AXIA Energia S.A. director Pedro Batista de Lima Filho reported indirect sales of 106,000 common shares on October 9, 2026, at a weighted-average $11.52 per share. The sales were through managed accounts associated with Maliko, Manuka, Tucurui, Xingo, Radar and Infrad; Radar Gestora de Recursos Ltda. managed their portfolios. The entities and Mr. Filho disclaim beneficial ownership except to the extent of their pecuniary interests. A separate entry lists 51,115 common shares held directly. No Rule 10b5-1 plan is reported; commissions and other execution costs, if any, are excluded from the reported price.
AXIA Energia S.A. director Pedro Batista de Lima Filho reported six sales totaling 837,000 common shares on October 7, 2026, through managed accounts at a weighted-average price of $11.50 per share in U.S. dollars. The accounts were managed by Radar Gestora and associated in the footnotes with Maliko, Manuka, Tucurui, Xingo, Radar and Infrad. The entities and Mr. Filho disclaim beneficial ownership except to the extent of their pecuniary interest. No Rule 10b5-1 plan is reported. A separate holding entry lists 51,115 common shares held directly.
Nascimento Rodrigo Limp reported disposition transactions in this Form 4 filing. AXIA Energia S.A. reported that Nascimento Rodrigo Limp, Executive Vice-President of Regulation, Institutional, Market Regulation and Corporate Relations, had 922 Class “C” Preferred Shares mandatorily redeemed for cash on October 8, 2026. The reported transaction price was $10.60 per share, reflecting a BRL 55.15 redemption price converted at 5.2050 BRL per USD. Reported direct holdings after the transaction were 5,047 Class “C” Preferred Shares. The bylaws provide for 1:1 conversion of PNC Shares, subject to earlier mandatory redemption.
AXIA Energia S.A. director Pedro Batista de Lima Filho reported indirect sales through managed accounts on October 5, 2026, including Maliko-associated sales of 1,251,100 Common Shares and 52,300 Class C Preferred Shares. The reported weighted average prices were $11.81 per Common Share and $11.87 per Class C Preferred Share.
The accounts were managed by Radar Gestora de Recursos Ltda. and associated with Maliko, Manuka, Tucurui, Xingo, Radar and Infrad. Footnotes state the prices were converted from Brazilian reals at 5.2050 BRL per USD and exclude brokerage commissions and other execution costs, if any; the reporting person and the entities disclaim beneficial ownership except to the extent of their pecuniary interests.
AXIA Energia S.A. (AXIAY) director Pedro Batista de Lima Filho reported six purchases through managed accounts, totaling 489,900 common shares on October 2, 2026, at a reported weighted-average price of $10.81 per share. The accounts were associated with Maliko, Manuka, Tucurui, Xingo, Radar and Infrad, whose portfolios are managed by Radar Gestora de Recursos Ltda., where Filho is a partner. The notes say Filho may be deemed to indirectly beneficially own the shares; each fund and Filho disclaims beneficial ownership except to the extent of pecuniary interest. A separate entry lists 51,115 common shares held directly. No Rule 10b5-1 plan is reported.
AXIA Energia S.A. director Vicente Falconi Campos reported that, on October 2, 2026, 1,464 Class “C” preferred shares held directly were converted into 1,464 common shares. STARTOURS FIA IE converted 114,297 preferred shares and TUCA FIA RESPONSABILIDADE LIMITADA converted 66,846, each into the same number of common shares. After the direct transactions, 8,011 Class “C” preferred shares were reported, and the direct common-share amount of 144,438 represents RSUs plus common shares held.
AXIA Energia S.A.’s Chief Executive Officer Monteiro Ivan de Souza reported that 5,897 Class “C” preferred shares were converted into 5,897 common shares on October 2, 2026, at a 1:1 ratio. The conversion was in connection with the company’s announced mandatory redemption of 15.46% of its outstanding PNC Shares, announced September 22, 2026. After the transaction, the reported Class “C” preferred-share total was 32,249; the 403,689 reported common-share amount represents RSUs plus common shares held by the reporting person.
AXIA Energia S.A. (AXIAY) Executive Vice-President Wolff Elio Gil de Meirelles converted 396 Class C preferred shares into 396 common shares on October 2, 2026, in connection with a mandatory redemption of 15.46% of outstanding PNC Shares announced September 22, 2026. Following the transactions, the reported positions were 2,170 Class C preferred shares and 85,852 common shares and RSUs combined.
AXIA Energia S.A. (AXIAY) reported that its Fiscal Council member, Gisomar Francisco de Bittencourt Marinho, converted 142 Class “C” preferred shares into 142 common shares on October 2, 2026, at a 1:1 ratio under the company’s bylaws. The conversion was reported in connection with the company’s announced mandatory redemption of 15.46% of its outstanding PNC Shares. After the transaction, the reported holdings were 781 Class “C” preferred shares and 5,117 common shares.
AXIA Energia S.A. director Matte Ana Silvia Corso reported converting 676 Class “C” preferred shares into 676 common shares on October 2, 2026, in connection with the company’s announced mandatory redemption of 15.46% of outstanding PNC Shares. After the transaction, reported direct holdings were 3,698 Class “C” preferred shares and 22,102 common shares; a separate holding lists 4,000 common shares indirectly, by spouse.