Welcome to our dedicated page for AXIA Energia SEC filings (Ticker: AXIA), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
AXIA Energia S.A. filings document a Brazilian foreign private issuer whose American depositary shares represent common shares. The company's Form 6-K reports disclose electricity generation, transmission and commercialization information, including IFRS and regulatory results, energy trading, investments and expansion projects, indebtedness, cash flow, segment performance, operating costs, tax matters and ESG metrics.
Governance filings also include public policies and internal regulations for risk management, internal controls and board advisory committees. These materials describe committee structure for audit and risk, planning and projects, people and governance, legal affairs support and sustainability, with references to SEC, CVM, NYSE, Sarbanes-Oxley and B3 Novo Mercado requirements.
AXIA Energia S.A. outlines the tax treatment and key dates for redeeming its class “C” preferred shares (PNC). The redemption price will match the common share closing price on June 12, 2026, set at R$52.00. Shareholders of record at the end of June 18, 2026, will be eligible.
Payment in Brazilian currency will occur in a single installment on July 7, 2026, with ADR holders paid within up to seven business days, on July 16, 2026. The notice explains that Brazilian residents may owe income tax on gains, while non-residents may face Withholding Income Tax on any capital gain at rates of 15%, 15%–22.5%, or 25%, depending on their investor category and tax domicile.
Non-resident investors must email a completed Excel spreadsheet detailing their acquisition cost, plus supporting documents, by 6:00 p.m. Brasília time on June 23, 2026. If they do not provide this information or their tax jurisdiction, AXIA will treat their acquisition cost as R$0.00 and may apply a 25% tax rate on gains.
AXIA Energia S.A. announced that its Board approved the redemption of 576,923 Class “C” preferred shares (PNCs), equivalent to R$30 million and 0.0951% of this class. This is the first, reduced-size redemption or conversion, intended to test and evaluate the mechanism.
Holders of American Depositary Receipts backed by PNC shares cannot elect conversion into common shares; the underlying PNCs will be mandatorily redeemed. Citibank N.A., as depositary, will receive the redemption proceeds and pass them to ADR holders within up to seven business days after payment to PNC holders on B3.
AXIA Energia S.A. director-associated managed accounts reported both purchases and sales of the company’s shares. On June 10, 2026, accounts managed by Radar Gestora bought 31,400 Class "C" Preferred Shares at about $9.26 each and sold 30,200 Common Shares at about $9.59 each, resulting in a small net increase in exposure via preferred shares. Following these transactions, the filing shows 51,115 Common Shares held directly, 15,698,540 Common Shares and 4,794,630 Class "C" Preferred Shares held indirectly through managed accounts. Footnotes state that the partner at Radar Gestora and the related entities generally disclaim beneficial ownership except for their pecuniary interest.
AXIA Energia S.A. reported an internal share restructuring involving director Vicente Falconi Campos in connection with the company’s migration to the Novo Mercado segment of B3. On June 5, 2026, each outstanding Class "B1" Preferred Share was mandatorily exchanged for 1.1 Common Shares, with no cash changing hands.
The Form 4 records "J" code transactions showing the disposition of all reported Class "B1" Preferred Shares and the corresponding acquisition of Common Shares through entities associated with Mr. Campos and in his direct holdings. Following the Exchange, he holds 142,193 Common Shares directly, including 40,476 unvested RSUs, and additional Common Shares are held indirectly through investment vehicles he controls, subject to beneficial ownership disclaimers.
AXIA Energia S.A. director Vicente Falconi Campos reported a bona fide gift of 30,000 Class "B1" Preferred Shares on May 22, 2026 at a stated price of R$0.0000 per share, indicating no consideration was received. Following the gift, he directly holds 82,799 Class "B1" Preferred Shares.
Separately, entities he controls hold additional shares: Startours directly holds 3,818,090 Class "B1" Preferred Shares and Tuca directly holds 2,232,989 such shares, which he may be deemed to indirectly beneficially own through his control. Both Startours and Campos disclaim beneficial ownership of these indirectly held securities except to the extent of any pecuniary interest.
AXIA Energia S.A. director Corso Matte Ana Silvia reported a mandatory share conversion tied to the company’s migration to the Novo Mercado listing segment of B3. On June 5, 2026, 3,000 Class “B1” Preferred Shares were disposed of back to the issuer and exchanged for 3,300 Common Shares, with no cash changing hands.
Following the exchange, the reporting person holds 17,500 Common Shares directly and 1,000 Common Shares indirectly through a spouse. The filing reflects a corporate restructuring of share classes rather than an open-market purchase or sale.
AXIA Energia S.A. director Pedro Batista de Lima Filho reported a mandatory share conversion tied to the company’s migration to the Novo Mercado listing segment of B3. On June 5, 2026, each outstanding Class "B1" Preferred Share was exchanged for 1.1 Common Shares, with no cash changing hands.
The filing shows the corresponding disposal of multiple blocks of Class "B1" Preferred Shares and the acquisition of matching blocks of Common Shares in various managed accounts, such as Maliko and Manuka. Following the Exchange, he also reports 51,115 Common Shares held directly. Filho and the managed accounts disclaim beneficial ownership beyond their pecuniary interests.
AXIA Energia S.A. and its wholly owned subsidiary AXIA Energia Norte S.A. completed the assignment of all receivables they held against distribution company Amazonas Energia S.A. After agreed conditions precedent were satisfied, the companies converted their exposure into cash and an equity-related right.
In exchange, AXIA Energia and AXIA Energia Norte will receive a total of R$ 554.1 million, subject to adjustment until the effective payment date, plus a call option for a minority stake in Amazonas Energia that may be exercised or assigned to third parties. Management states that this structure, agreed in 2024, supports the viability of Amazonas Energia’s current concession, allows AXIA Energia to benefit from any operational and financial recovery of the distributor, and reinforces its focus on disciplined capital allocation and risk mitigation.
AXIA Energia S.A., formerly Eletrobras, has completed a mandatory share and ADS exchange tied to its migration to the Novo Mercado listing segment of B3. All outstanding Class B1 preferred shares were converted into common shares at a fixed ratio of 1.1 common shares for each Class B1 preferred share, and Class B1 preferred ADSs were similarly exchanged into common ADSs at 1.1 common ADSs for each preferred ADS.
After the exchange, the newly issued common ADSs began trading on the NYSE under the existing ticker "AXIA" on June 10, 2026, with each common ADS representing one common share. The company’s common shares now trade on B3’s Novo Mercado under the ticker "AXIA3." AXIA Energia intends to terminate its reporting obligations under Sections 13(a) and 15(d) of the Exchange Act for the Class B1 preferred ADSs.
AXIA Energia S.A. submitted a Form 25 notifying the SEC and the exchange of the removal of its class of securities from listing and withdrawal of registration under Section 12(b). The filing cites compliance with 17 CFR 240.12d2-2 and is signed by the company’s Vice‑President of Finance and Investor Relations on June 10, 2026.