Planned sale of 27,425 issuer shares under Rule 144 (AXP)

Rhea-AI Filing Summary

A person associated with the issuer has filed a notice of proposed sale of 27,425 shares of common stock under Rule 144. The shares are to be sold through Morgan Stanley Smith Barney LLC Executive Financial Services on the NYSE around 02/05/2026, with an indicated aggregate market value of 9599120.24. The issuer reports 688,851,653 shares outstanding.

The securities to be sold come from 12,433 shares of restricted stock that vested on 02/01/2026 under a registered plan and 14,992 shares from option exercises on 02/05/2026, also under a registered plan and paid for in cash. The filer represents that they do not know of any undisclosed material adverse information about the issuer’s current or prospective operations.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	27425	9599120.24	688851653	02/05/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/01/2026	Restricted stock vesting under a registered plan	Issuer			12433	02/01/2026	Not Applicable
Common	02/05/2026	Exercise of options under a registered plan	Issuer			14992	02/05/2026	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does this Rule 144 filing for AXP disclose?

The filing discloses a planned sale of 27,425 shares of common stock under Rule 144. It describes the broker, exchange, market value, how the shares were acquired, and a representation about the absence of undisclosed material adverse information.

How many AXP shares are planned to be sold and what is their value?

The notice covers a proposed sale of 27,425 common shares with an aggregate market value of 9599120.24. This amount reflects the filer’s estimate for the transaction disclosed, not the issuer’s total equity value or market capitalization.

How were the AXP shares in this Rule 144 filing acquired?

The shares come from two sources: 12,433 restricted shares that vested on 02/01/2026 under a registered plan, and 14,992 shares obtained by exercising options on 02/05/2026 under a registered plan, with the option exercise paid in cash.

When and where are the AXP shares expected to be sold?

The filing lists an approximate sale date of 02/05/2026 and identifies the NYSE as the securities exchange. The broker handling the transaction is Morgan Stanley Smith Barney LLC Executive Financial Services, based at 1 New York Plaza, 8th Floor, New York, NY 10004.

How many AXP shares are outstanding according to this notice?

The document states that 688,851,653 shares of the issuer’s common stock are outstanding. This figure provides a reference point for the size of the planned Rule 144 sale relative to the issuer’s total outstanding common shares at the time of the notice.

What representation does the seller make about AXP’s nonpublic information?

The seller represents that they do not know any material adverse information about the issuer’s current or prospective operations that has not been publicly disclosed. This statement is part of the required certification when filing a notice for proposed sales under Rule 144.