and uses an automatic registration process under CVM Resolution 160.
The company may increase the issue by up to 25% via an additional lot option of up to 400,000 debentures, potentially raising a further R$400 million. The debentures can be split into up to two series, with a minimum R$250 million (250,000 debentures) required for a second series to be issued.
AXIA Energia S.A. director Pedro Batista de Lima Filho reported indirect open-market sales of AXIA common shares executed by managed investment accounts on June 29, 2026. Managed accounts sold a total of 478,900 common shares at a weighted average price of about $10.55 per share, based on R$55.43 and an exchange rate of 5.2540 BRL per USD. After these transactions, one managed account held 4,649,910 shares, another held 6,999,089 shares, and Filho also reported 51,115 shares held directly. Footnotes state the accounts are managed by Radar Gestora de Recursos Ltda., and both the entities and Filho disclaim beneficial ownership beyond their pecuniary interests.