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[Form 4] AMERICAN EXPRESS CO Insider Trading Activity

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

WARDELL LISA W reported acquisition or exercise transactions in this Form 4 filing.

AMERICAN EXPRESS CO director Lisa W. Wardell received a grant of 742.115 Share Equivalent Units tied to common stock. Each unit reflects the value of one common share and was awarded under the Directors' Deferred Compensation Plan as compensation, not an open-market transaction.

Following this award, Wardell holds a total of 10,284.474 Share Equivalent Units. These units will be settled in cash after her termination of service as a director, are immediately convertible upon termination, and have no expiration date, making them a long-term deferred cash-based incentive.

Positive

  • None.

Negative

  • None.
Insider WARDELL LISA W
Role null
Type Security Shares Price Value
Grant/Award Share Equivalent Units 742.115 $0.00 --
Holdings After Transaction: Share Equivalent Units — 10,284.474 shares (Direct, null)
Footnotes (1)
  1. Each Share Equivalent Unit reflects the value of one common share. The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director. The Share Equivalent Units are convertible immediately upon termination of service as a Director and have no expiration date.
Share Equivalent Units granted 742.115 units Grant of Share Equivalent Units on 2026-05-05
Total Share Equivalent Units after grant 10,284.474 units Holdings following reported transaction
Conversion ratio 1 unit per common share Each unit reflects value of one common share
Exercise/Conversion price $0.0000 Share Equivalent Units awarded at no exercise cost
Share Equivalent Units financial
"Each Share Equivalent Unit reflects the value of one common share."
Directors' Deferred Compensation Plan financial
"acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash"
settled in cash financial
"will be settled in cash following termination of service as a Director"
termination of service as a Director financial
"will be settled in cash following termination of service as a Director"
no expiration date financial
"The Share Equivalent Units are convertible immediately upon termination of service as a Director and have no expiration date."
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
WARDELL LISA W
(Last)(First)(Middle)
C/O AMERICAN EXPRESS COMPANY
200 VESEY STREET
(Street)
NEW YORK NEW YORK 10285-5001
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
AMERICAN EXPRESS CO [ AXP ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/05/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Share Equivalent Units(1)05/05/2026A(2)742.115 (3) (3)Common Stock742.115$010,284.474D
Explanation of Responses:
1. Each Share Equivalent Unit reflects the value of one common share.
2. The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.
3. The Share Equivalent Units are convertible immediately upon termination of service as a Director and have no expiration date.
/s/ James J. Killerlane III, attorney-in-fact05/07/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR