AXIA Energia S.A. director Jose Joao Abdalla Filho reported that Banclass FIA and FIA Dinamica Energia converted 456,097 and 2,506,362 Class C preferred shares, respectively, into the same number of common shares on October 2, 2026. The conversions were described as connected to the company’s announced mandatory redemption of 15.46% of its outstanding PNC Shares.
After the transactions, Banclass held 2,494,084 Class C preferred shares and FIA Dinamica Energia held 13,705,555. Filho is described as a controlling shareholder of both entities; the footnotes state that each entity and Filho disclaims beneficial ownership except to the extent of pecuniary interest.
AXIA Energia S.A. director Pedro Batista de Lima Filho was the reporting person for six managed-account conversions dated October 2, 2026. The accounts—Maliko, Manuka, Tucurui, Xingo, Radar and Infrad—each reported Class C Preferred Shares converted into an equal number of Common Shares: 600,009, 220,069, 8,271, 10,930, 196,250 and 181,347, respectively. The transactions were reported in connection with the mandatory redemption of 15.46% of AXIA Energia S.A.'s outstanding PNC Shares, announced September 22, 2026. A separate direct-holding entry lists 51,115 Common Shares.
AXIA Energia S.A. (AXIAY) reported that Freitas Marcelo de Siqueira, an officer in the Legal Vice-Presidency, converted 539 Class “C” preferred shares into 539 common shares on October 2, 2026, in connection with the mandatory redemption of 15.46% of outstanding PNC Shares announced September 22, 2026. After the transactions, the reported position included 2,950 Class “C” preferred shares and a 36,635-share total comprising RSUs and common shares held by the reporting person.
AXIA Energia S.A. director Pedro Batista de Lima Filho reported managed-account trades on September 30, 2026. Common-share sales were 321,900 through Maliko, 36,500 through Manuka, 11,100 through Radar and 34,500 through Infrad, at a weighted-average $10.69 per share. The accounts also sold 15,800 Class C preferred shares through Maliko and 500 through Manuka, and bought 15,800 through Radar and 500 through Infrad, at $10.68 per share. Prices were converted from BRL to USD. The named entities and Mr. Filho disclaim beneficial ownership except to the extent of their pecuniary interests; no Rule 10b5-1 plan is reported.
AXIA Energia S.A. director Pedro Batista de Lima Filho reported purchases totaling 91,000 common shares by six portfolios managed by Radar Gestora on September 21, 2026: Maliko, Manuka, Tucurui, Xingo, Radar and Infrad. The weighted-average price was $10.55 per share, converted from BRL 54.61 per share using 5.1740 BRL per USD. Separately, 51,115 common shares were listed as directly held by Pedro Batista de Lima Filho on September 21, 2026.
AXIA Energia S.A. (symbol: AXIAY) is the issuer of record for a Form 4 filing submitted to the SEC. Falconi Campos Vicente reported disposition transactions in this Form 4 filing.
AXIA Energia S.A. (AXIAY) director Falconi Campos Vicente reported the mandatory cash redemption of 2,311 Class C preferred shares on September 22, 2026, at US$10.74 per share. The reported position following the transaction was 9,475 Class C preferred shares. The redemption price reflects BRL 55.56 per share converted to U.S. dollars; no Rule 10b5-1 plan is reported.
AXIA Energia S.A. (AXIAY) reports that director Batista de Lima Filho Pedro had Class "C" preferred shares held through managed accounts for several investment funds mandatorily redeemed for cash on September 22, 2026 under the company’s bylaws, totaling 609,134 underlying common shares disposed in restructuring-type transactions. The filing states these interests are held through funds managed by Radar Gestora, with beneficial ownership by Mr. Filho and the funds disclaimed except for pecuniary interest, and no Rule 10b5-1 trading plan is reported.
AXIA Energia S.A. (symbol: AXIAY) is the issuer of record for a Form 4 filing submitted to the SEC. Limp Nascimento Rodrigo reported disposition transactions in this Form 4 filing.
AXIA Energia S.A. (AXIAY) executive Rodrigo Limp Nascimento reported a restructuring-type transaction involving 1,455 Class "C" preferred shares on September 22, 2026. These PNC Shares were mandatorily redeemed for cash under the company’s bylaws, at a redemption price of BRL 55.56 per share, equivalent to about USD 10.74 per share using a BRL 5.1740 per USD exchange rate. After this redemption, he holds 5,969 shares of this class directly, and no Rule 10b5-1 trading plan is reported.
AXIA Energia S.A. (symbol AXIAY) reports that Executive Vice-President de Meirelles Wolff Elio Gil converted 625 Class "C" preferred shares into 625 Common Shares on September 16, 2026, in connection with a mandatory redemption of 19.61% of the company’s outstanding Class "C" preferred shares under its bylaws. After the transactions, the executive holds 2,566 Class "C" preferred shares and a total of 85,456 Common Shares (including RSUs), all as direct ownership. No Rule 10b5-1 trading plan is reported.
AXIA Energia S.A. (AXIAY) reports that Chief Executive Officer Ivan de Souza Monteiro converted 9,304 Class "C" preferred shares (PNC Shares) into 9,304 Common Shares on September 16, 2026, in connection with the mandatory redemption of 19.61% of the company’s outstanding PNC Shares under its bylaws. After this conversion, he holds 38,146 PNC Shares directly, and his Common Share position, including RSUs, totals 397,792 shares. The bylaws provide for automatic 1:1 conversion of remaining PNC Shares over fiscal years 2026–2031, and no Rule 10b5-1 trading plan is reported for these transactions.