AXS (NYSE: AXS) Form 144: Notice to sell 10,000 vested restricted shares

Rhea-AI Filing Summary

Morgan Stanley Smith Barney LLC submitted a Form 144 notice for 10,000 shares of Common Stock related to restricted stock vesting under a registered plan that vested on 04/01/2026. The filing appears on 05/11/2026 and lists the securities as to be sold on the New York Stock Exchange.

Insights

Securities Compliance Analyst

Form 144 notice for sale of vested restricted shares; procedural disclosure.

This filing notifies the market of an intended sale of 10,000 shares that vested on 04/01/2026, under a registered plan. The notice itself is administrative; it permits transactions to proceed under Section 144 requirements.

Cash‑flow treatment and actual sale timing are not specified in the excerpt; subsequent broker or transaction filings would show execution details.

Equity Markets Specialist

Transaction scale appears routine relative to a corporation-level float; no material impact signaled.

The filing lists the venue as NYSE and identifies the securities as restricted stock vested under a registered plan. This indicates the shares became eligible for resale following vesting and registration coverage.

Market impact depends on whether the holder places the shares in the open market; timing and method are not disclosed in the excerpt.

Key Figures

Shares to be sold: 10,000 shares Vesting date: 04/01/2026 Form date: 05/11/2026

3 metrics

Shares to be sold 10,000 shares restricted stock vesting under a registered plan

Vesting date 04/01/2026 date when restricted stock vested

Form date 05/11/2026 date of the Form 144 notice

Key Terms

restricted stock vesting, Form 144, registered plan

3 terms

restricted stock vesting financial

"Restricted stock vesting under a registered plan"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

Form 144 regulatory

"submitted a Form 144 notice for 10,000 shares"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

registered plan financial

"restricted stock vesting under a registered plan"

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	10000	1000123.00	73723236	05/11/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	04/01/2026	Restricted stock vesting under a registered plan	Issuer			10000	04/01/2026	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does AXS's Form 144 disclose?

It discloses an intent to sell 10,000 shares of Common Stock tied to restricted stock that vested on 04/01/2026, as indicated in the filing dated 05/11/2026.

Who filed the Form 144 for AXS?

The notice lists Morgan Stanley Smith Barney LLC as the filer, with an address at 1 New York Plaza, and identifies the transaction venue as the NYSE.

Are the proceeds from the sale paid to the issuer (AXS)?

The excerpt states the shares are related to restricted stock vesting under a registered plan; the filing does not state who receives proceeds or any use of proceeds.

When did the restricted shares vest for the AXS Form 144 filing?

The restricted shares are shown as vested on 04/01/2026, per the filing, with the Form 144 notice dated 05/11/2026.