Welcome to our dedicated page for AXIA Energia SEC filings (Ticker: AXIA), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
AXIA Energia S.A. filings document a Brazilian foreign private issuer whose American depositary shares represent common shares. The company's Form 6-K reports disclose electricity generation, transmission and commercialization information, including IFRS and regulatory results, energy trading, investments and expansion projects, indebtedness, cash flow, segment performance, operating costs, tax matters and ESG metrics.
Governance filings also include public policies and internal regulations for risk management, internal controls and board advisory committees. These materials describe committee structure for audit and risk, planning and projects, people and governance, legal affairs support and sustainability, with references to SEC, CVM, NYSE, Sarbanes-Oxley and B3 Novo Mercado requirements.
AXIA Energia S.A. director Corso Matte Ana Silvia bought additional shares in the company. The filing shows an open-market purchase of 500 Class "C" preferred shares at a price of $10.09 per share, increasing the director's direct holdings to 5,795 Class "C" preferred shares.
These preferred shares are automatically convertible into Common Shares on a 1:1 basis under the company’s bylaws, with portions converting each fiscal year from 2026 through 2030 and all remaining shares converting in 2031, assuming they are not mandatorily redeemed earlier.
AXIA Energia S.A. director-related managed accounts reported a mix of open-market buys and sells in common and Class "C" preferred shares on July 1, 2026, resulting in a net sale of 437,400 shares.
The transactions were executed through entities such as Maliko, Manuka, Tucurui, Xingo, Radar and Infrad, all managed by Radar Gestora de Recursos Ltda., where Pedro Batista de Lima Filho is a partner. He and these entities may be deemed to indirectly beneficially own the securities but each disclaims beneficial ownership beyond their pecuniary interest.
Reported U.S. dollar prices reflect weighted-average prices originally in Brazilian reais, converted using a rate of 5.2540 BRL per USD as of March 31, 2026, with brokerage commissions and execution costs excluded.
Axia Energia S.A. is starting a public offering of 1,000,000 simple, unsecured, non-convertible debentures, each with a nominal value of R$ 1,000.00, totaling R$ 1,000,000,000.00, under Brazil’s automatic registration procedure for professional investors.
The debentures received a final issue risk rating of “brAAA” from Standard & Poor’s Ratings do Brasil Ltda. on June 30, 2026. Proceeds must be used exclusively to finance or reimburse capital expenditures for the Santo Antônio hydroelectric plant project, which has an estimated total funding need of R$ 20,076,000,000.00.
The offer was automatically registered by the Brazilian Securities and Exchange Commission on July 2, 2026 and follows a bookbuilding process and distribution schedule coordinated by BTG Pactual Investment Banking and XP Investimentos. No prospectus or offer information sheet is required because the offer targets only professional investors.
AXIA Energia S.A. executed a first amendment to the issuance deed for its 9th simple debenture issue, formalizing the results of the bookbuilding process. The total issue amount was set at R$ 1,000,000,000.00, represented by 1,000,000 debentures in a single series.
The debentures will accrue fixed annual interest of 8.0036%, calculated on a 252-business-day basis, with detailed formulas for remuneration. The amendment also defines conditions and pricing formulas for optional early redemption and optional special amortization, both linked to Brazil’s IPCA+ Treasury bond rates and premium factors of -0.4000.
AXIA Energia S.A. plans to voluntarily delist all of its common and class C preferred American Depositary Shares from the New York Stock Exchange and withdraw their registration under Section 12(b) of the Exchange Act. This moves the securities off a major U.S. exchange.
After the delisting becomes effective, the company’s shares will remain listed on Brazil’s B3, which will continue as its primary trading venue. The ADSs are expected to keep trading in the United States on the over-the-counter market through a Level 1 sponsored ADR program with Citibank, N.A. The company states that ADS holders do not need to take any action at this time.
AXIA Energia S.A. plans a voluntary delisting of all its common and Class C preferred American Depositary Shares from the New York Stock Exchange to concentrate trading in Brazil. ADSs currently represent about 2.5% of the company’s outstanding shares.
The last expected trading day on the NYSE is on or about August 6, 2026, with delisting becoming effective 10 days after filing Form 25. AXIA then intends to file Form 15F to deregister its securities and suspend Exchange Act reporting obligations within up to 90 days, subject to SEC objections.
After delisting, the ADSs are expected to trade in the U.S. on the over-the-counter market through a Level 1 sponsored ADR program with Citibank as depositary, and no immediate action is required from current ADS holders.
AXIA Energia S.A. and its subsidiary AXIA Energia Sul S.A. report that they successfully acquired lots 08, 09 and 10 in Brazil’s Transmission Auction No. 01/2026, held by ANEEL. These concessions add new power transmission projects in Mato Grosso do Sul, São Paulo and Mato Grosso.
For lot 08, the permitted annual revenue (RAP) purchased is BRL 10.84 million versus ANEEL’s maximum RAP of BRL 26.46 million, supported by ANEEL capex of BRL 150.71 million and a 42‑month term. Lot 09 has purchase RAP of BRL 16.21 million (maximum RAP BRL 37.91 million) with ANEEL capex of BRL 224.57 million, while lot 10 has purchase RAP of BRL 23.75 million (maximum RAP BRL 49.31 million) and ANEEL capex of BRL 292.79 million, both also with 42‑month terms.
The company notes that the auction outcome strengthens its leadership position in the transmission market and aligns with its focus on value creation and disciplined capital allocation.
AXIA Energia S.A. has settled its 9th issuance of simple, non-convertible, unsecured debentures, raising BRL 1 billion, including the additional lot, in a public offering aimed exclusively at professional investors under Brazil’s automatic registration regime.
The 1 million tax-incentivized debentures, benefiting from Law No. 12,431/2011, pay semiannual interest at IPCA + 8.0036% per year, have a 10-year term maturing on June 15, 2036, and will be amortized in three annual installments starting on June 15, 2034.
Axia Energia S.A. completed the bookbuilding for a public offering of simple, unsecured, non-convertible debentures from its 9th issuance totaling R$ 1,000,000,000.00, split into 1,000,000 debentures. The initial 800,000 debentres were increased by 25% through full exercise of the Additional Lot Option.
The debentures, issued on June 15, 2026, pay interest on their restated par value equivalent to 8.0036% per year, calculated on a 252-business-day basis. They carry a final issue rating of “brAAA” from Standard & Poor’s Ratings do Brasil. In the event of total optional early redemption or optional extraordinary amortization, a Redemption/Amex Premium Factor of -0.4000% applies, also on a 252-business-day basis.
The offer is conducted under Brazil’s automatic registration procedure, without prior analysis by the CVM, and is aimed exclusively at professional investors. Due to excess demand exceeding one-third of the initially offered debentures, investment intentions from related persons were not accepted, so related parties will not participate in this offer.
AXIA Energia S.A. director Pedro Batista de Lima Filho reported a series of acquisitions and conversions involving Common Shares linked to managed accounts he is associated with through Radar Gestora de Recursos Ltda. On July 1, 2026, Class "C" preferred shares were converted into Common Shares in connection with a mandatory redemption of 0.0951% of AXIA Energia’s outstanding PNC shares, as previously announced and pursuant to the company’s bylaws. The filing also shows multiple grant or award acquisitions of Common Shares held indirectly through managed accounts such as Maliko, Manuka, Tucurui, Xingo, Radar and Infrad. Filho and these entities state they disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest.