AXIA Energia redeems 877 preferred shares from executive

AXIA Energia's bylaws provide for 1:1 conversion of PNC shares, while allowing earlier mandatory redemption for cash.

Rhea-AI Filing Summary

Nascimento Rodrigo Limp reported disposition transactions in this Form 4 filing. AXIA Energia S.A.’s Executive Vice-President of Regulation, Institutional, Market Regulation and Corporate Relations, Nascimento Rodrigo Limp, had 877 directly held Class “C” Preferred Shares mandatorily redeemed for cash on October 26, 2026. The reported price was USD 11.43 per share, converted from BRL 59.48 per share at 5.2050 BRL per USD. The reported post-transaction position was 4,170 shares. No Rule 10b5-1 plan is reported.

Insider Trade Summary

Other: 877 shares

Other 1 txn

Insider Limp Nascimento Rodrigo

Role See Remarks*

Type	Security	Shares	Price	Value
Other	Class "C" Preferred Shares F1, F2	877	$11.43	$10K

Holdings After Transaction: Class "C" Preferred Shares — 4,170 contracts (Direct)

Footnotes (2)

1. F1. Pursuant to Article 11 of the Bylaws of AXIA Energia S.A. (the "Company"), the class "C" preferred shares ("PNC Shares") shall be automatically converted into Common Shares, assuming such PNC Shares are not earlier mandatorily redeemed by the Company in accordance with its Bylaws, at a ratio of 1:1, as follows: 4% of the total volume of originally-issued PNC Shares, allocated proportionally among all holders, in each of the fiscal years 2026, 2027, 2028, 2029 and 2030; and all PNC Shares remaining, in fiscal year 2031. The PNC Shares reported herein were mandatorily redeemed for cash in accordance with the foregoing.
2. F2. The redemption price, $59.48 Brazilian reals ("BRL") per share, has been converted to U.S. dollars ("USD") using the U.S. Department of the Treasury Bureau of the Fiscal Service Treasury Reporting Rates of Exchange as of September 30, 2026 (the most recently published quarterly rate at the time of filing), at a rate of 5.2050 BRL per USD (fiscaldata.treasury.gov). Brokerage commissions and other costs of execution, if any, are excluded from the reported price.

Key Figures

Class “C” Preferred Shares mandatorily redeemed: 877 shares Reported redemption price: USD 11.43 per share Redemption price: BRL 59.48 per share +2 more

5 metrics

Class “C” Preferred Shares mandatorily redeemed 877 shares October 26, 2026 transaction

Reported redemption price USD 11.43 per share Converted from BRL 59.48 per share

Redemption price BRL 59.48 per share October 26, 2026 transaction

Exchange rate 5.2050 BRL per USD Treasury Reporting Rates of Exchange as of September 30, 2026

Reported post-transaction position 4,170 shares Following the October 26, 2026 transaction

Key Terms

PNC Shares, automatically converted into Common Shares, mandatorily redeemed for cash, Treasury Reporting Rates of Exchange

4 terms

PNC Shares technical

"the class "C" preferred shares ("PNC Shares")"

automatically converted into Common Shares technical

"shall be automatically converted into Common Shares"

mandatorily redeemed for cash financial

"were mandatorily redeemed for cash"

Treasury Reporting Rates of Exchange financial

"Treasury Reporting Rates of Exchange as of September 30, 2026"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many AXIAY shares were redeemed, and at what price?

Nascimento Rodrigo Limp, Executive Vice-President of Regulation, Institutional, Market Regulation and Corporate Relations, had 877 directly held Class “C” Preferred Shares mandatorily redeemed for cash on October 26, 2026. The reported price was USD 11.43 per share, converted from BRL 59.48 per share at 5.2050 BRL per USD. The reported post-transaction position was 4,170 shares; no Rule 10b5-1 plan is reported.

How were AXIA Energia's PNC Shares scheduled to convert into common shares?

Article 11 of AXIA Energia's bylaws provides for automatic conversion into Common Shares at a 1:1 ratio, if the PNC Shares are not earlier mandatorily redeemed. The schedule allocates 4% of the total volume of originally issued PNC Shares proportionally among holders in each fiscal year from 2026 through 2030, with all remaining PNC Shares scheduled for conversion in fiscal year 2031.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 10/26/2026 - 03:10 PM EDT Accepted by SEC EDGAR 10/26/2026 - 03:09 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Limp Nascimento Rodrigo

(Last) (First) (Middle)

AVENIDA GRACA ARANHA, NO. 26

CENTRO

(Street)

RIO DE JANEIRO 20030-000

(City) (State) (Zip)

BRAZIL

(Country)

2. Issuer Name and Ticker or Trading Symbol
AXIA Energia S.A. [ AXIA3 ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	See Remarks*

2a. Foreign Trading Symbol
[AXIA7]

3. Date of Earliest Transaction (Month/Day/Year)
10/26/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Class "C" Preferred Shares	(1)	10/26/2026		J			877	(1)	(1)	Common Shares	877	$11.43(2)	4,170	D

Explanation of Responses:

1. Pursuant to Article 11 of the Bylaws of AXIA Energia S.A. (the "Company"), the class "C" preferred shares ("PNC Shares") shall be automatically converted into Common Shares, assuming such PNC Shares are not earlier mandatorily redeemed by the Company in accordance with its Bylaws, at a ratio of 1:1, as follows: 4% of the total volume of originally-issued PNC Shares, allocated proportionally among all holders, in each of the fiscal years 2026, 2027, 2028, 2029 and 2030; and all PNC Shares remaining, in fiscal year 2031. The PNC Shares reported herein were mandatorily redeemed for cash in accordance with the foregoing.

2. The redemption price, $59.48 Brazilian reals ("BRL") per share, has been converted to U.S. dollars ("USD") using the U.S. Department of the Treasury Bureau of the Fiscal Service Treasury Reporting Rates of Exchange as of September 30, 2026 (the most recently published quarterly rate at the time of filing), at a rate of 5.2050 BRL per USD (fiscaldata.treasury.gov). Brokerage commissions and other costs of execution, if any, are excluded from the reported price.

Remarks:

*Executive Vice-President of Regulation, Institutional, Market Regulation and Corporate Relations

	/s/ Rodrigo Limp Nascimento	10/26/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)