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American Express (NYSE: AXP) CIO sells common stock in two trades

Filing Impact
(Very High)
Filing Sentiment
(Very Negative)
Form Type
4

Rhea-AI Filing Summary

American Express Chief Information Officer Radhakrishnan Ravikumar reported selling American Express common stock in two open‑market transactions on February 9, 2026. He sold 8,362 shares at a weighted average price of $356.14 and 6,638 shares at a weighted average price of $357.13, with each trade executed across multiple prices within disclosed ranges. Following these sales, he directly beneficially owns 8,945.141 shares of American Express common stock.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Radhakrishnan Ravikumar

(Last) (First) (Middle)
200 VESEY STREET

(Street)
NEW YORK NY 10285

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
AMERICAN EXPRESS CO [ AXP ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Information Officer
3. Date of Earliest Transaction (Month/Day/Year)
02/09/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/09/2026 S 8,362 D $356.14(1) 15,583.141 D
Common Stock 02/09/2026 S 6,638 D $357.13(2) 8,945.141 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $355.68 to $356.50. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
2. The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $356.68 to $357.46. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
/s/ James J. Killerlane III, attorney-in-fact 02/10/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did American Express (AXP) report for its CIO?

American Express reported that Chief Information Officer Radhakrishnan Ravikumar sold company common stock in two open‑market trades on February 9, 2026. The filing details the number of shares sold, weighted average prices, and his remaining directly owned share balance afterward.

How many American Express (AXP) shares did the CIO sell on February 9, 2026?

On February 9, 2026, CIO Radhakrishnan Ravikumar sold 8,362 shares of American Express common stock in one transaction and 6,638 shares in a second transaction. Both were reported as open‑market sales under transaction code “S” in the Form 4 filing.

At what prices did American Express CIO Radhakrishnan Ravikumar sell AXP shares?

He sold one block at a weighted average price of $356.14, with individual trades between $355.68 and $356.50. The second block sold at a weighted average price of $357.13, with trades between $356.68 and $357.46, according to the Form 4 footnotes.

How many American Express (AXP) shares does the CIO own after these sales?

After the reported transactions, CIO Radhakrishnan Ravikumar directly beneficially owns 8,945.141 shares of American Express common stock. The Form 4 lists this figure as the amount of securities beneficially owned following the second reported sale on February 9, 2026.

Were the American Express CIO’s AXP share sales single trades or multiple executions?

Both reported sales were executed as multiple transactions within specified price ranges. The filing notes that the weighted average prices are shown, and the CIO will provide full breakdowns of individual trade prices and share amounts upon request to American Express, shareholders, or SEC staff.
American Express Co

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