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Equity awards for American Express (NYSE: AXP) executive Anna Marrs

(Very High)
(Very Negative)
Form Type
4

Rhea-AI Filing Summary

American Express Company executive Anna Marrs received equity compensation on February 1, 2026, including 14,992 employee stock options with a $173.61 exercise price, expiring February 1, 2033, and stock awards totaling 26,899 shares. She surrendered 14,466 shares at $352.17 per share to cover tax obligations from award vesting and now directly holds 32,826.52 shares of common stock.

Positive

  • None.

Negative

  • None.
Insider Marrs Anna
Role Group Pres., GMNS
Type Security Shares Price Value
Grant/Award Employee Stock Option (Right to Buy) 14,992 $0.00 $0.00
Grant/Award Common Stock 24,883 $0.00 $0.00
Exercise Price or Tax Liability Common Stock 13,637 $352.17 $4.80M
Grant/Award Common Stock 2,016 $0.00 $0.00
Exercise Price or Tax Liability Common Stock 829 $352.17 $292K
Holdings After Transaction: Employee Stock Option (Right to Buy) — 14,992 shares (Direct); Common Stock — 32,826.52 shares (Direct)
Footnotes (6)
  1. F1. Represents shares acquired pursuant to the vesting of Performance Restricted Stock Units that were granted to the reporting person in February 2023, based upon the satisfaction of performance criteria specified for the award at the time of grant and the reporting person's continued employment.
  2. F2. Includes shares acquired pursuant to dividend reinvestment.
  3. F3. The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Performance Restricted Stock Units.
  4. F4. Represents shares earned under the 2022 Annual Incentive Award upon the Company's positive cumulative net income over 2023-2025 pursuant to Restricted Stock Units that were granted to the reporting person in February 2023.
  5. F5. The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.
  6. F6. Represents the vesting of Performance Stock Options that were granted to the reporting person in February 2023, based upon the satisfaction of performance criteria specified for the award at the time of grant and the reporting person's continued employment.
Employee Stock Options Granted 14,992.0000 options Granted on February 1, 2026 with $173.6100 exercise price, expiring February 1, 2033
Option Exercise Price $173.6100 per share Exercise price for the 14,992 employee stock options granted February 1, 2026
Stock Awards Acquired 24,883.0000 shares Common stock acquired with transaction code A on February 1, 2026
Additional Stock Awards 2,016.0000 shares Additional common stock acquired with transaction code A on February 1, 2026
Shares Surrendered for Taxes 13,637.0000 shares Common shares delivered at $352.1700 per share to satisfy tax liabilities
Additional Shares Surrendered for Taxes 829.0000 shares Further common shares delivered at $352.1700 per share to satisfy tax liabilities
Post-transaction Common Stock Holding 32,826.52 shares Direct American Express common stock holding after reported transactions
Performance Restricted Stock Units financial
"Represents shares acquired pursuant to the vesting of Performance Restricted Stock Units that were granted..."
Performance restricted stock units (PRSUs) are promises to deliver company shares to employees or executives only if the business meets specific performance targets and any time-based holding rules. Think of them as a bonus that converts into stock only after set goals are reached, so investors watch PRSUs for two reasons: they can dilute existing shares if paid out, and they signal how closely management’s pay is tied to company performance.
dividend reinvestment financial
"Includes shares acquired pursuant to dividend reinvestment."
Dividend reinvestment is when the money earned from a company's profit sharing, called dividends, is automatically used to buy more shares of that company instead of being received as cash. This process helps investors grow their holdings over time without extra effort, much like using earned interest to buy more of a savings account. It encourages long-term investment growth by continuously increasing the amount of shares owned.
Restricted Stock Units financial
"Represents shares earned under the 2022 Annual Incentive Award pursuant to Restricted Stock Units..."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Performance Stock Options financial
"Represents the vesting of Performance Stock Options that were granted to the reporting person in February 2023..."
positive cumulative net income financial
"Represents shares earned under the 2022 Annual Incentive Award upon the Company's positive cumulative net income..."

FAQ

What equity awards did American Express (AXP) executive Anna Marrs receive on February 1, 2026?

Anna Marrs received 14,992 employee stock options and stock awards totaling 26,899 shares on February 1, 2026. The options carry a $173.61 exercise price, expire in 2033, and the share awards reflect performance and incentive programs described in the footnotes.

How many American Express (AXP) shares did Anna Marrs surrender for tax obligations?

She surrendered 14,466 shares of American Express common stock at $352.17 per share to satisfy tax obligations. Footnotes explain these dispositions were surrenders linked to the vesting of performance restricted stock units and restricted stock units, not open-market sales.

What is Anna Marrs' post-transaction common stock holding in American Express (AXP)?

After these transactions, Anna Marrs directly holds 32,826.52 shares of American Express common stock. This reported post-transaction balance reflects her direct equity ownership, separate from her outstanding employee stock options and other incentive awards.

What are the terms of Anna Marrs' new American Express (AXP) stock options?

The employee stock options cover 14,992 underlying shares of American Express common stock at a $173.61 exercise price. They were granted on February 1, 2026 and are scheduled to expire on February 1, 2033 as part of long-term performance-linked compensation.

How are Anna Marrs' American Express (AXP) share dispositions characterized in this filing?

Her share dispositions use transaction code F, indicating shares delivered to satisfy tax liabilities. Footnotes state these were surrender transactions arising from the vesting of performance restricted stock units and restricted stock units, rather than discretionary market sales.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Marrs Anna

(Last) (First) (Middle)
200 VESEY STREET, AMERICAN EXPRESS TOWER

(Street)
NEW YORK NY 10285-5001

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
AMERICAN EXPRESS CO [ AXP ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Group Pres., GMNS
3. Date of Earliest Transaction (Month/Day/Year)
02/01/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/01/2026 A(1) 24,883 A (1) 45,276.52(2) D
Common Stock 02/01/2026 F(3) 13,637 D $352.17 31,639.52 D
Common Stock 02/01/2026 A(4) 2,016 A (4) 33,655.52 D
Common Stock 02/01/2026 F(5) 829 D $352.17 32,826.52 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (Right to Buy) $173.61 02/01/2026 A(6) 14,992 02/01/2026 02/01/2033 Common Stock 14,992 $0 14,992 D
Explanation of Responses:
1. Represents shares acquired pursuant to the vesting of Performance Restricted Stock Units that were granted to the reporting person in February 2023, based upon the satisfaction of performance criteria specified for the award at the time of grant and the reporting person's continued employment.
2. Includes shares acquired pursuant to dividend reinvestment.
3. The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Performance Restricted Stock Units.
4. Represents shares earned under the 2022 Annual Incentive Award upon the Company's positive cumulative net income over 2023-2025 pursuant to Restricted Stock Units that were granted to the reporting person in February 2023.
5. The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.
6. Represents the vesting of Performance Stock Options that were granted to the reporting person in February 2023, based upon the satisfaction of performance criteria specified for the award at the time of grant and the reporting person's continued employment.
/s/ James J. Killerlane III, attorney-in-fact 02/03/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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