AXIA Energia director reports redemption of 2,311 shares

Available on EDGAR 09/23/2026 - 10:31 AM EDT Accepted by SEC EDGAR 09/23/2026 - 10:30 AM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

AXIA Energia S.A. (symbol: AXIAY) is the issuer of record for a Form 4 filing submitted to the SEC. Falconi Campos Vicente reported disposition transactions in this Form 4 filing.

AXIA Energia S.A. (AXIAY) director Falconi Campos Vicente reported the mandatory cash redemption of 2,311 Class C preferred shares on September 22, 2026, at US$10.74 per share. The reported position following the transaction was 9,475 Class C preferred shares. The redemption price reflects BRL 55.56 per share converted to U.S. dollars; no Rule 10b5-1 plan is reported.

Insider Trade Summary

Other: 2,311 shares

Other 1 txn

Insider Falconi Campos Vicente

Role Director

Type	Security	Shares	Price	Value
Other	Class "C" Preferred Shares F1, F2	2,311	$10.74	$25K

Holdings After Transaction: Class "C" Preferred Shares — 9,475 shares (Direct)

Holdings Before and After: Class "C" Preferred Shares, 11,786 to 9,475 shares (Direct)

Footnotes (2)

1. F1. Pursuant to Article 11 of the Bylaws of AXIA Energia S.A. (the "Company"), the class "C" preferred shares ("PNC Shares") shall be automatically converted into Common Shares, assuming such PNC Shares are not earlier mandatorily redeemed by the Company in accordance with its Bylaws, at a ratio of 1:1, as follows: 4% of the total volume of originally-issued PNC Shares, allocated proportionally among all holders, in each of the fiscal years 2026, 2027, 2028, 2029 and 2030; and all PNC Shares remaining, in fiscal year 2031. The PNC Shares reported herein were mandatorily redeemed for cash in accordance with the foregoing.
2. F2. The redemption price, $55.56 Brazilian reals ("BRL") per share, has been converted to U.S. dollars ("USD") using the U.S. Department of the Treasury Bureau of the Fiscal Service Treasury Reporting Rates of Exchange as of June 30, 2026 (the most recently published quarterly rate at the time of filing), at a rate of 5.1740 BRL per USD (fiscaldata.treasury.gov). Brokerage commissions and other costs of execution, if any, are excluded from the reported price.

Key Figures

Class C preferred shares mandatorily redeemed: 2,311 shares Redemption price: US$10.74 per share Reported position after transaction: 9,475 Class C preferred shares +2 more

5 metrics

Class C preferred shares mandatorily redeemed 2,311 shares September 22, 2026

Redemption price US$10.74 per share Converted from BRL 55.56 per share

Reported position after transaction 9,475 Class C preferred shares Following the September 22, 2026 transaction

Redemption price in Brazilian reals BRL 55.56 per share Converted to U.S. dollars using 5.1740 BRL per U.S. dollar

Exchange rate 5.1740 BRL per U.S. dollar Treasury Reporting Rates of Exchange as of June 30, 2026

Key Terms

PNC Shares, mandatorily redeemed for cash, Treasury Reporting Rates of Exchange, automatically converted

4 terms

PNC Shares technical

"the class "C" preferred shares ("PNC Shares")"

mandatorily redeemed for cash financial

"The PNC Shares reported herein were mandatorily redeemed for cash"

Treasury Reporting Rates of Exchange financial

"using the U.S. Department of the Treasury Bureau of the Fiscal Service Treasury Reporting Rates of Exchange"

automatically converted technical

"shall be automatically converted into Common Shares"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What transaction did AXIAY director Falconi Campos Vicente report?

Falconi Campos Vicente reported the mandatory cash redemption of 2,311 Class C preferred shares on September 22, 2026.

What was the redemption price for AXIAY Class C preferred shares?

The reported price was US$10.74 per share, converted from BRL 55.56 per share using an exchange rate of 5.1740 BRL per U.S. dollar. Brokerage commissions and other execution costs, if any, were excluded.

How many AXIAY Class C preferred shares were reported after the transaction?

The reported position following the transaction was 9,475 Class C preferred shares.

Was the AXIAY transaction reported under a Rule 10b5-1 plan?

No Rule 10b5-1 plan is reported for this transaction.

How are AXIAY Class C preferred shares scheduled to convert?

Under the bylaws, PNC Shares are to convert automatically into Common Shares at a 1:1 ratio unless earlier mandatorily redeemed. The schedule allocates 4% of originally issued PNC Shares in each fiscal year from 2026 through 2030, with remaining shares converting in fiscal year 2031.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Falconi Campos Vicente

(Last) (First) (Middle)

AVENIDA GRACA ARANHA, NO. 26

CENTRO

(Street)

RIO DE JANEIRO 20030-000

(City) (State) (Zip)

BRAZIL

(Country)

2. Issuer Name and Ticker or Trading Symbol
AXIA Energia S.A. [ AXIA3 ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol
[AXIA7]

3. Date of Earliest Transaction (Month/Day/Year)
09/22/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Class "C" Preferred Shares	(1)	09/22/2026		J			2,311	(1)	(1)	Common Shares	2,311	$10.74(2)	9,475	D

Explanation of Responses:

1. Pursuant to Article 11 of the Bylaws of AXIA Energia S.A. (the "Company"), the class "C" preferred shares ("PNC Shares") shall be automatically converted into Common Shares, assuming such PNC Shares are not earlier mandatorily redeemed by the Company in accordance with its Bylaws, at a ratio of 1:1, as follows: 4% of the total volume of originally-issued PNC Shares, allocated proportionally among all holders, in each of the fiscal years 2026, 2027, 2028, 2029 and 2030; and all PNC Shares remaining, in fiscal year 2031. The PNC Shares reported herein were mandatorily redeemed for cash in accordance with the foregoing.

2. The redemption price, $55.56 Brazilian reals ("BRL") per share, has been converted to U.S. dollars ("USD") using the U.S. Department of the Treasury Bureau of the Fiscal Service Treasury Reporting Rates of Exchange as of June 30, 2026 (the most recently published quarterly rate at the time of filing), at a rate of 5.1740 BRL per USD (fiscaldata.treasury.gov). Brokerage commissions and other costs of execution, if any, are excluded from the reported price.

Remarks:

	/s/ Vicente Falconi Campos	09/23/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)