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Axon (NASDAQ: AXON) CFO granted 30,560 performance units

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Form Type
4

Rhea-AI Filing Summary

AXON ENTERPRISE, INC. reported that COO & CFO Brittany Bagley had two equity-related transactions in company common stock. On August 16, 2026, she acquired 30,560 performance-based restricted stock units (XSUs) for which the fourth tranche’s performance conditions were certified as met; this tranche is scheduled to vest on December 1, 2026, subject to continued employment, and the shares will be subject to a minimum holding period until the earlier of December 31, 2030 or the vesting of a subsequent tranche, excluding shares used for taxes. On August 13, 2026, 8,708.157 shares were disposed at $615.59 per share, representing shares withheld to settle her tax liability from vesting restricted stock units.

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Insider Bagley Brittany
Role COO & CFO
Type Security Shares Price Value
Grant/Award Common Stock F2 30,560 $0.00 $0.00
Tax Withholding Common Stock F1 8,708.157 $615.59 $5.36M
Holdings After Transaction: Common Stock — 121,685.322 shares (Direct)
Footnotes (2)
  1. F1. Securities disposed represent securities withheld to settle the reporting person's tax liability resulting from the vesting of restricted stock units.
  2. F2. The transaction consists of performance-based restricted stock units (collectively, "XSUs") granted on December 22, 2023 pursuant to the Axon Enterprise, Inc. 2024 eXponential Stock Plan, for which the performance conditions for the fourth tranche of XSUs (the "Tranche") were certified by the issuer's Compensation Committee of the Board of Directors on August 16, 2026 as having been met. The Tranche will vest on December 1, 2026, subject to continued employment through such date. Following the vesting, the shares deliverable for the Tranche are subject to a minimum holding period until the earlier of (i) December 31, 2030 and (ii) the date on which a subsequent tranche of XSUs vests, excluding shares withheld or sold to cover applicable taxes.
XSUs granted (fourth tranche) 30,560 shares Performance-based restricted stock units for which conditions were certified August 16, 2026
Tax-withheld shares 8,708.157 shares Shares withheld on August 13, 2026 to settle tax liability from RSU vesting
Withholding price $615.59 per share Price applied to shares withheld for tax liability on August 13, 2026
Vesting date for XSU tranche December 1, 2026 Scheduled vesting date of the certified XSU tranche, subject to continued employment
Minimum holding period end date December 31, 2030 Latest date through which vested XSU shares must be held, absent earlier subsequent tranche vesting
performance-based restricted stock units financial
"The transaction consists of performance-based restricted stock units (collectively, "XSUs") granted"
Performance-based restricted stock units are a type of employee equity award that converts into company shares only if predefined financial or operational targets are met over a set period. Think of it like a bonus check that becomes stock only when specific goals are hit; it ties pay to results, aligning managers’ incentives with shareholders. Investors care because these awards affect future share count, executive incentives, and signal how management’s success will be measured and rewarded.
eXponential Stock Plan financial
"pursuant to the Axon Enterprise, Inc. 2024 eXponential Stock Plan, for which"
minimum holding period financial
"the shares deliverable for the Tranche are subject to a minimum holding period"
tax liability financial
"securities withheld to settle the reporting person's tax liability resulting"

FAQ

What did AXON (AXON) disclose about Brittany Bagley’s new stock units?

AXON reported that Brittany Bagley received 30,560 performance-based restricted stock units (XSUs) after the fourth tranche’s performance conditions were certified on August 16, 2026. These units are scheduled to vest on December 1, 2026, subject to continued employment.

When will Brittany Bagley’s new AXON XSUs vest and be subject to holding requirements?

The new AXON XSUs are expected to vest on December 1, 2026, assuming continued employment. After vesting, the shares are subject to a minimum holding period until the earlier of December 31, 2030 or the vesting date of a subsequent XSU tranche.

Why were 8,708.157 AXON shares disposed in Brittany Bagley’s Form 4?

The 8,708.157 AXON shares reported as disposed on August 13, 2026 were withheld to settle tax liability arising from the vesting of restricted stock units, at a reported price of $615.59 per share.

What plan governs the new AXON XSUs granted to Brittany Bagley?

The performance-based restricted stock units were granted under the Axon Enterprise, Inc. 2024 eXponential Stock Plan, with the fourth tranche’s performance conditions certified as achieved on August 16, 2026 by the Compensation Committee.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Bagley Brittany

(Last)(First)(Middle)
17800 N 85TH ST

(Street)
SCOTTSDALE ARIZONA 85255

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
AXON ENTERPRISE, INC. [ AXON ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
COO & CFO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/13/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock08/13/2026F(1)8,708.157D$615.5991,125.322D
Common Stock08/16/2026A(2)30,560A$0121,685.322D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Securities disposed represent securities withheld to settle the reporting person's tax liability resulting from the vesting of restricted stock units.
2. The transaction consists of performance-based restricted stock units (collectively, "XSUs") granted on December 22, 2023 pursuant to the Axon Enterprise, Inc. 2024 eXponential Stock Plan, for which the performance conditions for the fourth tranche of XSUs (the "Tranche") were certified by the issuer's Compensation Committee of the Board of Directors on August 16, 2026 as having been met. The Tranche will vest on December 1, 2026, subject to continued employment through such date. Following the vesting, the shares deliverable for the Tranche are subject to a minimum holding period until the earlier of (i) December 31, 2030 and (ii) the date on which a subsequent tranche of XSUs vests, excluding shares withheld or sold to cover applicable taxes.
Remarks:
/s/ Brittany Bagley by Isaiah Fields, Attorney-in-Fact08/17/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)