Restricted stock sales listed for AXP (NYSE: AXP) via Morgan Stanley Smith Barney

Rhea-AI Filing Summary

AXP reports proposed sales of Common stock on a Form 144 in connection with restricted stock vesting under a registered plan. The notice lists 1,373 shares with a vesting date of 01/29/2023 and 5,660 shares with a vesting date of 02/01/2026, and shows Morgan Stanley Smith Barney LLC as the broker.

Key Figures

Form type: Form 144 Shares listed (01/29/2023): 1,373 shares Shares listed (02/01/2026): 5,660 shares +3 more

6 metrics

Form type Form 144 SEC notice of proposed sale

Shares listed (01/29/2023) 1,373 shares Restricted Stock Vesting Under a Registered Plan (01/29/2023)

Shares listed (02/01/2026) 5,660 shares Restricted Stock Vesting Under a Registered Plan (02/01/2026)

Broker-dealer Morgan Stanley Smith Barney LLC Listed as broker in header

Exchange code NYSE Exchange listed in header

Reference date 06/15/2026 Date appearing in header row

Key Terms

Restricted Stock Vesting, Form 144, Registered Plan

3 terms

Restricted Stock Vesting financial

"Restricted Stock Vesting Under a Registered Plan"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

Form 144 regulatory

"Filer Information | 144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Registered Plan financial

"Restricted Stock Vesting Under a Registered Plan"

A registered plan is a savings or investment account that a government recognizes for special tax treatment and rules, such as limits on how much you can put in and conditions for withdrawals. For investors it matters because those rules change how much of your gains are taxed, how quickly your money can be accessed and what strategies make sense — like a labeled jar that gives tax breaks but comes with rules about when and how you can take the money out.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	7033	2386690.75	682326443	06/15/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	01/29/2023	Restricted Stock Vesting Under a Registered Plan	Issuer			1373	01/29/2023	Not Applicable
Common	02/01/2026	Restricted Stock Vesting Under a Registered Plan	Issuer			5660	02/01/2026	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the AXP Form 144 disclose?

The Form 144 lists proposed sales of Common stock tied to restricted stock vesting under a registered plan. It shows two vesting events of 1,373 shares (01/29/2023) and 5,660 shares (02/01/2026) and names Morgan Stanley Smith Barney LLC as broker.

Who is listed as the broker on the AXP filing?

The filing names Morgan Stanley Smith Barney LLC as the broker-dealer handling the proposed transactions. The broker information appears in the header alongside the listed securities and dates in the Form 144 excerpt.

Are the sales tied to compensation or plan vesting for AXP?

Yes. The Form 144 specifies each listed sale is the result of Restricted Stock Vesting Under a Registered Plan. The excerpt ties the listed share amounts directly to vesting events dated 01/29/2023 and 02/01/2026.

What share amounts and dates are shown in the AXP excerpt?

The excerpt shows two line items: 1,373 shares with vesting date 01/29/2023, and 5,660 shares with vesting date 02/01/2026. These amounts are presented as securities to be sold on the Form 144.