AXIA Energia S.A. (AXICY) SEC Filings

AXIA Energia S.A. (AXIAY) director Jose Joao Abdalla Filho reported the conversion of Class “C” preferred shares into Common Shares held by Banclass FIA and FIA Dinamica Energia on October 20, 2026. The reported transactions covered 433,471 PNC Shares held by Banclass and 2,382,025 PNC Shares held by Dinamica, with corresponding acquisitions of the same numbers of Common Shares.

The conversions occurred in connection with the mandatory redemption of 17.38% of outstanding PNC Shares, announced October 7, 2026. The entities directly hold the shares; Mr. Filho may be deemed to indirectly beneficially own them through his control of the entities. The entities and Mr. Filho disclaim beneficial ownership except to the extent of their pecuniary interests.

AXIA Energia S.A. (AXIAY) director Matte Ana Silvia Corso converted 642 Class C preferred shares into 642 common shares on October 20, 2026, under the bylaws’ 1:1 conversion provision. The conversion was reported in connection with the company’s announced mandatory redemption of 17.38% of its outstanding PNC Shares, announced on October 7, 2026. Following the transactions, her direct holdings were 3,056 Class C preferred shares and 22,744 common shares; 4,000 common shares were held indirectly through her spouse.

AXIA Energia S.A. executive vice-president Wolff Elio Gil de Meirelles converted 377 Class “C” preferred shares into 377 common shares on October 20, 2026, in connection with the mandatory redemption of 17.38% of the company’s outstanding PNC Shares, announced October 7, 2026. After the transaction, 1,793 Class “C” preferred shares were reported, and the reporting person’s combined RSUs and common shares totaled 86,229.

AXIA Energia S.A. officer Freitas Marcelo de Siqueira, identified with the Legal Vice-Presidency, reported that 512 Class C preferred shares converted into 512 common shares on October 20, 2026, in connection with a mandatory redemption covering 17.38% of the company’s outstanding PNC Shares. After the transaction, he held 2,438 Class C preferred shares. His reported post-transaction total of 37,147 combines common shares and RSUs.

Director Pedro Batista de Lima Filho reported six managed-account purchases totaling 62,800 Class “C” Preferred Shares of AXIA Energia S.A. (AXIAY) on October 14, 2026, at reported weighted-average prices of $11.54 per share. The accounts also reported six sales totaling 272,900 Common Shares at weighted-average prices of $11.50 per share. The accounts were associated with Maliko, Manuka, Tucurui, Xingo, Radar and Infrad; no Rule 10b5-1 plan is reported.

Mr. Filho is a partner at Radar Gestora, which manages the portfolios of those entities. He and each named entity disclaim beneficial ownership except to the extent of their respective pecuniary interests. A separate holding entry lists 51,115 Common Shares held directly. Class C Preferred Shares are subject to automatic 1:1 conversion into Common Shares if not earlier mandatorily redeemed: 4% of originally issued PNC Shares is allocated proportionally in each fiscal year from 2026 through 2030, with remaining shares converting in fiscal year 2031.

AXIA Energia S.A. director Pedro Batista de Lima Filho reported indirect sales of 106,000 common shares on October 9, 2026, at a weighted-average $11.52 per share. The sales were through managed accounts associated with Maliko, Manuka, Tucurui, Xingo, Radar and Infrad; Radar Gestora de Recursos Ltda. managed their portfolios. The entities and Mr. Filho disclaim beneficial ownership except to the extent of their pecuniary interests. A separate entry lists 51,115 common shares held directly. No Rule 10b5-1 plan is reported; commissions and other execution costs, if any, are excluded from the reported price.

AXIA Energia S.A. director Pedro Batista de Lima Filho reported six sales totaling 837,000 common shares on October 7, 2026, through managed accounts at a weighted-average price of $11.50 per share in U.S. dollars. The accounts were managed by Radar Gestora and associated in the footnotes with Maliko, Manuka, Tucurui, Xingo, Radar and Infrad. The entities and Mr. Filho disclaim beneficial ownership except to the extent of their pecuniary interest. No Rule 10b5-1 plan is reported. A separate holding entry lists 51,115 common shares held directly.

Nascimento Rodrigo Limp reported disposition transactions in this Form 4 filing. AXIA Energia S.A. reported that Nascimento Rodrigo Limp, Executive Vice-President of Regulation, Institutional, Market Regulation and Corporate Relations, had 922 Class “C” Preferred Shares mandatorily redeemed for cash on October 8, 2026. The reported transaction price was $10.60 per share, reflecting a BRL 55.15 redemption price converted at 5.2050 BRL per USD. Reported direct holdings after the transaction were 5,047 Class “C” Preferred Shares. The bylaws provide for 1:1 conversion of PNC Shares, subject to earlier mandatory redemption.

AXIA Energia S.A. director Pedro Batista de Lima Filho reported indirect sales through managed accounts on October 5, 2026, including Maliko-associated sales of 1,251,100 Common Shares and 52,300 Class C Preferred Shares. The reported weighted average prices were $11.81 per Common Share and $11.87 per Class C Preferred Share.

The accounts were managed by Radar Gestora de Recursos Ltda. and associated with Maliko, Manuka, Tucurui, Xingo, Radar and Infrad. Footnotes state the prices were converted from Brazilian reals at 5.2050 BRL per USD and exclude brokerage commissions and other execution costs, if any; the reporting person and the entities disclaim beneficial ownership except to the extent of their pecuniary interests.