Welcome to our dedicated page for American Axle & Mfg Hldgs SEC filings (Ticker: AXL), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The SEC filings page for American Axle & Manufacturing Holdings, Inc. (AAM) (NYSE: AXL) provides direct access to the company’s regulatory disclosures, including current reports on Form 8-K and other key documents filed with the U.S. Securities and Exchange Commission. These filings offer detailed information on AAM’s financial results, capital structure, governance and strategic transactions.
Recent Form 8-K filings show how AAM reports quarterly financial results, such as second and third quarter 2025 performance, by furnishing earnings press releases under Item 2.02 (Results of Operations and Financial Condition) and Item 7.01 (Regulation FD Disclosure). These filings include discussions of sales, net income, adjusted EBITDA, adjusted earnings per share, cash flow metrics and updated financial outlooks, along with definitions of non-GAAP measures like Adjusted EBITDA and Adjusted free cash flow.
Other 8-Ks document material financing transactions, including the issuance of senior secured notes due 2032 and senior unsecured notes due 2033 by AAM’s wholly owned subsidiary. These reports describe the associated indentures, security and guarantee structures, covenants, maturity dates, redemption terms and the intended use of proceeds, which include funding the pending combination with Dowlais Group plc, repaying Dowlais’s existing credit facilities, funding change of control offers for certain Dowlais notes, redeeming or partially redeeming certain AAM notes and supporting general corporate purposes.
AAM also uses Form 8-K to disclose governance and compensation changes, such as the election of a new independent director and adjustments to executive compensation, as well as to provide updates on the recommended cash and share combination with Dowlais Group plc and related regulatory clearances.
On Stock Titan, these filings are updated in line with EDGAR and are paired with AI-powered summaries that highlight the main points of each document. Users can quickly see what each 8-K covers, how new debt offerings affect AAM’s obligations, and how strategic actions like the Dowlais combination are progressing, without having to read every filing in full.
Mackenzie Smith Simon reported acquisition or exercise transactions in this Form 4 filing.
Dauch Corp director Mackenzie Smith Simon received an equity award of company stock. The Form 4 shows a grant of 29,773 shares of Common Stock in the form of restricted stock units at a price of $0.00 per share, increasing Simon’s direct holdings to 44,167 shares.
According to the footnote, these 29,773 restricted stock units will vest on the one-year anniversary of the grant date and will be settled in Common Stock upon vesting, indicating a compensation-related award rather than an open-market purchase.
Valenti Samuel III reported acquisition or exercise transactions in this Form 4 filing.
Dauch Corp director Samuel Valenti III received a grant of 29,773 restricted stock units on April 30, 2026. These RSUs will vest on the one-year anniversary of the grant and will be settled in common stock, bringing his direct holdings to 141,672 shares.
Pierce Sandra E. reported acquisition or exercise transactions in this Form 4 filing.
Dauch Corp director Sandra E. Pierce reported an equity award of 29,773 restricted stock units (RSUs) tied to the company’s common stock. The RSUs, held indirectly through SandyPierce LLC, were granted at no cash cost and will vest on the one-year anniversary of the grant date, after which they settle in common shares.
Separately, Pierce is shown with 149,953 common shares held directly as of the reported date, providing context for her overall equity exposure alongside the new RSU grant.
Dauch Corp director Peter David Lyons received an equity award in the form of restricted stock units. On the transaction date, he acquired 29,773 shares of Common Stock at a stated price of $0.00 per share as a grant or award, not an open‑market purchase.
These shares represent restricted stock units that will be settled in common stock upon vesting and are scheduled to vest on the one‑year anniversary of the grant date. After this award, Lyons directly holds 212,311 shares of Dauch Corp common stock.
Miziolek Aleksandra A reported acquisition or exercise transactions in this Form 4 filing.
Dauch Corp director Aleksandra A. Miziolek received a grant of 29,773 restricted stock units (RSUs) of Common Stock. The RSUs were awarded at a price of $0.00 per share as compensation, not an open-market purchase. These RSUs will be settled in common stock upon vesting and will vest on the one-year anniversary of the grant date. After this award, her directly owned Common Stock holdings total 89,739 shares, giving context for the size of this grant relative to her overall position.
Dauch Corp director Terry Grayson-Caprio received a new equity grant in the form of restricted stock units. The Form 4 shows an acquisition of 29,773 shares of Common Stock at a stated price of $0.0000 per share as a grant or award transaction.
After this award, the director directly holds 69,247 Common Stock shares. According to the footnote, these 29,773 shares are restricted stock units that will be settled in common stock upon vesting and will vest on the one-year anniversary of the grant date, making this a compensation-related, non-market transaction.
Parker Herbert K reported acquisition or exercise transactions in this Form 4 filing.
Dauch Corp director Parker Herbert K received a grant of 29,773 shares of Common Stock in the form of restricted stock units. The RSUs will vest on the one-year anniversary of the grant date and will be settled in common stock upon vesting. Following this award, he holds 209,726 shares directly.
MCCASLIN JAMES A reported acquisition or exercise transactions in this Form 4 filing.
Director James A. McCaslin of Dauch Corp received a grant of 29,773 restricted stock units (RSUs) of common stock on April 30, 2026. The RSUs carry no purchase price and will vest on the one-year anniversary of the grant date.
Each RSU will be settled in Dauch Corp common stock when it vests, effectively adding to McCaslin’s equity stake as long as he remains eligible through the vesting date. Following this award, he directly holds a total of 247,283 shares and RSUs in the company.
Dauch Corp director William Lawrence Kozyra reported a stock-based compensation award. He acquired 29,773 shares of Common Stock as a grant or award, held indirectly through a wholly owned S-Corp, at a stated price of $0.0000 per share.
The filing notes these 29,773 shares are restricted stock units that will be settled in common stock upon vesting, which occurs on the one-year anniversary of the grant date. Following this transaction, Kozyra holds 78,447 common shares directly and 128,864 common shares indirectly through the S-Corp.
Dauch Corporation reported a leadership change in its Axle Systems business. On April 13, 2026, the Board of Directors approved terminating the employment of Tolga Oal, who serves as President – Axle Systems.
Management was authorized to notify Mr. Oal that his employment will end effective April 16, 2026. He will receive severance benefits under the Company’s Amended and Restated Executive Officer Severance Plan, which is referenced in a previously filed Form 10-K exhibit.