American Express (AXP) HR chief reports stock awards and tax share surrender

Q: What insider transactions did American Express (AXP) report for Herena Monique?

American Express reported that Herena Monique , Chief Colleague Experience Officer, acquired 18,800 common shares from vesting Performance Restricted Stock Units and surrendered 9,989 shares to cover taxes. She also received 11,327 employee stock options tied to performance and continued employment.

Q: How many American Express (AXP) shares does Herena Monique own after this Form 4?

After the reported transactions, Herena Monique directly owns 21,104.52 American Express common shares . This reflects the vesting of 18,800 shares of Performance Restricted Stock Units and the surrender of 9,989 shares to satisfy tax obligations related to that vesting event.

Q: What is the nature of the stock option grant reported for Herena Monique at AXP?

The filing shows an employee stock option grant for 11,327 shares of American Express common stock at an exercise price of $173.61 . These options vested on February 1, 2026 and will expire on February 1, 2033 , subject to the plan’s terms.

Q: Why did Herena Monique dispose of 9,989 American Express shares in this Form 4?

The disposition of 9,989 common shares was reported as a surrender to satisfy tax obligations arising from the vesting of Performance Restricted Stock Units. This means shares were withheld or delivered instead of cash to cover associated tax liabilities.

Q: What are Performance Restricted Stock Units mentioned in the American Express (AXP) filing?

The filing explains that the Performance Restricted Stock Units vested based on specified performance criteria and continued employment . For Herena Monique, this vesting in February 2026 resulted in acquiring 18,800 common shares , some of which were used to cover related tax obligations.

Q: Do the transactions in this American Express (AXP) Form 4 indicate open-market buying or selling?

The reported activity primarily reflects equity compensation events , not open-market trades. Shares were acquired through vesting of Performance Restricted Stock Units , while the 9,989-share disposition was to cover taxes. The stock options were granted under the company’s employee plan.

Filing Impact

(Very High)

Filing Sentiment

(Negative)

Form Type

Rhea-AI Filing Summary

American Express Chief Colleague Experience Officer Herena Monique reported equity compensation activity in the company’s stock. On February 1, 2026, she acquired 18,800 shares of common stock through the vesting of Performance Restricted Stock Units granted in February 2023, based on set performance goals and continued employment.

On the same date, she disposed of 9,989 common shares at $352.17 per share, surrendering them to cover tax obligations from the vesting. After these transactions, she directly owned 21,104.52 common shares. She also received an employee stock option award for 11,327 shares at an exercise price of $173.61, vesting on February 1, 2026 and expiring on February 1, 2033.

Insider Trade Summary

3 transactions reported

Mixed 3 txns

Insider Herena Monique

Role Chief Colleague Exp. Officer

Type	Security	Shares	Price	Value
Grant/Award	Employee Stock Option (Right to Buy)	11,327	$0.00	--
Grant/Award	Common Stock	18,800	$0.00	--
Tax Withholding	Common Stock	9,989	$352.17	$3.52M

Holdings After Transaction: Employee Stock Option (Right to Buy) — 11,327 shares (Direct); Common Stock — 31,093.52 shares (Direct)

Footnotes (1)

Represents shares acquired pursuant to the vesting of Performance Restricted Stock Units that were granted to the reporting person in February 2023, based upon the satisfaction of performance criteria specified for the award at the time of grant and the reporting person's continued employment. Includes shares acquired pursuant to dividend reinvestment. The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Performance Restricted Stock Units. Represents the vesting of Performance Stock Options that were granted to the reporting person in February 2023, based upon the satisfaction of performance criteria specified for the award at the time of grant and the reporting person's continued employment.

Form 4 Insider Transactions: What Each Field Means →

02/03/2026 - 04:29 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Herena Monique

(Last)

(First)

(Middle)

200 VESEY STREET, AMERICAN EXPRESS TOWER

(Street)

NEW YORK

10285-5001

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
AMERICAN EXPRESS CO [ AXP ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Chief Colleague Exp. Officer

3. Date of Earliest Transaction (Month/Day/Year)
02/01/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	02/01/2026		A⁽¹⁾		18,800	A	⁽¹⁾	31,093.52⁽²⁾	D
Common Stock	02/01/2026		F⁽³⁾		9,989	D	$352.17	21,104.52	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Employee Stock Option (Right to Buy)	$173.61	02/01/2026		A⁽⁴⁾		11,327		02/01/2026	02/01/2033	Common Stock	11,327	$0	11,327	D

Explanation of Responses:

1. Represents shares acquired pursuant to the vesting of Performance Restricted Stock Units that were granted to the reporting person in February 2023, based upon the satisfaction of performance criteria specified for the award at the time of grant and the reporting person's continued employment.

2. Includes shares acquired pursuant to dividend reinvestment.

3. The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Performance Restricted Stock Units.

4. Represents the vesting of Performance Stock Options that were granted to the reporting person in February 2023, based upon the satisfaction of performance criteria specified for the award at the time of grant and the reporting person's continued employment.

	/s/ James J. Killerlane III, attorney-in-fact	02/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions did American Express (AXP) report for Herena Monique?

American Express reported that Herena Monique, Chief Colleague Experience Officer, acquired 18,800 common shares from vesting Performance Restricted Stock Units and surrendered 9,989 shares to cover taxes. She also received 11,327 employee stock options tied to performance and continued employment.

How many American Express (AXP) shares does Herena Monique own after this Form 4?

After the reported transactions, Herena Monique directly owns 21,104.52 American Express common shares. This reflects the vesting of 18,800 shares of Performance Restricted Stock Units and the surrender of 9,989 shares to satisfy tax obligations related to that vesting event.

What is the nature of the stock option grant reported for Herena Monique at AXP?

The filing shows an employee stock option grant for 11,327 shares of American Express common stock at an exercise price of $173.61. These options vested on February 1, 2026 and will expire on February 1, 2033, subject to the plan’s terms.

Why did Herena Monique dispose of 9,989 American Express shares in this Form 4?

The disposition of 9,989 common shares was reported as a surrender to satisfy tax obligations arising from the vesting of Performance Restricted Stock Units. This means shares were withheld or delivered instead of cash to cover associated tax liabilities.

What are Performance Restricted Stock Units mentioned in the American Express (AXP) filing?

The filing explains that the Performance Restricted Stock Units vested based on specified performance criteria and continued employment. For Herena Monique, this vesting in February 2026 resulted in acquiring 18,800 common shares, some of which were used to cover related tax obligations.

Do the transactions in this American Express (AXP) Form 4 indicate open-market buying or selling?

The reported activity primarily reflects equity compensation events, not open-market trades. Shares were acquired through vesting of Performance Restricted Stock Units, while the 9,989-share disposition was to cover taxes. The stock options were granted under the company’s employee plan.