American Express (AXP) Form 144: Proposed Sale of 8,695 Shares

The filer submitted a Form 144 reporting a proposed sale of 8,695 shares of common stock of the issuer.

Rhea-AI Filing Summary

The filer submitted a Form 144 reporting a proposed sale of 8,695 shares of common stock of the issuer. The broker is Morgan Stanley Smith Barney LLC located at 1 New York Plaza, New York, NY. The aggregate market value of the shares at filing is listed as $2,833,510.08 and the number of shares outstanding is reported as 695,882,227. The approximate date of sale is 09/03/2025 and the securities exchange is NYSE. The shares were acquired on 01/28/2025 via restricted stock vesting under a registered plan from the issuer, with payment/date of payment recorded as 01/28/2025 (not applicable for cash payment). The filer reports no other securities sold in the past three months and attests there is no undisclosed material adverse information.

Positive

• Complete transaction details provided: class, quantity, aggregate value, broker, exchange and approximate sale date are all disclosed
• Acquisition method disclosed: shares were acquired via restricted stock vesting under a registered plan on 01/28/2025
• No prior sales reported: filer indicates "Nothing to Report" for sales during the past three months

Negative

• None.

Insights

Securities Analyst

TL;DR: A planned sale of 8,695 vested restricted shares via Morgan Stanley is reported; no recent sales were reported.

The filing documents a proposed disposition of vested restricted common stock acquired on 01/28/2025. The broker and execution venue are specified and an approximate sale date of 09/03/2025 is provided. The filer confirms there were no sales in the prior three months and attests to the absence of undisclosed material adverse information. From a transactional disclosure standpoint, the form fulfills Rule 144 reporting elements: acquisition details, broker, quantity, aggregate value and planned sale timing.

Corporate Governance Expert

TL;DR: Form 144 shows routine disclosure of vested restricted shares and standard attestation about material information.

The document indicates the shares were issued by the company and vested under a registered plan, which is a common insider compensation event. The signature attestation language is included to confirm no undisclosed material information. The filing does not include the identity or relationship of the selling person in the provided text, but it does supply the necessary transaction and broker details required by Rule 144.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 144 filed by American Express (AXP) report?

The form reports a proposed sale of 8,695 common shares with an aggregate market value of $2,833,510.08, to be sold through Morgan Stanley Smith Barney LLC on the NYSE (approximate sale date 09/03/2025).

How and when were the 8,695 shares acquired according to the filing?

The shares were acquired on 01/28/2025 through restricted stock vesting under a registered plan, with the issuer listed as the source.

Does the filer report any other sales in the past three months?

No. The Form 144 entry for securities sold during the past three months states "Nothing to Report".

Which broker and exchange are named for the proposed sale?

Broker: Morgan Stanley Smith Barney LLC, Address: 1 New York Plaza 8th Floor New York NY 10004. Exchange: NYSE.

Does the filing include an attestation about material information?

Yes. The filer signs an attestation representing they do not know of any material adverse information regarding the issuer that has not been publicly disclosed.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 09/03/2025 - 04:51 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001606897
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	AMERICAN EXPRESS COMPANY
SEC File Number	001-07657
Address of Issuer	200 Vesey Street New York NEW YORK 10285
Phone	(212) 640-2000
Name of Person for Whose Account the Securities are To Be Sold	MONIQUE R HERENA
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	8695	2833510.08	695882227	09/03/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	01/28/2025	Restricted stock vesting under a registered plan	Issuer			8695	01/28/2025	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	09/03/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Monique Herena
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)